DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• M••••••••• C••••
Latest filing Mar 30, 2026
First filing on the tape Mar 25, 2014 · 18 filings
SEC status approved since Apr 18, 2014
RAUM
$16B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
113
70 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
60
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$16B as of Mar 30, 2026
Mar 26, 2015$3.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20150 then
Employees (5.A)113 as of Mar 30, 2026
Mar 26, 201556 then
Private funds60 as of Mar 30, 2026
Mar 26, 201522 then
RAUM +3.3% over the last fiscal year-2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $260MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $16B, 60 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$16B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 60reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $16B for 60 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
75 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• V••••••• X••• L••• | Venture Capital Fund | $2.9B | 212 | Mar 30, 2023 |
| B•••••• V••••••• X• • A• L••• | Private Equity Fund | $1.4B | 78 | Mar 24, 2016 |
| B•••••• V••••••• X••• L••• | Private Equity Fund | $1.3B | 116 | Mar 29, 2019 |
| B•••••• V••••••• X•••• L••• | Private Equity Fund | $997M | 153 | Mar 31, 2021 |
| B•••••• V••••••• X• • A• S••• F•••• L••• | Private Equity Fund | $936M | 74 | Mar 24, 2016 |
| B•••••• V••••••• X••• S••• F•••• L••• | Private Equity Fund | $698M | 147 | Mar 31, 2021 |
| B•••••• V••••••• X• L••• | Private Equity Fund | $696M | 92 | Mar 26, 2013 |
| B•••••• V••••••• I•• L••• | Venture Capital Fund | $680M | 111 | Mar 29, 2012 |
| B•••••• V••••••• X•• S••• F•••• L••• | Private Equity Fund | $635M | 109 | Mar 29, 2019 |
| B•••••• V••••••• X•• ••• I• C••••••• L••• | Venture Capital Fund | $541M | 212 | Mar 30, 2023 |
| B•••••• V••••••• X• • A• ••• I•• L••• | Private Equity Fund | $449M | 78 | Mar 23, 2017 |
| B•••••• V••••••• X•• ••• I• C••••••• L••• | Private Equity Fund | $398M | 116 | Mar 29, 2019 |
| B•••••• V••••••• S••••• F••• I•• L••• | Private Equity Fund | $398M | 57 | Mar 30, 2023 |
| B•••••• V••••••• X• • B• L••• | Private Equity Fund | $364M | 27 | Mar 24, 2016 |
| B•••••• V••••••• X••• ••• I• C••••••• L••• | Private Equity Fund | $323M | 153 | Mar 31, 2021 |
| B•••••• V••••••• X• S••• F•••• L••• | Private Equity Fund | $312M | 81 | Mar 26, 2013 |
| B•••••• V••••••• S••••• F••• I• L••• | Private Equity Fund | $265M | 66 | Mar 31, 2022 |
| B•••••• V••••••• X••• S••• F••• ••• I• C••••••• L••• | Private Equity Fund | $264M | 147 | Mar 31, 2021 |
| B•••••• V••••••• X•• S••• F••• ••• I• C••••••• L••• | Private Equity Fund | $252M | 109 | Mar 29, 2019 |
| B•••••• V••••••• V•••• L••• | Venture Capital Fund | $216M | 94 | Mar 29, 2012 |
| B•••••• V••••••• X• • B• S••• F•••• L••• | Private Equity Fund | $204M | 24 | Mar 24, 2016 |
| B•••••• V••••••• X• • A• S••• F••• ••• I•• L••• | Private Equity Fund | $192M | 74 | Mar 23, 2017 |
| B•••••• V••••••• X••• ••• I••• L••• | Private Equity Fund | $183M | 113 | Mar 31, 2022 |
| B•••••• V••••••• X••• S••• F••• ••• I••• L••• | Private Equity Fund | $183M | 110 | Mar 31, 2022 |
| B•••••• V••••••• S••••• F••• I• ••• I• C••••••• L••• | Private Equity Fund | $135M | 57 | Mar 30, 2023 |
| 1•••no longer reported | Venture Capital Fund | $125M | 97 | Mar 29, 2012 |
| B•••••• V••••••• X• • B• ••• I•• L••• | Private Equity Fund | $119M | 27 | Mar 23, 2017 |
| B•••••• I••••••••• P••••••• X••• L••• | Venture Capital Fund | $79.2M | 44 | Mar 30, 2023 |
| B•••••• V••••••• I• ••• I•• L•no longer reported | Venture Capital Fund | $66.8M | 111 | Mar 29, 2012 |
| B•••••• I••••••••• P••••••• X•• L•• | Private Equity Fund | $66.3M | 22 | Mar 24, 2016 |
| B•••••• V••••••• X••• S••• F••• ••• I••• L••• | Private Equity Fund | $66.1M | 110 | Mar 31, 2022 |
| B•••••• V••••••• X••• ••• I••• L••• | Private Equity Fund | $66.0M | 113 | Mar 31, 2022 |
| B•••••• I••••••••• P••••••• X•••• L••• | Private Equity Fund | $65.8M | 30 | Mar 31, 2021 |
| B•••••• V••••••• X•• S••• F••• ••• I•••• L••• | Private Equity Fund | $60.8M | 96 | Mar 30, 2020 |
| B•••••• V••••••• X•• ••• I•••• L••• | Private Equity Fund | $60.8M | 100 | Mar 30, 2020 |
