DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• C•••••• M••••••••• L•••
Latest filing Jul 7, 2026
First filing on the tape Feb 13, 2012 · 45 filings
SEC status approved since Mar 30, 2012
RAUM
$43B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
209
98 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
18
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$43B as of Jul 7, 2026
Apr 1, 2013$14B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 7, 2026
Apr 1, 20130 then
Employees (5.A)209 as of Jul 7, 2026
Apr 1, 2013220 then
Private funds18 as of Jul 7, 2026
Apr 1, 201311 then
RAUM +50% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $13B, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$43B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 35reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13B for 27 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
39 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- C••••••••• P••••• E•••••• · President And Chief Investment Officercontrolsince 06/2012 · owns less than 5%
- D••••••• B••••• K•••• · Chief Executive Officercontrolsince 10/2021 · owns less than 5%
- S••••••• G•••••• M•••••• · Chief Financial Officercontrolsince 03/2019 · owns less than 5%
- S••••••• J•••• · Chief Legal Officercontrolsince 02/2020 · owns less than 5%
- S•••••• T••••••• D•••• · Chief Compliance Officercontrolsince 08/2004 · owns less than 5%
- T•••••• K••••••• G• · Chairmancontrolsince 07/2003 · owns less than 5%
- K••••• B•••••• P• · Trusteecontrolsince 08/2020 · owns F of T•• K•••••• G• T••••• F••••• T••••
- S••••••• P•••• G••••• · Trusteecontrolsince 08/2020 · owns F of T•• K•••••• G• T••••• F••••• T••••
- T•••••• K••••••• G• · Trusteecontrolsince 06/1994 · owns F of K•••••• G• T••••• R•••••••• T••••
Entity owners
- K•• I••••••••• P•••••••• L••• · L•••••• Partnerdirect · owns 75% or more
- K••• I••• · General Partnerdirect · owns less than 5%
- K•••••• G• T••••• R•••••••• T•••• · Shareholderindirect · owns 75% or more of K••• I•••
- K•• C•••••• L•••••• P••••••••• · L•••••• Partnerindirect · owns 75% or more of K•• I••••••••• P•••••••• L•••
- K••• I••• · General Partnerindirect · owns F of K•• C•••••• L•••••• P•••••••••
- T•• K•••••• G• T••••• F••••• T•••• · L•••••• Partnerindirect · owns 25% to 50% of K•• C•••••• L•••••• P•••••••••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom8 employees
- West Palm Beach, FL8 employees
What changed
consecutive filings, newest first
- Pooled vehicle clients · 27 to 28Feb 24, 2026 to Mar 31, 2026
- Assets in custody · $9.4B to $13BFeb 24, 2026 to Mar 31, 2026
- Employees · 204 to 209Feb 24, 2026 to Mar 31, 2026
- Discretionary RAUM · $29B to $43BFeb 24, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $29B to $43BFeb 24, 2026 to Mar 31, 2026
- RAUM · $29B to $43BFeb 24, 2026 to Mar 31, 2026
- Private funds · 17 to 18Oct 24, 2025 to Feb 24, 2026
- Pooled vehicle clients · 26 to 27Jun 12, 2025 to Oct 24, 2025
- Financial planning clients · unset to Mar 28, 2025 to Jun 12, 2025
- Private funds · 16 to 17Mar 28, 2025 to Jun 12, 2025
- Accounts · 31 to 35Nov 13, 2024 to Mar 28, 2025
- Advisory employees · 78 to 98Nov 13, 2024 to Mar 28, 2025
- Pooled vehicle clients · 25 to 26Nov 13, 2024 to Mar 28, 2025
- Assets in custody · $7.2B to $9.4BNov 13, 2024 to Mar 28, 2025
- Other offices · 2 to 3Nov 13, 2024 to Mar 28, 2025
- Discretionary RAUM · $19B to $29BNov 13, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $19B to $29BNov 13, 2024 to Mar 28, 2025
- RAUM · $19B to $29BNov 13, 2024 to Mar 28, 2025
- Private funds · 14 to 16Apr 29, 2024 to Nov 13, 2024
- Accounts · 29 to 31Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 81 to 78Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 23 to 25Mar 31, 2023 to Mar 29, 2024
- Employees · 178 to 204Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $15B to $19BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $15B to $19BMar 31, 2023 to Mar 29, 2024
- RAUM · $15B to $19BMar 31, 2023 to Mar 29, 2024
- Accounts · 23 to 29Oct 31, 2022 to Mar 31, 2023
- Advisory employees · 67 to 81Oct 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 24 to 23Oct 31, 2022 to Mar 31, 2023
- Private funds · 16 to 14Oct 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $15B to $15BOct 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $15B to $15BOct 31, 2022 to Mar 31, 2023
- RAUM · $15B to $15BOct 31, 2022 to Mar 31, 2023
- Private funds · 13 to 16Mar 31, 2022 to May 26, 2022
- Accounts · 28 to 23Feb 24, 2022 to Mar 31, 2022
- Advisory employees · 68 to 67Feb 24, 2022 to Mar 31, 2022
- Pooled vehicle clients · 22 to 24Feb 24, 2022 to Mar 31, 2022
- Assets in custody · $6.1B to $7.2BFeb 24, 2022 to Mar 31, 2022
- Employees · 177 to 178Feb 24, 2022 to Mar 31, 2022
- Private funds · 14 to 13Feb 24, 2022 to Mar 31, 2022
Signals
13 dated events
- G••••• C•••••• M••••••••• L••• reported RAUM $42.9B, up 50% from $28.5B (2026-02-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- G••••• C•••••• M••••••••• L••• reported RAUM $28.5B, up 53% from $18.6B (2024-11-13 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Anthony James Medeiros (Chief Executive Officer) no longer on Schedule A of G••••• C•••••• M••••••••• L••• (listed 2021-11-02, absent 2021-11-03)Nov 3, 2021 · Control person left · inference
- G••••• C•••••• M••••••••• L••• reported RAUM $18.5B, down 47% from $34.6B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- G••••• Paul Sedlack (Trustee) appeared on Schedule A of G••••• C•••••• M••••••••• L•••Mar 31, 2021 · Control person joined · fact
- P B••••• K•••• (Trustee) appeared on Schedule A of G••••• C•••••• M••••••••• L•••Mar 31, 2021 · Control person joined · fact
- J•••• S•••••• (Chief Legal Officer) appeared on Schedule A of G••••• C•••••• M••••••••• L•••Mar 31, 2021 · Control person joined · fact
- Emmett Robert Murray (Vice Chairman) no longer on Schedule A of G••••• C•••••• M••••••••• L••• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Nmn Isaac Finkle (Chief Legal Officer) no longer on Schedule A of G••••• C•••••• M••••••••• L••• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- G••••• C•••••• M••••••••• L••• reported RAUM $34.6B, up 30% from $26.5B (2019-11-18 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Anthony James Medeiros (Chief Executive Officer) appeared on Schedule A of G••••• C•••••• M••••••••• L•••Mar 29, 2019 · Control person joined · fact
- M•••••• G••••• S•••••• (Chief Financial Officer) appeared on Schedule A of G••••• C•••••• M••••••••• L•••Mar 29, 2019 · Control person joined · fact
- G••••• Paul Sedlack (Chief Operating Officer, Vice Chairman And General Counsel) no longer on Schedule A of G••••• C•••••• M••••••••• L••• (listed 2018-03-29, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-899-3400reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026