DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••••• I••••••••• P•••••••• L••
Latest filing May 12, 2026
First filing on the tape Feb 14, 2012 · 35 filings
SEC status approved since Mar 12, 2012
RAUM
$7.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
30 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
16
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$7.9B as of May 12, 2026
Mar 28, 2013$3.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 12, 2026
Mar 28, 20130 then
Employees (5.A)45 as of May 12, 2026
Mar 28, 201332 then
Private funds16 as of May 12, 2026
Mar 28, 201319 then
RAUM +11% over the last fiscal year+6.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $491MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.9B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.9B for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••••• I••••••••• P••••••• F••• V•• L• | Private Equity Fund | $2.8B | 79 | Mar 30, 2021 |
| O•••••• I••••••••• P••••••• F••• V• L• | Private Equity Fund | $1.6B | 131 | Mar 31, 2014 |
| O•••••• I••••••••• P••••••• F••• V•••• L• | Private Equity Fund | $1.5B | 90 | Mar 30, 2021 |
| O•••••• I••••••••• P••••••• F••• V• ••••• L• | Private Equity Fund | $68.6M | 87 | Mar 30, 2021 |
| O•••••• I••••••••• P••••••• F••• I•• L• | Private Equity Fund | $65.2M | 99 | Feb 14, 2012 |
| O•••••• I••••••••• P••••••• F••• V• ••••• L• | Private Equity Fund | $30.9M | 67 | Mar 31, 2014 |
| O•••••• J•••••• C•••••••• B••••••• L•• | Private Equity Fund | $30.3M | 7 | Mar 30, 2022 |
| O•••••• M•••• C•••••••• B••••••• L•• | Private Equity Fund | $24.8M | 7 | Mar 28, 2024 |
| O•••••• P••••• C•••••••• F•••••• L• | Private Equity Fund | $16.3M | 7 | Mar 30, 2022 |
| O•••••• I••••••••• P••••••• F•••• L•no longer reported | Private Equity Fund | $6.2M | 79 | Feb 14, 2012 |
| O•••••• I••••••••• P••••••• F••• I••• L•no longer reported | Private Equity Fund | $5.7M | 70 | Feb 14, 2012 |
| B•••••• C•••••••• L•• | Private Equity Fund | $4.8M | 2 | Mar 31, 2014 |
| O•••••• I••••••••• P••••••• F••• I• ••••••••• L• | Private Equity Fund | $1.7M | 23 | Feb 14, 2012 |
| O•••••• C••••••••• I••••••• L• | Private Equity Fund | $1.0M | 1 | Mar 29, 2016 |
| T••••••• I••••••••• L••no longer reported | Private Equity Fund | $382,324 | 1 | Feb 14, 2012 |
| O•••••• C••••••••• S•••••• L•••no longer reported | Private Equity Fund | $351,715 | 11 | Feb 14, 2012 |
| E•• I••••••••• I• L••no longer reported | Private Equity Fund | $320,161 | 1 | Mar 31, 2014 |
| P•••••••• C••••••••• I• L••no longer reported | Private Equity Fund | $285,482 | 3 | Feb 14, 2012 |
| T••••••• C••••••••• I•• L••no longer reported | Private Equity Fund | $152,929 | 1 | Feb 14, 2012 |
| E•• I••••••••• I•• L••no longer reported | Private Equity Fund | $76,705 | 1 | Mar 31, 2014 |
| T••••••• C••••••••• I••• L••no longer reported | Private Equity Fund | $73,284 | 14 | Feb 14, 2012 |
| P•••••••• C••••••••• I•• L••no longer reported | Private Equity Fund | $42,836 | 1 | Feb 14, 2012 |
| E•• I••••••••• I••• L••no longer reported | Private Equity Fund | $25,013 | 2 | Mar 31, 2014 |