| B•••••• V••••••• X•• S••• F••• ••• I•• L••• | Private Equity Fund | $60.6M | 96 | Mar 29, 2019 |
| B•••••• V••••••• X•• ••• I•• L••• | Private Equity Fund | $60.6M | 100 | Mar 29, 2019 |
| B•••••• I••••••••• P••••••• X••• L•• | Private Equity Fund | $48.4M | 24 | Mar 29, 2019 |
| B•••••• V••••••• S••••• F••• I• ••• I• C••••••• L••• | Private Equity Fund | $46.9M | 66 | Mar 31, 2022 |
| B•••••• V••••••• X• • B• S••• F••• ••• I•• L••• | Private Equity Fund | $41.5M | 24 | Mar 23, 2017 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• N•••••• N•• · Executive Officer, Board Member, Vice Pres•••Ntcontrolsince 07/2007 · owns less than 5%
- B••••• M••••••• M•••••• · Executive Officer, Board Member, Pres•••Ntcontrolsince 07/2007 · owns less than 5%
- E•••••••• M••••• N•• · Executive Officercontrolsince 02/2018 · owns less than 5%
- F••••••• J••••• R••• · Executive Officer, Board Member, Vice Pres•••Ntcontrolsince 01/2012 · owns less than 5%
- F••••••••• R••••••• L••••••• · Executive Officercontrolsince 02/2016 · owns less than 5%
- L••• R••••• H••••••• · Executive Officer, Vice Pres•••Ntcontrolsince 07/2005 · owns less than 5%
- P••••••••• L••••••• M•••• · Secretary, General Counsel, Chief Compliance Officercontrolsince 02/2012 · owns less than 5%
- S••••••• C••••••••• C•• · Treasurer, Chief Financial Officercontrolsince 07/2006 · owns less than 5%
- S••••••••• Z••••••• L••••••• · Executive Officercontrolsince 02/2022 · owns less than 5%
- S•••••• C••••••• R••• · Executive Officercontrolsince 02/2014 · owns less than 5%
- T•••••• R•••••• D•••• · Executive Officercontrolsince 01/2005 · owns less than 5%
- T••••••• D•••••••• D••••• · Executive Officercontrolsince 02/2015 · owns less than 5%
- T••••• S••••• R•••••• · Executive Officercontrolsince 01/2005 · owns less than 5%
Entity owners
- B•••••• M••••••••• C•••••• L•• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- B•••••• P••••••• G• X•••• L••investment adviserbankpooled vehicle sponsorn
- B•••••• P••••••• G• X••• L••investment adviserbankpooled vehicle sponsorn
- B•••••• P••••••• I• ••• I•• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• I•• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• S••••• F••• I• ••• I• C••••••• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• S••••• F••• I• G•• L••investment adviserbankpooled vehicle sponsorn
- B•••••• P••••••• S••••• F••• I• L•••investment adviserbankpooled vehicle sponsorn
- B•••••• P••••••• S••••• F••• I• ••• I• C••••••• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• S••••• F••• I• G•• L••investment adviserbankpooled vehicle sponsorn
- B•••••• P••••••• S••••• F••• I•• L•••investment adviserbankpooled vehicle sponsorn
- B•••••• P••••••• V••• ••••• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• V••• S••• F•••• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• V•••• L••investment adviserbankpooled vehicle sponsorn
- B•••••• P••••••• X• ••• I•• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X• S••• F••• ••• I•• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X• S••• F•••• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X• ••• I•• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X• S••• F••• ••• I•• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X• S••• F•••• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X•• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X•• ••• I• C••••••• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X•• S••• F••• ••• I• C••••••• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X•• S••• F•••• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X••• L••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X••• ••• I• C••••••• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X••• S••• F••• ••• I• C••••••• L•••investment adviserpooled vehicle sponsorn
- B•••••• P••••••• X••• S••• F•••• L•••investment adviserbankpooled vehicle sponsorn
- B•••••• P••••••• X•••• L•••investment adviserbankpooled vehicle sponsorn
- B•••••• P••••••• X•• ••• I• C••••••• L•••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA18 employees
- New York, NY11 employees
- Menlo Park, CA4 employees
What changed
consecutive filings, newest first
