DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• P•••••• P••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 28 filings
SEC status approved since Mar 16, 2012
RAUM
$395M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$395M as of Mar 30, 2026
Apr 1, 2013$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)14 as of Mar 30, 2026
Apr 1, 201332 then
Private funds3 as of Mar 30, 2026
Apr 1, 20135 then
RAUM -77% over the last fiscal year-45% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -77%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $262,000, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$145M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $262,000 for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.37 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• F•••• L••• | Hedge Fund | $619M | 30 | Feb 14, 2012 |
| T•••• H•••• F•••• L••• | Hedge Fund | $458M | 13 | Mar 31, 2014 |
| T•••• J•••••• H•••••••• L••• | Private Equity Fund | $309M | 16 | Nov 26, 2014 |
| T•••• P•••• F•••• L•••no longer reported | Hedge Fund | $251M | 5 | Feb 14, 2012 |
| T•••• R••• F•••• L•••no longer reported | Hedge Fund | $215M | 2 | Apr 1, 2013 |
| T•••• G•••••• I•••• F••• L•• | Hedge Fund | $194M | 18 | Mar 31, 2014 |
| T•••• C•••••• F•••• L•••no longer reported | Hedge Fund | $174M | 4 | Feb 14, 2012 |
| T•••• M••• F•••• L•••no longer reported | Hedge Fund | $57.7M | 2 | Jul 9, 2015 |
| T•••• H••••• F•••• L••• • C•••• A•no longer reported | Hedge Fund | $20.6M | 3 | Sep 30, 2016 |
| T•••• H••••• F•••• L••• • C•••• B•no longer reported | Hedge Fund | $17.8M | 1 | Dec 22, 2016 |
| T•••• B••• F•••• L•••no longer reported | Hedge Fund | $10.6M | 5 | Feb 14, 2012 |
| T•••• J•••• A•••• F•••• L•••no longer reported | Hedge Fund | $847,000 | 3 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• B••••• K• · Co-Chief Executive Officercontrolsince 02/2022 · owns less than 5%
- K•••• M••••••• A•••• · Chief Investment Officercontrolsince 06/2003 · owns less than 5%
- M•••••••• H••••••• · Co-Chief Executive Officercontrolsince 02/2022 · owns less than 5%
- W•••••••• C••••••••• N•••• K•••• · Chief Financial Officercontrolsince 11/2021 · owns less than 5%
- M•••••••• H••••••• · Ownercontrolsince 12/2021 · owns 75% or more of B••• C••••••• L•••
- Y•••••••• B•••• · Sole Ownercontrolsince 12/2023 · owns 75% or more of Y••••••• N•• 1• F••••• F•••
Entity owners
- B••• C••••••• L••• · General Partnerdirect · owns less than 5%
- B••• C••••••• L••• · General Partnerindirect · owns F of B••• C•••••• S•••••• O••••••••• I• L•
- B••• C•••••• S•••••• O••••••••• I• L• · Limited Partnerdirect · owns 75% or more
- Y••••••• N•• 1• F••••• F••• · Shareholderindirect · owns 75% or more of B••• C•••••• S•••••• O••••••••• I• L•
- Y••••••• N•• 1• F••••• O••••• · General Partnerindirect · owns 75% or more of Y••••••• N•• 1• F••••• F•••
Related persons
Schedule D 7.A
- T•••• F••• G• L•pooled vehicle sponsory
- T•••• G•••••• I•••• M••••••••• L•pooled vehicle sponsory
- T•••• H•••• F••• G•• L•••pooled vehicle sponsory
- T•••• J•••••• H••••••• G• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Tokyo, Japan2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 35.0 to 14.0 (-60.0%) between the annual amendments of 2025-02-05 and 2026-03-30; the peer median change was 0.0% (29 comparable advisers, 0.0th percentile of changes)peers: other advisers, $100M to $500M (29) · 0.0% percentile
- institutional asset share shiftChange between filings · filing Mar 30, 2026institutional share of RAUM moved from 26.0% to 0.0% between the annual amendments of 2025-02-05 and 2026-03-30peers: other advisers, $100M to $500M (212)
- RAUM down 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $1,720,319,000 to $395,283,000 (-77.0%) between the annual amendments of 2025-02-05 and 2026-03-30; the peer median change was +8.0% (161 comparable advisers, 1.0th percentile of changes)peers: other advisers, $100M to $500M (161) · 0.6% percentile
What changed
consecutive filings, newest first
