DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N•• E••••••••• A•••••••••
Legal name N•• M••••••••• C••••••• L••
Latest filing Aug 26, 2026
First filing on the tape Dec 21, 2022 · 9 filings
SEC status approved since Jan 30, 2023
RAUM
$36B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
113
51 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
27
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$36B as of Aug 26, 2026
Mar 30, 2023$26B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Mar 30, 20230 then
Employees (5.A)113 as of Aug 26, 2026
Mar 30, 2023132 then
Private funds27 as of Aug 26, 2026
Mar 30, 202318 then
RAUM +28% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $36B, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$36B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $36B for 27 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
51 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• E••••••••• A••••••••• 1•• L••• | Venture Capital Fund | $5.8B | 220 | Mar 28, 2013 |
| N•• E••••••••• A••••••••• 1•• L••• | Venture Capital Fund | $4.4B | 239 | Mar 29, 2018 |
| N•• E••••••••• A••••••••• 1•• L••• | Venture Capital Fund | $3.9B | 246 | Mar 27, 2020 |
| N•• E••••••••• A••••••••• 1•• L••• | Venture Capital Fund | $3.3B | 216 | Mar 30, 2015 |
| N•• E••••••••• A••••••••• 1•• L••• | Venture Capital Fund | $3.1B | 294 | Mar 31, 2022 |
| N•• 1• V•••••• G••••• E•••••• L••• | Venture Capital Fund | $2.9B | 273 | Mar 31, 2022 |
| N•• 1• O••••••••• F•••• L••• | Venture Capital Fund | $1.0B | 9 | Mar 29, 2016 |
| N•• E••••••••• A••••••••• 1•• L••• | Venture Capital Fund | $797M | 249 | Mar 30, 2012 |
| N•• S•••••••• O••••••••• F•••• L••• | Private Equity Fund | $627M | 61 | Nov 25, 2024 |
| N•• E••••••••• A••••••••• 1•• L•••••• P••••••••• | Venture Capital Fund | $209M | 326 | Mar 30, 2012 |
| N•• E••••••••• A••••••••• 1•• L•••••• P••••••••• | Venture Capital Fund | $151M | 358 | Mar 30, 2012 |
| C•••••• V••••••• I• L••• | Venture Capital Fund | $138M | 3 | Apr 24, 2020 |
| N•• E••••••••• A••••••••• 1•• L•••••• P••••••••• | Venture Capital Fund | $110M | 188 | Mar 30, 2012 |
| C•••••• V••••••• I• L••• | Venture Capital Fund | $108M | 3 | Mar 27, 2020 |
| N•• E••••••••• A••••••••• 9• L•••••• P••••••••• | Venture Capital Fund | $36.8M | 234 | Mar 30, 2012 |
| N•• E••••••••• A••••••••• V•••• L•••••• P••••••••• | Venture Capital Fund | $25.1M | 85 | Mar 30, 2012 |
| N•• E••••••••• A••••••••• 8•• L•••••• P••••••••• | Venture Capital Fund | $17.8M | 64 | Mar 30, 2012 |
| N•• S• S••• L••• | Venture Capital Fund | $8.8M | 1 | Mar 29, 2024 |
| N•• E••••••••• A••••••••• V••• L•••••• P•••••••••no longer reported | Venture Capital Fund | $7.8M | 72 | Mar 30, 2012 |
| N•• E••••••••• A••••••••• V•• L•••••• P•••••••••no longer reported | Venture Capital Fund | $5.4M | 63 | Mar 30, 2012 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $5.1M | 63 | Mar 30, 2015 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $2.7M | 68 | Mar 29, 2016 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $2.6M | 66 | Mar 27, 2020 |
| N•• B• S••• L••• | Venture Capital Fund | $2.5M | 17 | Mar 27, 2020 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $1.9M | 62 | Mar 28, 2014 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $1.8M | 70 | Mar 29, 2018 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $1.6M | 65 | Mar 27, 2019 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $1.2M | 68 | Mar 31, 2017 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $1.1M | 76 | Mar 29, 2021 |
| N•• B• S•• I•• L••• | Venture Capital Fund | $945,905 | 29 | Mar 29, 2021 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $564,673 | 35 | Mar 30, 2012 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $506,234 | 52 | Mar 30, 2012 |