- Advisory employees · 65 to 70Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $15B to $16BMar 28, 2025 to Mar 30, 2026
- Employees · 108 to 113Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $15B to $16BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $15B to $16BMar 28, 2025 to Mar 30, 2026
- RAUM · $15B to $16BMar 28, 2025 to Mar 30, 2026
- Accounts · 59 to 60Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 66 to 65Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 59 to 60Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $16B to $15BMar 29, 2024 to Mar 28, 2025
- Employees · 117 to 108Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Private funds · 59 to 60Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $16B to $15BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $16B to $15BMar 29, 2024 to Mar 28, 2025
- RAUM · $16B to $15BMar 29, 2024 to Mar 28, 2025
- Accounts · 60 to 59Apr 24, 2023 to Mar 29, 2024
- Advisory employees · 63 to 66Apr 24, 2023 to Mar 29, 2024
- Pooled vehicle clients · 60 to 59Apr 24, 2023 to Mar 29, 2024
- Assets in custody · $17B to $16BApr 24, 2023 to Mar 29, 2024
- Employees · 96 to 117Apr 24, 2023 to Mar 29, 2024
- Private funds · 60 to 59Apr 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $17B to $16BApr 24, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $17B to $16BApr 24, 2023 to Mar 29, 2024
- RAUM · $17B to $16BApr 24, 2023 to Mar 29, 2024
- Assets in custody · $17B to $17BMar 30, 2023 to Apr 24, 2023
- Discretionary RAUM · $17B to $17BMar 30, 2023 to Apr 24, 2023
- Pooled vehicle RAUM · $17B to $17BMar 30, 2023 to Apr 24, 2023
- RAUM · $17B to $17BMar 30, 2023 to Apr 24, 2023
- Accounts · 52 to 60Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 51 to 63Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 52 to 60Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $18B to $17BMar 31, 2022 to Mar 30, 2023
- Employees · 77 to 96Mar 31, 2022 to Mar 30, 2023
- Private funds · 52 to 60Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $18B to $17BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $18B to $17BMar 31, 2022 to Mar 30, 2023
- RAUM · $18B to $17BMar 31, 2022 to Mar 30, 2023
- Accounts · 43 to 52Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 53 to 51Mar 31, 2021 to Mar 31, 2022
Signals
10 dated events
- Lavallee Zachary Smotherman (Executive Officer) appeared on Schedule A of B•••••• M••••••••• C••••Mar 30, 2023 · Control person joined · fact
- B•••••• M••••••••• C•••• reported RAUM $17.8B, up 77% from $10.1B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Itzik Parnafes (Executive Officer) no longer on Schedule A of B•••••• M••••••••• C•••• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- B•••••• M••••••••• C•••• reported RAUM $10.1B, up 49% from $6.7B (2020-04-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- B•••••• M••••••••• C•••• reported RAUM $6.4B, up 51% from $4.3B (2018-05-09 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Morad El-Hafed (Executive Officer) appeared on Schedule A of B•••••• M••••••••• C••••Mar 29, 2019 · Control person joined · fact
- Joseph Thomas Crotty (Executive Officer) no longer on Schedule A of B•••••• M••••••••• C•••• (listed 2018-05-09, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- David Richard Frisbie (Executive Officer) no longer on Schedule A of B•••••• M••••••••• C•••• (listed 2018-05-09, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Patrick Kenneth Lawler (Executive Officer) no longer on Schedule A of B•••••• M••••••••• C•••• (listed 2018-05-09, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- B•••••• M••••••••• C•••• filed its initial SEC registration (Form ADV)Mar 25, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••••• M••••••••• C•••• · Independent Sponsorsshared crd · capital_provider
- B•••••• M••••••••• C•••• · Private Equityshared crd · organization
- B•••••• M••••••••• C•••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/battery-venturesreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/battery-collectivereportedpublic record, Form ADV, Sep 18, 2026
- Website
- battery.venturesreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-948-3600reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026