DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S• H••••• I••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 30, 2017 · 12 filings
SEC status approved since Aug 1, 2017
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 29, 2018$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20180 then
Employees (5.A)26 as of Mar 31, 2026
Mar 29, 201820 then
Private funds15 as of Mar 31, 2026
Mar 29, 201816 then
RAUM +2.4% over the last fiscal year-4.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S• L••• S••••••• F••• I• C•• L••• | Venture Capital Fund | $400M | 44 | Mar 31, 2022 |
| S• L••• S••••••• F••• V•• L••• | Venture Capital Fund | $260M | 36 | Mar 30, 2016 |
| D••••••• D•••••••• L•no longer reported | Venture Capital Fund | $170M | 12 | Mar 30, 2016 |
| S• L••• S••••••• F••• V• L••• | Venture Capital Fund | $129M | 57 | Mar 30, 2012 |
| S•• G••••• F•••• L••• | Venture Capital Fund | $80.0M | 21 | Mar 29, 2019 |
| M•••••• C••••••••• F•••• L••• | Venture Capital Fund | $31.9M | 2 | Mar 29, 2019 |
| I••••••••• L••• S••••••• F••• I•• ••••• L••• | Venture Capital Fund | $23.9M | 37 | Mar 30, 2012 |
| S• L••• S••••••• F••• V• S•••••••• P•••••••• L••• | Venture Capital Fund | $13.7M | 38 | Jun 30, 2017 |
| S• L••• S••••••• F••• V• S•••••••• P•••••••• L•••no longer reported | Venture Capital Fund | $13.3M | 36 | Jun 30, 2017 |
| S• L••• S••••••• F••• I•• L••• | Venture Capital Fund | $9.5M | 66 | Mar 30, 2012 |
| S•• G••••• F••• S•••••••• P•••••••• L••• | Venture Capital Fund | $9.4M | 48 | Mar 30, 2023 |
| I••••••••• L••• S••••••• F••• I•• ••••• L•••no longer reported | Venture Capital Fund | $4.0M | 2 | Mar 30, 2012 |
| S• L••• S••••••• F••• V• S•••••••• P•••••••• L••• | Venture Capital Fund | $3.3M | 72 | Mar 30, 2012 |
| I••••••••• L••• S••••••• F••• I•• C••••••••• L••• | Venture Capital Fund | $574,262 | 27 | Mar 30, 2012 |
| I••••••••• L••• S••••••• F••• I•• S•••••••• P•••••••• L••• | Venture Capital Fund | $419,549 | 37 | Mar 30, 2012 |
| S• L••• S••••••• F••• I• S•••••••• P•••••••• L••• | Venture Capital Fund | $264,036 | 91 | Mar 30, 2012 |
| S••••••• V••••••• I••••••••• L••• S••••••• F••• L••••no longer reported | Venture Capital Fund | $0 | 28 | Mar 30, 2012 |
| S••••••• V••••••• I••••••••• L••• S••••••• F••• L••••no longer reported | Venture Capital Fund | $0 | 19 | Mar 30, 2012 |
| S••••••• V••••••• I••••••••• L••• S••••••• F••• T••••no longer reported | Venture Capital Fund | $0 | 14 | Mar 30, 2012 |
| S••••••• V••••••• I••••••••• L••• S••••••• F••• I• C••••••••• S•••••no longer reported | Venture Capital Fund | $0 | 0 | Mar 30, 2012 |
| S••••••• V••••••• I••••••••• L••• S••••••• F••• I• S•••••••• P•••••••• L•••no longer reported | Venture Capital Fund | $0 | 0 | Mar 30, 2012 |
| S••••••• V••••••• I••••••••• L••• S••••••• F••• I• L••••no longer reported | Venture Capital Fund | $0 | 0 | Mar 30, 2012 |
| S••••••• V••••••• I••••••••• L••• S••••••• F••• I• L••••no longer reported | Venture Capital Fund | $0 | 0 | Mar 30, 2012 |
| S••••••• V••••••• I••••••••• L••• S••••••• F••• C••••••••• S•••••no longer reported | Venture Capital Fund | $0 | 14 | Mar 30, 2012 |
| S••••••• V••••••• I••••••••• L••• S••••••• F••• I• L••••no longer reported | Venture Capital Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• M••••••• H••• · Managing Partnercontrolsince 01/2018 · owns 10% to 25%
- B••••••• C••••••••• E•••••••• · Managing Partnercontrolsince 01/2006 · owns less than 5%
- F••••••• B••••• M•••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- F••••• T•••••• J••••• · Managing Partnercontrolsince 01/2014 · owns 10% to 25%
- H•••• E•••••• D••••• · Managing Partnercontrolsince 01/2006 · owns 5% to 10%
- L••••••••• P•••• A••••• · Managing Partner And Chief Operating Officercontrolsince 01/2014 · owns 10% to 25%
- M•••••• G•••• A•••••• · Managing Partnercontrolsince 01/2021 · owns 10% to 25%
- R•••• M••••••• J•• · Managing Partnercontrolsince 01/2006 · owns 10% to 25%
- T••••••• N•••••• N•• · Managing Partnercontrolsince 01/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
- I••••••••• L••• S••••••• F••• I•• •••• L••pooled vehicle sponsorn
- M•••••• C••••••••• G• L••pooled vehicle sponsorn
- S• H••••• M••••••• L••investment advisern
- S• L••• S••••••• F••• I• •••• L••pooled vehicle sponsorn