| C•••••••• I••••••••• I•• L•• | Private Equity Fund | $741 | 1 | Mar 28, 2013 |
| I••••••••• P•••• S••••••• I••••••••• L•• | Private Equity Fund | $457 | 4 | Mar 28, 2013 |
| C•••••••• I••••••••• L••no longer reported | Private Equity Fund | $150 | 1 | Mar 28, 2013 |
| R• C••••••••• L••no longer reported | Private Equity Fund | $0 | 3 | Feb 14, 2012 |
| O•• C••••••••• L••no longer reported | Private Equity Fund | $0 | 6 | Feb 14, 2012 |
| O•• C••••••••• I•• L••no longer reported | Private Equity Fund | $0 | 2 | Mar 28, 2013 |
| B•• D••••••• C••••••••• I•• L••no longer reported | Private Equity Fund | $0 | 15 | Feb 14, 2012 |
| S•••••••• P••••••••• C••••••••• L••no longer reported | Private Equity Fund | $0 | 5 | Mar 28, 2013 |
| B•• D••••••• C••••••••• L••no longer reported | Private Equity Fund | $0 | 12 | Feb 14, 2012 |
| T•• C•••• I••••••••• L••no longer reported | Private Equity Fund | $0 | 5 | Feb 14, 2012 |
| T•• C•••• I••••••••• I•• L••no longer reported | Private Equity Fund | $0 | 3 | Aug 20, 2013 |
| R• C••••••••• I•• L••no longer reported | Private Equity Fund | $0 | 14 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• S•••••• · Chairmancontrolsince 11/1997 · owns less than 5%
- H••••••• W••••••• F•••••• · Vice Chairmancontrolsince 11/1997 · owns less than 5%
- K••••• B•••• · Chief Executive Officercontrolsince 11/1997 · owns less than 5%
- M•••••••• J••••••• S•••••• · Senior Managing Principalcontrolsince 02/2020 · owns less than 5%
- S••••• C••••• P••••• · Senior Managing Principalcontrolsince 02/2020 · owns less than 5%
- H••••••• W••••••• F•••••• · Limited Partnercontrolsince 02/2020 · owns 25% to 50% of O•••••• I••••••••• P•••••••• L•
- K••••• B•••• · General Partner/Limited Partnercontrolsince 06/2004 · owns 50% to 75% of K•••• O•••••• I••••••••• L•
- H••••• V•••••• K•••• · Chief Compliance Officersince 01/2018 · owns less than 5%
- H•••••••• D••••••• M••••••• · Chief Operating Officersince 01/2008 · owns less than 5%
Entity owners
- O•••••• I••••••••• P•••••••• L• · Memberdirect · owns 75% or more
- K•••• O•••••• I••••••••• L• · Limited Partnerindirect · owns 25% to 50% of O•••••• I••••••••• P•••••••• L•
- O•••••• I••••••••• P••••••• G•• L•• · General Partnerindirect · owns F of O•••••• I••••••••• P•••••••• L•
Related persons
Schedule D 7.A
- O•••••• C•••••• P••••••• I•• L••investment adviserpooled vehicle sponsory
- O•••••• C•••••• P••••••• V• L••investment adviserpooled vehicle sponsory
- O•••••• C•••••• P••••••• V•• L••investment adviserpooled vehicle sponsory
- O•••••• C••••••••• I•••••• G•• L••investment adviserpooled vehicle sponsory
- O•••••• M•••• C•••••••• G•• L••investment adviserpooled vehicle sponsory
- O•••••• P••••• C•••••••• G•• L••investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 16May 12, 2025 to Mar 28, 2026
- Advisory employees · 33 to 30May 12, 2025 to Mar 28, 2026
- Pooled vehicle clients · 14 to 16May 12, 2025 to Mar 28, 2026
- Assets in custody · $5.8B to $7.9BMay 12, 2025 to Mar 28, 2026
- Employees · 48 to 45May 12, 2025 to Mar 28, 2026
- Private funds · 14 to 16May 12, 2025 to Mar 28, 2026
