DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

V••• G••••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 160941SEC 801-73768websiteIAPD
Legal name V•••••• C•••••• F••• O• A•••••• I••• I•••
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 28 filings
SEC status approved since Mar 30, 2012
RAUM
$410M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$410M as of Mar 30, 2026
Apr 1, 2013$464M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)9 as of Mar 30, 2026
Apr 1, 201315 then
Private funds9 as of Mar 30, 2026
Apr 1, 20138 then
RAUM +3.9% over the last fiscal year+29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$45.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$410M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
9reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      16 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V••• V•••••• P••••••• V•• L•••Other Private Fund$132M57Apr 1, 2019
      V••• V•••••• P••••••• V••• L•••Other Private Fund$103M45Dec 21, 2022
      V••• V• V• C•••••Other Private Fund$66.9M2Apr 1, 2020
      V••• V•••••• P••••••• V•• • C•••••Other Private Fund$52.5M3Dec 21, 2022
      P•••••• S•••••• L•• • V••• D••• H••••••• S•••••Other Private Fund$35.9M14Mar 30, 2022
      P•••••• S•••••• L•• • V••• D••••••• S•••••Other Private Fund$26.9M14Mar 28, 2024
      P•••••• S•••••• L•• • F••• I••• C••••••••• S••••••••• V•Other Private Fund$904,29912Mar 30, 2023
      P•••••• S•••••• L•• • F••• I••• C••••••••• S••••••••• I•Other Private Fund$225,2877Mar 30, 2022
      V••• H••••••• I••• L•• C•••• B•no longer reportedOther Private Fund$01Feb 14, 2012
      V•••••• C•••••• F•••••••• L•••no longer reportedOther Private Fund$026Feb 14, 2012
      V••• P•••••• E••••• P••••••• I•• L•••no longer reportedOther Private Fund$099Feb 14, 2012
      V••• H••••••• I••• L•• C•••• C•no longer reportedOther Private Fund$02Feb 14, 2012
      V••• V•••••• P••••••• V• L•••no longer reportedOther Private Fund$089Feb 14, 2012
      V••• V•••••• P••••••• I••• L•••no longer reportedOther Private Fund$068Feb 14, 2012
      V••• H••••••• I•• L•• C•••• A•no longer reportedOther Private Fund$02Feb 14, 2012
      V••• H••••••• I•• L•• C•••• B•no longer reportedOther Private Fund$04Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••• W••••••• R••••••••• · Managing Directorcontrol
        since 04/2020 · owns less than 5%
      • R•••••• A•••••• K••••• · Co-President, Managing Director, Ownercontrol
        since 04/2020 · owns 50% to 75%
      • S••••••••• D••••• B••• · Cfo Ccocontrol
        since 03/1998 · owns less than 5%
      • T••• D••••• B••• · Co-President, Managing Director, Ownercontrol
        since 04/2020 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • P•••••• S•••••••• A••••••••• L••
        pooled vehicle sponsory
      • P•••••• S••••• A••••••••• L••
        pooled vehicle sponsory
      • V••• A••••••••• V•• L•••
        pooled vehicle sponsory
      • V••• A••••••••• V•• L••
        pooled vehicle sponsory
      • V••• A••••••••• V••• L•••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 9
        Jul 23, 2025 to Mar 30, 2026
      • Advisory employees · 5 to 6
        Jul 23, 2025 to Mar 30, 2026
      • Employees · 8 to 9
        Jul 23, 2025 to Mar 30, 2026
      • Private funds · 8 to 9
        Jul 23, 2025 to Mar 30, 2026
      • Discretionary RAUM · $416M to $410M
        Jul 23, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $416M to $410M
        Jul 23, 2025 to Mar 30, 2026
      • RAUM · $416M to $410M
        Jul 23, 2025 to Mar 30, 2026
      • Financial planning clients · 0 to 0
        Mar 31, 2025 to Jul 23, 2025
      • Discretionary RAUM · $394M to $416M
        Mar 31, 2025 to Jul 23, 2025
      • Pooled vehicle RAUM · $394M to $416M
        Mar 31, 2025 to Jul 23, 2025
      • RAUM · $394M to $416M
        Mar 31, 2025 to Jul 23, 2025
      • Accounts · 7 to 8
        Mar 28, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 7 to 8
        Mar 28, 2024 to Mar 31, 2025
      • Private funds · 7 to 8
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $298M to $394M
        Mar 28, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $298M to $394M
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · $298M to $394M
        Mar 28, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 8 to 7
        Jul 6, 2023 to Mar 28, 2024
      • Discretionary RAUM · $194M to $298M
        Jul 6, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $194M to $298M
        Jul 6, 2023 to Mar 28, 2024
      • RAUM · $194M to $298M
        Jul 6, 2023 to Mar 28, 2024
      • Discretionary RAUM · $192M to $194M
        Jun 21, 2023 to Jul 6, 2023
      • Pooled vehicle RAUM · $192M to $194M
        Jun 21, 2023 to Jul 6, 2023
      • RAUM · $192M to $194M
        Jun 21, 2023 to Jul 6, 2023
      • Accounts · 8 to 7
        Dec 21, 2022 to Mar 30, 2023
      • Private funds · 6 to 7
        Dec 21, 2022 to Mar 30, 2023
      • Discretionary RAUM · $178M to $192M
        Dec 21, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $178M to $192M
        Dec 21, 2022 to Mar 30, 2023
      • RAUM · $178M to $192M
        Dec 21, 2022 to Mar 30, 2023
      • Private funds · 8 to 6
        May 2, 2022 to Dec 21, 2022
      • Pooled vehicle clients · 6 to 8
        Apr 20, 2022 to Apr 27, 2022
      • Discretionary RAUM · $173M to $178M
        Apr 20, 2022 to Apr 27, 2022
      • Pooled vehicle RAUM · $173M to $178M
        Apr 20, 2022 to Apr 27, 2022
      • RAUM · $173M to $178M
        Apr 20, 2022 to Apr 27, 2022
      • Accounts · 9 to 8
        Mar 30, 2022 to Apr 20, 2022
      • Discretionary RAUM · $168M to $173M
        Mar 30, 2022 to Apr 20, 2022
      • Pooled vehicle RAUM · $168M to $173M
        Mar 30, 2022 to Apr 20, 2022
      • RAUM · $168M to $173M
        Mar 30, 2022 to Apr 20, 2022
      • Employees · 10 to 8
        Mar 31, 2021 to Mar 30, 2022
      • Other offices · 1 to 0
        Mar 31, 2021 to Mar 30, 2022
      Signals
      6 dated events
      • V••• G•••• reported RAUM $298.2M, up 54% from $193.6M (2023-07-06 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • Thomas Dayton Estate Of Carr (None) no longer on Schedule A of V••• G•••• (listed 2022-12-21, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      • Rittenhouse William Harman (Secretary And Managing Director) appeared on Schedule A of V••• G••••
        May 7, 2020 · Control person joined · fact
      • Bell David Tom (Co-President And Managing Director) appeared on Schedule A of V••• G••••
        May 7, 2020 · Control person joined · fact
      • Keenan Andrew Reilly (Co-President And Managing Director) appeared on Schedule A of V••• G••••
        May 7, 2020 · Control person joined · fact
      • Jeffrey Steven Taubman (Managing Director) no longer on Schedule A of V••• G•••• (listed 2020-04-01, absent 2020-05-07)
        May 7, 2020 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      V•••.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      212-838-5577reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026