DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• C••••••
Legal name C•••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 23, 2012
RAUM
$289M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$289M as of Mar 31, 2026
Feb 27, 2013$413M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 27, 20130 then
Employees (5.A)8 as of Mar 31, 2026
Feb 27, 201316 then
Private funds6 as of Mar 31, 2026
Feb 27, 201311 then
RAUM n/a over the last fiscal year+9.4% a year over three
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $48.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $289M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$289M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $289M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• I••••••••• F••• V••• L••• | Hedge Fund | $169M | 83 | Apr 18, 2018 |
| C•••••• I••••••••• F••• V• Q•• L••• | Hedge Fund | $34.4M | 38 | Jul 15, 2024 |
| C•••••• I••••••••• F••• Q• I•• L•• | Hedge Fund | $29.9M | 155 | Apr 30, 2012 |
| C•••••• I••••••••• F••• V• L•• | Hedge Fund | $23.9M | 28 | Apr 18, 2018 |
| C•••••• I••••••••• F••• Q• I• L••no longer reported | Hedge Fund | $17.3M | 76 | Feb 14, 2012 |
| C•••••• S••• F••• Q• I•• L•••no longer reported | Hedge Fund | $14.4M | 156 | Apr 30, 2012 |
| C•••••• I••••••••• F••• I•• L•• | Hedge Fund | $9.1M | 93 | Apr 30, 2012 |
| C•••••• I••••••••• F••• V• A• L••• | Hedge Fund | $5.3M | 13 | Jul 15, 2024 |
| C•••••• S••• F••• I•• L•••no longer reported | Hedge Fund | $4.5M | 93 | Apr 30, 2012 |
| C•••••• I••••••••• F••• I• L••no longer reported | Hedge Fund | $3.5M | 64 | Feb 14, 2012 |
| C•••••• I••••••••• F••• Q• I•• L••no longer reported | Hedge Fund | $576,675 | 107 | Feb 14, 2012 |
| C•••••• I••••••••• F••• I•• L••no longer reported | Hedge Fund | $124,284 | 76 | Feb 14, 2012 |
| C•••••• C•••••• F••• Q• I•• L••no longer reported | Private Equity Fund | $0 | 58 | Feb 14, 2012 |
| C•••••• I••••••••• O••••••• I• L•no longer reported | Hedge Fund | $0 | 0 | Apr 30, 2012 |
| C•••••• C•••••• F••• I•• L••no longer reported | Private Equity Fund | $0 | 49 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• N•••••••• A•••••• · Member Of C•••••• C•••••• I••••••• I• L••controlsince 09/2011 · owns 25% to 50%
- B•••••••• K••••••• O•••• · Senior Associate And Cco Of Registrant And Relying Advisorscontrolsince 07/2016 · owns less than 5%
- H••••• J••••••• A••••• · Member Of C•••••• C•••••• I••••••• V• L••controlsince 10/2020 · owns 10% to 25%
- R•••••••• B••••• G••••• · Member Of C•••••• S••• Fund IV Gp LLCcontrolsince 09/2011 · owns 50% to 75%
- W•••• L•• · Member Of C•••••• C•••••• I••••••• I• L••controlsince 09/2011 · owns 5% to 10%
- W•••• J•••• R•• · Chief Financial Officer Of Registrant And Relying Advisorscontrolsince 10/2016 · owns less than 5%
- R•••••••• B••••• G••••• · Managing Member And Sole Ownercontrolsince 10/2006 · owns 75% or more of C•••••• C••••• H••••••• L••
Entity owners
- C•••••• C•••••• H•••••••• L•• · Member Of C•••••• C•••••• M••••••••• L••direct · owns 75% or more
- C•••••• C••••• H••••••• L•• · Member Of C•••••• C•••••• Management IV LLCdirect · owns 75% or more
- C•••••• C••••• H•••••••• L•• · Member Of C•••••• Credit Management III, LLCdirect · owns 75% or more
Related persons
Schedule D 7.A
- C•••••• C•••••• M••••••••• I•• L••investment adviserpooled vehicle sponsorn
