DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• I••••••••• G•••• L•
Latest filing Mar 26, 2026
First filing on the tape Feb 10, 2012 · 23 filings
SEC status approved since Feb 24, 2012
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$4.9B as of Mar 26, 2026
Mar 27, 2013$7.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 27, 20130 then
Employees (5.A)26 as of Mar 26, 2026
Mar 27, 201326 then
Private funds4 as of Mar 26, 2026
Mar 27, 20133 then
RAUM -2.0% over the last fiscal year+0.2% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $547MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.9B, 9 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.9B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• G••••• O••••••••• M••••• F••• L• | Hedge Fund | $5.2B | 199 | Feb 10, 2012 |
| S•••••• F•••••• S••••••••• L•no longer reported | Hedge Fund | $395M | 3 | Feb 24, 2020 |
| S•••••• I••••••••• A•• S••••••••• F••• L• | Private Equity Fund | $138M | 44 | Jul 28, 2021 |
| K• T••••• H••••••• L•no longer reported | Private Equity Fund | $58.9M | 12 | Mar 27, 2013 |
| S••• L••••••••• M••••• L••• | Other Private Fund | $41.8M | 286 | Mar 29, 2021 |
| S•••••• S•••••••• C•••••••• M••••• F••• L• | Hedge Fund | $19.2M | 4 | Feb 23, 2024 |
| S•••••• S•••••••• R•••••••• M••••• F••• L• | Hedge Fund | $11.4M | 3 | Feb 23, 2024 |
| S•••••• S•••••• M••••• F••• L•no longer reported | Hedge Fund | $6.2M | 58 | Feb 10, 2012 |
| S•• N••••• H••• L• | Hedge Fund | $0 | 2 | Sep 28, 2017 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• E•••• R••••• · General Counselcontrolsince 01/2010 · owns less than 5%
- H•••••••• K•••• M••••••• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- L••••••• E•••••• J••• · Chief Operating Officercontrolsince 05/2008 · owns less than 5%
- S••••••••• D••••••• N••••• · Chief Executive Officercontrolsince 02/2008 · owns less than 5%
- K•••••• A••••••••• M••••• · Managercontrolsince 12/2009 · owns 75% or more of K••••• F••••• I••••••••• L••
- S••••••••• D••••••• N••••• · Managercontrolsince 12/2009 · owns 75% or more of S•••••••• F••••• I••••••••• L••
Entity owners
- S•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
- S•••••••• F••••• I••••••••• L•• · Class A Partnerdirect · owns 75% or more
- A•• P••••••• L•• · Limited Partnerindirect · owns 25% to 50% of B••••••••• S•••••••• C•••••• H••••••• L•••
- B••••••••• S•••••••• C•••••• A••••••••• B• L••••• · General Partnerindirect · owns F of B••••••••• S•••••••• C•••••• H••••••• B• L•••
- B••••••••• S•••••••• C•••••• A••••••••• B• L••••• · General Partnerindirect · owns F of B••• B• I••••••••• L•••
- B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partnerindirect · owns F of B••••••••• S•••••••• C•••••• H••••••• L•••
- B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partnerindirect · owns F of B••• A• I••••••••• L•••
- B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partnerindirect · owns F of B••• M••••• I• L•••
- B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partnerindirect · owns F of B••• M••••• I• S•• •••••••• L•••
- B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partnerindirect · owns F of B••• M••••• I• L•••
- B••••••••• S•••••••• C•••••• A••••••••• L••••• · General Partnerindirect · owns F of B••• M••••• I• S•• ••••••• L•••
- B••••••••• S•••••••• C•••••• H••••••• ••••••• L••• · Sole Memberindirect · owns 75% or more of B••• A• •••••••• L•••••
- B••••••••• S•••••••• C•••••• H••••••• L••• · Limited Partnerindirect · owns 25% to 50% of B••• M••••• I• L•••
- B••••••••• S•••••••• C•••••• H••••••• ••••••• L••• · Shareholderindirect · owns 75% or more of B••• B• ••••••• L•••