- Discretionary RAUM · $7.1B to $7.9BMay 12, 2025 to Mar 28, 2026
- Pooled vehicle RAUM · $7.1B to $7.9BMay 12, 2025 to Mar 28, 2026
- RAUM · $7.1B to $7.9BMay 12, 2025 to Mar 28, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 12, 2025
- Advisory employees · 30 to 33Jan 2, 2025 to Mar 31, 2025
- Assets in custody · $5.0B to $5.8BJan 2, 2025 to Mar 31, 2025
- Employees · 45 to 48Jan 2, 2025 to Mar 31, 2025
- Discretionary RAUM · $6.1B to $7.1BJan 2, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $6.1B to $7.1BJan 2, 2025 to Mar 31, 2025
- RAUM · $6.1B to $7.1BJan 2, 2025 to Mar 31, 2025
- Other offices · 0 to 1Apr 15, 2024 to Jan 2, 2025
- Accounts · 13 to 14Apr 10, 2023 to Mar 28, 2024
- Advisory employees · 38 to 30Apr 10, 2023 to Mar 28, 2024
- Pooled vehicle clients · 13 to 14Apr 10, 2023 to Mar 28, 2024
- Assets in custody · $5.0B to $5.0BApr 10, 2023 to Mar 28, 2024
- Employees · 53 to 45Apr 10, 2023 to Mar 28, 2024
- Other offices · 1 to 0Apr 10, 2023 to Mar 28, 2024
- Private funds · 13 to 14Apr 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.5B to $6.1BApr 10, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $6.5B to $6.1BApr 10, 2023 to Mar 28, 2024
- RAUM · $6.5B to $6.1BApr 10, 2023 to Mar 28, 2024
- Advisory employees · 39 to 38Apr 11, 2022 to Mar 29, 2023
- Assets in custody · $4.6B to $5.0BApr 11, 2022 to Mar 29, 2023
- Employees · 54 to 53Apr 11, 2022 to Mar 29, 2023
- Discretionary RAUM · $6.3B to $6.5BApr 11, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $6.3B to $6.5BApr 11, 2022 to Mar 29, 2023
- RAUM · $6.3B to $6.5BApr 11, 2022 to Mar 29, 2023
- Accounts · 12 to 13Apr 20, 2021 to Mar 30, 2022
- Advisory employees · 33 to 39Apr 20, 2021 to Mar 30, 2022
- Pooled vehicle clients · 12 to 13Apr 20, 2021 to Mar 30, 2022
- Assets in custody · $3.1B to $4.6BApr 20, 2021 to Mar 30, 2022
- Employees · 47 to 54Apr 20, 2021 to Mar 30, 2022
- Private funds · 12 to 13Apr 20, 2021 to Mar 30, 2022
- Discretionary RAUM · $6.1B to $6.3BApr 20, 2021 to Mar 30, 2022
Signals
5 dated events
- O•••••• I••••••••• P•••••••• L•• reported RAUM $6.1B, up 119% from $2.8B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Philip Craig Staub (Senior Managing Principal) appeared on Schedule A of O•••••• I••••••••• P•••••••• L••Mar 30, 2020 · Control person joined · fact
- Jeffrey Mckibben (Senior Managing Principal) appeared on Schedule A of O•••••• I••••••••• P•••••••• L••Mar 30, 2020 · Control person joined · fact
- Anne Cynthia Wainwright (General Partner) no longer on Schedule A of O•••••• I••••••••• P•••••••• L•• (listed 2019-04-01, absent 2020-02-13)Feb 13, 2020 · Control person left · inference
- O•••••• I••••••••• P•••••••• L•• reported RAUM $2.3B, down 45% from $4.1B (2018-01-12 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- O•••••• I••••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- O•••••• I••••••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/O••••••-INVESTMENT-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-351-7900reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026