- C•••••• C•••••• M••••••••• L•••investment adviserpooled vehicle sponsorn
- C•••••• C•••••• I••••••• I• L••investment advisern
- C•••••• C•••••• I••••••• V• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $303M to $289MMay 1, 2025 to Mar 31, 2026
- Employees · 9 to 8May 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $303M to $289MMay 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $303M to $289MMay 1, 2025 to Mar 31, 2026
- RAUM · $303M to $289MMay 1, 2025 to Mar 31, 2026
- Assets in custody · $294M to $303MJul 15, 2024 to May 1, 2025
- Financial planning clients · unset to 0Jul 15, 2024 to May 1, 2025
- Discretionary RAUM · $294M to $303MJul 15, 2024 to May 1, 2025
- Pooled vehicle RAUM · $294M to $303MJul 15, 2024 to May 1, 2025
- RAUM · $294M to $303MJul 15, 2024 to May 1, 2025
- Accounts · 4 to 6Mar 29, 2024 to Jul 15, 2024
- Pooled vehicle clients · 4 to 6Mar 29, 2024 to Jul 15, 2024
- Assets in custody · $254M to $294MMar 29, 2024 to Jul 15, 2024
- Private funds · 4 to 6Mar 29, 2024 to Jul 15, 2024
- Discretionary RAUM · $254M to $294MMar 29, 2024 to Jul 15, 2024
- Pooled vehicle RAUM · $254M to $294MMar 29, 2024 to Jul 15, 2024
- RAUM · $254M to $294MMar 29, 2024 to Jul 15, 2024
- Pooled vehicle clients · 6 to 4Mar 27, 2023 to Mar 29, 2024
- Assets in custody · $221M to $254MMar 27, 2023 to Mar 29, 2024
- Financial planning clients · 0 to unsetMar 27, 2023 to Mar 29, 2024
- Private funds · 6 to 4Mar 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $221M to $254MMar 27, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $221M to $254MMar 27, 2023 to Mar 29, 2024
- RAUM · $221M to $254MMar 27, 2023 to Mar 29, 2024
- Accounts · 6 to 4Mar 31, 2022 to Mar 27, 2023
- Assets in custody · $226M to $221MMar 31, 2022 to Mar 27, 2023
- Discretionary RAUM · $226M to $221MMar 31, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $226M to $221MMar 31, 2022 to Mar 27, 2023
- RAUM · $226M to $221MMar 31, 2022 to Mar 27, 2023
- Advisory employees · 6 to 7Apr 14, 2021 to Mar 31, 2022
- Assets in custody · $232M to $226MApr 14, 2021 to Mar 31, 2022
- Employees · 8 to 9Apr 14, 2021 to Mar 31, 2022
- Legal name · CHAHTHAM CAPITAL MANAGEMENT, LLC to C•••••• C•••••• M••••••••• L••Apr 14, 2021 to Mar 31, 2022
- Discretionary RAUM · $232M to $226MApr 14, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $232M to $226MApr 14, 2021 to Mar 31, 2022
- RAUM · $232M to $226MApr 14, 2021 to Mar 31, 2022
- Legal name · C•••••• CREDIT MANAGEMENT III, LLC to CHAHTHAM CAPITAL MANAGEMENT, LLCMar 31, 2021 to Apr 14, 2021
- Succession · true to falseMar 31, 2021 to Apr 14, 2021
- Advisory employees · 10 to 6Mar 27, 2020 to Mar 31, 2021
- Assets in custody · $259M to $232MMar 27, 2020 to Mar 31, 2021
Signals
3 dated events
- C•••••• C•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 31, 2021 · Succession (Item 4) · fact
- A••••• J•••••• H•••• (Member Of C•••••• C•••••• I••••••• V• L••) appeared on Schedule A of C•••••• C••••••Mar 31, 2021 · Control person joined · fact
- Beth Cheryl Swan (Member Of C•••••• C•••••• I••••••• V• L••) no longer on Schedule A of C•••••• C•••••• (listed 2020-03-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- C•••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 770-618-2100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026