- B••••••••• S•••••••• C•••••• H••••••• B• L••• · Limited Partnerindirect · owns 25% to 50% of B••• M••••• I• L•••
- B••• A• •••••••• L••••• · Limited Partnerindirect · owns 75% or more of B••• A• I••••••••• L•••
- B••• A• I••••••••• L••• · Limited Partnerindirect · owns 50% to 75% of B••• M••••• I• L•••
- B••• B• ••••••• L••• · Limited Partnerindirect · owns 75% or more of B••• B• I••••••••• L•••
- B••• B• I••••••••• L••• · Limited Partnerindirect · owns 50% to 75% of B••• M••••• I• L•••
- B••• M••••• I• L••• · Limited Partnerindirect · owns 75% or more of B••• M••••• I• S•• •••••••• L•••
Related persons
Schedule D 7.A
- S•••••• G••••• G• L••investment adviserpooled vehicle sponsorn
- S•••••• G• L••investment adviserbankpooled vehicle sponsorn
- S•••••• I• G• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 14 to 12Mar 28, 2025 to Mar 26, 2026
- Assets in custody · $5.0B to $4.9BMar 28, 2025 to Mar 26, 2026
- Employees · 28 to 26Mar 28, 2025 to Mar 26, 2026
- Other offices · 0 to 1Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $5.0B to $4.9BMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $5.0B to $4.9BMar 28, 2025 to Mar 26, 2026
- RAUM · $5.0B to $4.9BMar 28, 2025 to Mar 26, 2026
- Accounts · 10 to 9Mar 15, 2024 to Mar 28, 2025
- Advisory employees · 12 to 14Mar 15, 2024 to Mar 28, 2025
- Pooled vehicle clients · 10 to 9Mar 15, 2024 to Mar 28, 2025
- Assets in custody · $5.3B to $5.0BMar 15, 2024 to Mar 28, 2025
- Employees · 25 to 28Mar 15, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 28, 2025
- Private funds · 5 to 4Mar 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.3B to $5.0BMar 15, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $5.3B to $5.0BMar 15, 2024 to Mar 28, 2025
- RAUM · $5.3B to $5.0BMar 15, 2024 to Mar 28, 2025
- Accounts · 8 to 10Mar 30, 2023 to Feb 23, 2024
- Advisory employees · 15 to 12Mar 30, 2023 to Feb 23, 2024
- Pooled vehicle clients · 8 to 10Mar 30, 2023 to Feb 23, 2024
- Assets in custody · $4.9B to $5.3BMar 30, 2023 to Feb 23, 2024
- Employees · 29 to 25Mar 30, 2023 to Feb 23, 2024
- Private funds · 4 to 5Mar 30, 2023 to Feb 23, 2024
- Discretionary RAUM · $4.9B to $5.3BMar 30, 2023 to Feb 23, 2024
- Pooled vehicle RAUM · $4.9B to $5.3BMar 30, 2023 to Feb 23, 2024
- RAUM · $4.9B to $5.3BMar 30, 2023 to Feb 23, 2024
- Assets in custody · $9.1B to $4.9BSep 21, 2022 to Mar 30, 2023
- Employees · 28 to 29Sep 21, 2022 to Mar 30, 2023
- Discretionary RAUM · $9.1B to $4.9BSep 21, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $9.1B to $4.9BSep 21, 2022 to Mar 30, 2023
- RAUM · $9.1B to $4.9BSep 21, 2022 to Mar 30, 2023
- Accounts · 9 to 8Jul 28, 2021 to Mar 30, 2022
- Pooled vehicle clients · 9 to 8Jul 28, 2021 to Mar 30, 2022
- Assets in custody · $9.7B to $9.1BJul 28, 2021 to Mar 30, 2022
- Employees · 29 to 28Jul 28, 2021 to Mar 30, 2022
- Private funds · 5 to 4Jul 28, 2021 to Mar 30, 2022
- Discretionary RAUM · $9.7B to $9.1BJul 28, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $9.7B to $9.1BJul 28, 2021 to Mar 30, 2022
- RAUM · $9.7B to $9.1BJul 28, 2021 to Mar 30, 2022
- Private funds · 4 to 5Mar 29, 2021 to Jul 28, 2021
Signals
2 dated events
- Margaret Kyla Hamilton (Chief Compliance Officer) appeared on Schedule A of S•••••• I••••••••• G•••• L•Feb 23, 2024 · Control person joined · fact
- S•••••• I••••••••• G•••• L• reported RAUM $4.9B, down 46% from $9.1B (2022-09-21 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S•••••• I••••••••• G•••• L• · Independent Sponsorsshared crd · capital_provider
- S•••••• I••••••••• G•••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/senator-investment-group-lpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-376-4300reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026