| N•• E••••••••• A••••••••• I•• L•••••• P•••••••••no longer reported | Venture Capital Fund | $498,703 | 64 | Mar 30, 2012 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $458,600 | 53 | Mar 31, 2022 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $296,102 | 63 | Mar 28, 2013 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $281,342 | 42 | Mar 30, 2012 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $188,047 | 59 | Mar 30, 2012 |
| N•• P••••••••• F•••• L••• | Venture Capital Fund | $174,508 | 76 | Mar 30, 2012 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $117,497 | 54 | Mar 30, 2012 |
| N•• V••••••• 2•••• L•••no longer reported | Venture Capital Fund | $29,663 | 50 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• S••••••••• S••••• · Chief Legal Officercontrolsince 04/2024 · owns less than 5%
- C••••• S••• D• · Chief Financial Officer, Corporate Finance And Taxcontrolsince 06/2023 · owns less than 5%
- F•••••••• A••••••• A••••• · Co-Chief Executive Officercontrolsince 04/2024 · owns less than 5%
- K•••• S••••••• H••••• · Partner, Head Of LP Relationscontrolsince 06/2004 · owns less than 5%
- K••••• R•••••• F•••• · Chief Financial Officer, P••••••••• Financecontrolsince 06/2023 · owns less than 5%
- M••••••••• M••••••• H••••• · Co-Chief Executive Officercontrolsince 04/2024 · owns less than 5%
- S••••••• J•••••• A••••• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- S••••••• S••••• D•••• · Executive Chairman & Chief Investment Officercontrolsince 04/2024 · owns less than 5%
- S•••••••• T••••••• M•••••• · Chief Operating Officercontrolsince 01/2008 · owns less than 5%
- C•••••• L••••• S••••• · Member Of The Managing Member Of The Advisercontrolsince 12/2020 · owns F of N•• M•••••• H••••••• M•• L••
- F•••••••• A••••••• A••••• · Member Of The Managing Member Of The Advisercontrolsince 12/2020 · owns F of N•• M•••••• H••••••• M•• L••
- K•••• S••••••• H••••• · Trusteecontrolsince 01/2001 · owns F of S•••••• K••• T•••• D•••• J•••••• 3•• 2•••
- M••••••••• M••••••• H••••• · Trusteecontrolsince 02/2016 · owns F of T•• M•••••••• F••••• T•••• D•••• F••••••• 1•• 2•••
- S••••••• S••••• D•••• · Trusteecontrolsince 04/2019 · owns F of B••• M••••••• T•••• D•••• A•••• 2•• 2•••
- S•••••••• T••••••• M•••••• · Member Of The Managing Member Of The Advisercontrolsince 12/2020 · owns F of N•• M•••••• H••••••• M•• L••
Entity owners
- N•• M•••••• T•• L•• · Sole Member Of The Adviserdirect · owns 75% or more
- B••• M••••••• T•••• D•••• A•••• 2•• 2••• · Member Of The Managing Member Of The Adviserindirect · owns 50% to 75% of N•• M•••••• H••••••• M•• L••
- N•• M•••••• H••••••• M•• L•• · Managing Memberindirect · owns 75% or more of N•• M•••••• T•• L••
- S•••••• K••• T•••• D•••• J•••••• 3•• 2••• · Member Of The Managing Member Of The Adviserindirect · owns F of N•• M•••••• H••••••• M•• L••
- T•• M•••••••• F••••• T•••• D•••• F••••••• 1•• 2••• · Member Of The Managing Member Of The Adviserindirect · owns F of N•• M•••••• H••••••• M•• L••
- D••• C•••••• P••••••• V• N••••• A••••••••• •• L• · Non-Managing Memberindirect · owns F of N•• M•••••• T•• L••
- W••••••••• •• L•• · Non-Managing Memberindirect · owns F of N•• M•••••• T•• L••
Related persons
Schedule D 7.A
- C•••••• V••••••• G• I• L••pooled vehicle sponsorn
- N•• B• S•• G•• L••pooled vehicle sponsorn
- N•• P••••••• 1•• L•••••• P•••••••••pooled vehicle sponsorn
- N•• P••••••• 1•• L•••••• P•••••••••pooled vehicle sponsorn
- N•• P••••••• 1•• L•••••• P•••••••••pooled vehicle sponsorn
- N•• P••••••• 1•• L•••pooled vehicle sponsorn
- N•• P••••••• 1•• L•••pooled vehicle sponsorn
- N•• P••••••• 1••••• L•••pooled vehicle sponsorn
- N•• P••••••• 1•• L•••pooled vehicle sponsorn
- N•• P••••••• 1•• L•••pooled vehicle sponsorn
- N•• P••••••• 1•• L•••pooled vehicle sponsorn
- N•• P••••••• 1• V••• L•••pooled vehicle sponsorn
- N•• P••••••• 1•• L•••pooled vehicle sponsorn
- N•• P••••••• 9• L•••••• P•••••••••pooled vehicle sponsorn
- N•• P••••••• V•••• L•••••• P•••••••••pooled vehicle sponsorn