- Advisory employees · 19 to 8Aug 15, 2025 to Mar 30, 2026
- BD registered reps · 2 to 0Aug 15, 2025 to Mar 30, 2026
- Employees · 32 to 14Aug 15, 2025 to Mar 30, 2026
- Private funds · 5 to 3Aug 15, 2025 to Mar 30, 2026
- Discretionary RAUM · $820M to $395MAug 15, 2025 to Mar 30, 2026
- Pension RAUM · 442169000.0 to unsetAug 15, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $378M to $145MAug 15, 2025 to Mar 30, 2026
- RAUM · $820M to $395MAug 15, 2025 to Mar 30, 2026
- Assets in custody · $334,000 to $262,000May 15, 2025 to Aug 15, 2025
- Employees · 33 to 32May 15, 2025 to Aug 15, 2025
- Discretionary RAUM · $946M to $820MMay 15, 2025 to Aug 15, 2025
- Pension RAUM · $440M to $442MMay 15, 2025 to Aug 15, 2025
- Pooled vehicle RAUM · $506M to $378MMay 15, 2025 to Aug 15, 2025
- RAUM · $946M to $820MMay 15, 2025 to Aug 15, 2025
- Advisory employees · 20 to 19Feb 5, 2025 to May 15, 2025
- Employees · 35 to 33Feb 5, 2025 to May 15, 2025
- Financial planning clients · unset to Feb 5, 2025 to May 15, 2025
- Discretionary RAUM · $1.7B to $946MFeb 5, 2025 to May 15, 2025
- Pension RAUM · $453M to $440MFeb 5, 2025 to May 15, 2025
- Pooled vehicle RAUM · $1.3B to $506MFeb 5, 2025 to May 15, 2025
- RAUM · $1.7B to $946MFeb 5, 2025 to May 15, 2025
- Accounts · 6 to 7Mar 20, 2024 to Jan 13, 2025
- Advisory employees · 25 to 20Mar 20, 2024 to Jan 13, 2025
- Pooled vehicle clients · 4 to 5Mar 20, 2024 to Jan 13, 2025
- Assets in custody · $194M to $334,000Mar 20, 2024 to Jan 13, 2025
- Employees · 39 to 35Mar 20, 2024 to Jan 13, 2025
- Private funds · 4 to 5Mar 20, 2024 to Jan 13, 2025
- Discretionary RAUM · $2.1B to $1.7BMar 20, 2024 to Jan 13, 2025
- Pension RAUM · $524M to $453MMar 20, 2024 to Jan 13, 2025
- Pooled vehicle RAUM · $1.6B to $1.3BMar 20, 2024 to Jan 13, 2025
- RAUM · $2.1B to $1.7BMar 20, 2024 to Jan 13, 2025
- Advisory employees · 23 to 25Mar 30, 2023 to Mar 20, 2024
- Assets in custody · $136M to $194MMar 30, 2023 to Mar 20, 2024
- Employees · 38 to 39Mar 30, 2023 to Mar 20, 2024
- Discretionary RAUM · $2.4B to $2.1BMar 30, 2023 to Mar 20, 2024
- Pension RAUM · $554M to $524MMar 30, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $1.9B to $1.6BMar 30, 2023 to Mar 20, 2024
- RAUM · $2.4B to $2.1BMar 30, 2023 to Mar 20, 2024
- Advisory employees · 27 to 23Jun 23, 2022 to Mar 30, 2023
- Assets in custody · $152M to $136MJun 23, 2022 to Mar 30, 2023
Signals
9 dated events
- T•••• P•••••• P••••••• L••• reported RAUM $395.3M, down 52% from $820.1M (2025-08-15 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- T•••• P•••••• P••••••• L••• reported RAUM $946.0M, down 45% from $1.7B (2025-02-05 to 2025-05-15)May 15, 2025 · RAUM change · derived
- B•••• Y••••••• (Sole Owner) appeared on Schedule A of T•••• P•••••• P••••••• L•••Mar 20, 2024 · Control person joined · fact
- H••••••• M••••••• (Co-Chief Executive Officer) appeared on Schedule A of T•••• P•••••• P••••••• L•••Mar 30, 2022 · Control person joined · fact
- H. John Hammond (Founding Partner) no longer on Schedule A of T•••• P•••••• P••••••• L••• (listed 2021-05-17, absent 2022-01-07)Jan 7, 2022 · Control person left · inference
- Christopher Fosse (Chief Financial Officer) no longer on Schedule A of T•••• P•••••• P••••••• L••• (listed 2021-03-31, absent 2021-05-17)May 17, 2021 · Control person left · inference
- T•••• P•••••• P••••••• L••• reported RAUM $3.5B, up 30% from $2.7B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- T•••• P•••••• P••••••• L••• reported RAUM $2.7B, up 26% from $2.1B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- T•••• P•••••• P••••••• L••• reported RAUM $2.6B, up 30% from $2.0B (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- T•••• P•••••• P••••••• L••• · Independent Sponsorsshared crd · capital_provider
- T•••• P•••••• P••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/taiyo-pacific-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- T••••FUNDS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 425-896-5300reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026