- S• L••• S••••••• F••• I• C• •••• L••pooled vehicle sponsorn
- S• L••• S••••••• F••• V• •••• L••pooled vehicle sponsorn
- S• L••• S••••••• F••• V• •••• L••pooled vehicle sponsorn
- S•• G••••• F••• •••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 17 to 16Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 20 to 21Mar 31, 2025 to Mar 31, 2026
- Employees · 27 to 26Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.1B to $1.1BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.1B to $1.1BMar 31, 2025 to Mar 31, 2026
- Accounts · 13 to 15Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 15 to 17Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 18 to 20Mar 28, 2024 to Mar 31, 2025
- Employees · 22 to 27Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 13 to 15Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $1.1BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BMar 28, 2024 to Mar 31, 2025
- RAUM · $1.1B to $1.1BMar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $1.1BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.2B to $1.1BMar 30, 2023 to Mar 28, 2024
- RAUM · $1.2B to $1.1BMar 30, 2023 to Mar 28, 2024
- Accounts · 17 to 13Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 14 to 15Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 21 to 18Mar 31, 2022 to Mar 30, 2023
- Private funds · 17 to 13Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.6B to $1.2BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.6B to $1.2BMar 31, 2022 to Mar 30, 2023
- RAUM · $1.6B to $1.2BMar 31, 2022 to Mar 30, 2023
- Accounts · 16 to 17Apr 29, 2021 to Mar 31, 2022
- Advisory employees · 13 to 14Apr 29, 2021 to Mar 31, 2022
- Pooled vehicle clients · 19 to 21Apr 29, 2021 to Mar 31, 2022
- Employees · 23 to 22Apr 29, 2021 to Mar 31, 2022
- Private funds · 16 to 17Apr 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.7B to $1.6BApr 29, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $2.1M to $0Apr 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.7B to $1.6BApr 29, 2021 to Mar 31, 2022
- RAUM · $1.7B to $1.6BApr 29, 2021 to Mar 31, 2022
- Pooled vehicle clients · 16 to 19Mar 30, 2020 to Mar 31, 2021
- Employees · 25 to 23Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.4B to $1.7BMar 30, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $2.4M to $2.1MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $1.4B to $1.7BMar 30, 2020 to Mar 31, 2021
- RAUM · $1.4B to $1.7BMar 30, 2020 to Mar 31, 2021
Signals
11 dated events
- H••••• A•••••••• (Managing Partner) no longer on Schedule A of S• H••••• I••••••••• L•• (listed 2023-03-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Nmn Nikola Trbovic (Managing Partner) appeared on Schedule A of S• H••••• I••••••••• L••Mar 28, 2024 · Control person joined · fact
- Keith Dana O'Brien (General Counsel And Chief Compliance Officer) no longer on Schedule A of S• H••••• I••••••••• L•• (listed 2021-04-29, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- A Greg Madden (Managing Partner) appeared on Schedule A of S• H••••• I••••••••• L••Mar 31, 2021 · Control person joined · fact
- H••••• A•••••••• (Managing Partner) appeared on Schedule A of S• H••••• I••••••••• L••Mar 30, 2020 · Control person joined · fact
- Warner Denise Marks (Chief Compliance Officer And Chief Administrative Partner) no longer on Schedule A of S• H••••• I••••••••• L•• (listed 2019-03-29, absent 2019-05-29)May 29, 2019 · Control person left · inference
- Keith Dana O'Brien (General Counsel And Chief Compliance Officer) appeared on Schedule A of S• H••••• I••••••••• L••May 29, 2019 · Control person joined · fact
- Michael James Garvey (Class A Member) no longer on Schedule A of S• H••••• I••••••••• L•• (listed 2018-03-29, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Hart Michael Balmuth (Class A Member) appeared on Schedule A of S• H••••• I••••••••• L••Mar 29, 2019 · Control person joined · fact
- S• H••••• I••••••••• L•• reported RAUM $1.6B, down 31% from $2.3B (2017-06-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- S• H••••• I••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S• H••••• I••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- SVH•••••INVESTORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-367-8100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026