- N•• S• S•• G•• L••pooled vehicle sponsorn
- N•• S•• G•• L••pooled vehicle sponsorn
- N•• E••••••••• A••••••••• •••• L••investment advisery
- N•• E••••••••• A••••••••• I•••investment advisery
- N•• E••••••••• A••••••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
- New York, NY24 employees
- London, United Kingdom3 employees
- Palm Beach, FL1 employees
- Timonium, MD1 employees
What changed
consecutive filings, newest first
- Accounts · 21 to 27Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 53 to 51Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 21 to 27Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $28B to $36BMar 28, 2025 to Mar 30, 2026
- Employees · 112 to 113Mar 28, 2025 to Mar 30, 2026
- Private funds · 21 to 27Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $28B to $36BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $28B to $36BMar 28, 2025 to Mar 30, 2026
- RAUM · $28B to $36BMar 28, 2025 to Mar 30, 2026
- Accounts · 18 to 21Nov 25, 2024 to Mar 28, 2025
- Advisory employees · 56 to 53Nov 25, 2024 to Mar 28, 2025
- Pooled vehicle clients · 18 to 21Nov 25, 2024 to Mar 28, 2025
- Assets in custody · $26B to $28BNov 25, 2024 to Mar 28, 2025
- Employees · 126 to 112Nov 25, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Nov 25, 2024 to Mar 28, 2025
- Other offices · 4 to 5Nov 25, 2024 to Mar 28, 2025
- Private funds · 19 to 21Nov 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $26B to $28BNov 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $26B to $28BNov 25, 2024 to Mar 28, 2025
- RAUM · $26B to $28BNov 25, 2024 to Mar 28, 2025
- Private funds · 18 to 19Apr 25, 2024 to Nov 25, 2024
- Advisory employees · 58 to 56Nov 8, 2023 to Mar 29, 2024
- Assets in custody · $26B to $26BNov 8, 2023 to Mar 29, 2024
- Employees · 132 to 126Nov 8, 2023 to Mar 29, 2024
- Discretionary RAUM · $26B to $26BNov 8, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $26B to $26BNov 8, 2023 to Mar 29, 2024
- RAUM · $26B to $26BNov 8, 2023 to Mar 29, 2024
- HQ city · CHEVY CHASE to MENLO PARKMar 30, 2023 to Nov 8, 2023
- HQ state · MD to CAMar 30, 2023 to Nov 8, 2023
- Accounts · 17 to 18Dec 21, 2022 to Mar 30, 2023
- Advisory employees · 62 to 58Dec 21, 2022 to Mar 30, 2023
- Pooled vehicle clients · 17 to 18Dec 21, 2022 to Mar 30, 2023
- Assets in custody · $27B to $26BDec 21, 2022 to Mar 30, 2023
- Employees · 136 to 132Dec 21, 2022 to Mar 30, 2023
- Private funds · 34 to 18Dec 21, 2022 to Mar 30, 2023
- Discretionary RAUM · $27B to $26BDec 21, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $27B to $26BDec 21, 2022 to Mar 30, 2023
- RAUM · $27B to $26BDec 21, 2022 to Mar 30, 2023
Signals
5 dated events
- N•• E••••••••• A••••••••• reported RAUM $35.6B, up 28% from $27.8B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Siegal Stephanie Brecher (General Counsel) appeared on Schedule A of N•• E••••••••• A•••••••••Mar 29, 2024 · Control person joined · fact
- F•••• R••••• K•••• (Chief Financial Officer, Partnership Finance) appeared on Schedule A of N•• E••••••••• A•••••••••Mar 29, 2024 · Control person joined · fact
- D Sam C•••• (Chief Financial Officer, Corporate Finance And Tax) appeared on Schedule A of N•• E••••••••• A•••••••••Mar 29, 2024 · Control person joined · fact
- N•• E••••••••• A••••••••• filed its initial SEC registration (Form ADV)Dec 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•• E••••••••• A••••••••• · Independent Sponsorsshared crd · capital_provider
- N•• E••••••••• A••••••••• · Private Equityshared crd · organization
- N•• E••••••••• A••••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/new-enterprise-associatesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- journeywithnea.beehiiv.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (650) 854-9499reportedpublic record, Form ADV, Aug 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026