DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Resource Capital Funds
Legal name Rcf Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 35 filings
SEC status approved since Mar 12, 2012
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
49
25 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
12
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.8B as of Mar 31, 2026
Apr 1, 2013$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)49 as of Mar 31, 2026
Apr 1, 201328 then
Private funds12 as of Mar 31, 2026
Apr 1, 20134 then
RAUM -4.2% over the last fiscal year-13% a year over threeIARs 0 to 0offices 5 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $110MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $1.7B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B96%
- Sovereign wealth funds$33.5M1.9%
- State and municipal entities$23.2M1.3%
- Other investment advisers$18.4M1.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Resource Capital Fund Vi L.P. | Private Equity Fund | $1.1B | 180 | Apr 1, 2013 |
| Resource Capital Fund Vii L.P. | Private Equity Fund | $664M | 86 | Mar 29, 2018 |
| Rcf Opportunities Fund L.P. | Private Equity Fund | $90.5M | 24 | Mar 29, 2018 |
| Rcf Jolimont Mining Innovation Fund II L.P. | Private Equity Fund | $88.1M | 33 | Mar 31, 2021 |
| Rcf Jolimont Mining Innovation Fund II-A L.P. | Private Equity Fund | $88.1M | 33 | Mar 31, 2021 |
| Resource Capital Fund V L.P. | Private Equity Fund | $46.7M | 137 | Feb 14, 2012 |
| Rcf Vi Ta L.P. | Private Equity Fund | $44.1M | 4 | Mar 31, 2015 |
| Resource Capital Fund IV L.P. | Private Equity Fund | $37.3M | 75 | Feb 14, 2012 |
| Rcf Opportunities Fund II L.P. | Private Equity Fund | $8.6M | 5 | Mar 29, 2024 |
| Resource Capital Fund II L.P.no longer reported | Private Equity Fund | $4.2M | 27 | Feb 14, 2012 |
| Resource Capital Fund III L.P.no longer reported | Private Equity Fund | $3.8M | 60 | Feb 14, 2012 |
| Dampier Master Fund Ltdno longer reported | Hedge Fund | $2.5M | 9 | Feb 14, 2012 |
| Rcf V Annex Fund L.P. | Private Equity Fund | $1.6M | 27 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Michael John Beczak · Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- Gordon Mason Hills · General Counselcontrolsince 02/2019 · owns less than 5%
- Kristen Susan Kim · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- Timothy James Mcclements · Managing Partnercontrolsince 05/2016 · owns less than 5%
- Nmn Michele Valenti · Chief Operating Officercontrolsince 12/2016 · owns less than 5%
- Michael Brett Beatty · Capital Membercontrolsince 01/2023 · owns 75% or more of Rcfm Gp L.L.C.
- Timothy James Mcclements · Managing Membercontrolsince 09/2016 · owns F of Rcfm Gp L.L.C.
- Timothy James Mcclements · Managing Membercontrolsince 06/2009 · owns 25% to 50% of Jarrah, LLC
Entity owners
- Rcfm Gp L.L.C. · Managing Memberdirect · owns less than 5%
- Rcfm-Eu Holdings L.P. · Memberdirect · owns 75% or more
- Jarrah, LLC · Limited Partnerindirect · owns 25% to 50% of Rcfm-Eu Holdings L.P.
Related persons
Schedule D 7.A
- Rca Opportunities II L.P.pooled vehicle sponsory
- Rca Opportunities L.P.pooled vehicle sponsory
- Rcf Innovation Associates II L.P.pooled vehicle sponsory
- Rcf Innovation Associates II-A L.P.pooled vehicle sponsory
- Rcf Management (Chile) Spainvestment advisery
- Rcf Management (Uk) Ltd.investment advisery
- Resource Capital Associates IV L.P.pooled vehicle sponsory
- Resource Capital Associates V L.P.pooled vehicle sponsory
- Resource Capital Associates Vi L.P.pooled vehicle sponsory
- Resource Capital Associates Vii L.P.pooled vehicle sponsory
- Resource Capital Fund Management Pty Ltdinvestment advisery
- Resource Capital Funds (Toronto) Incinvestment advisery
Offices
Schedule D 1.F, the 25 largest
- West Perth, Australia22 employees
- St. James'S London, United Kingdom9 employees
- Melbourne, Australia7 employees
- Vitacura Santiago, Chile5 employees
- Toronto, Canada1 employees
- Jericho, NY
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 90.0 to 49.0 (-46.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1109 comparable advisers, 1.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 1.0% percentile
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 3.0 (-40.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (139 comparable advisers, 6.0th percentile of changes)peers: asset managers, $1B to $5B (139) · 5.8% percentile
What changed
consecutive filings, newest first
- Accounts · 13 to 16Nov 19, 2025 to Mar 31, 2026
- Advisory employees · 43 to 25Nov 19, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 12Nov 19, 2025 to Mar 31, 2026
- Assets in custody · $1.8B to $1.7BNov 19, 2025 to Mar 31, 2026
- Employees · 90 to 49Nov 19, 2025 to Mar 31, 2026
- Other offices · 5 to 3Nov 19, 2025 to Mar 31, 2026
- Private funds · 11 to 12Nov 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.8B to $1.8BNov 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.8B to $1.7BNov 19, 2025 to Mar 31, 2026
- RAUM · $1.8B to $1.8BNov 19, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jun 26, 2025 to Nov 19, 2025
- Accounts · 11 to 13Jun 18, 2024 to Mar 31, 2025
- Advisory employees · 51 to 43Jun 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 11Jun 18, 2024 to Mar 31, 2025
- Assets in custody · $2.3B to $1.8BJun 18, 2024 to Mar 31, 2025
- Employees · 93 to 90Jun 18, 2024 to Mar 31, 2025
- Other offices · 6 to 5Jun 18, 2024 to Mar 31, 2025
- Private funds · 10 to 11Jun 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.3B to $1.8BJun 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.2B to $1.8BJun 18, 2024 to Mar 31, 2025
- RAUM · $2.3B to $1.8BJun 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.3B to $2.3BMar 29, 2024 to Jun 18, 2024
- Pooled vehicle RAUM · $2.3B to $2.2BMar 29, 2024 to Jun 18, 2024
- RAUM · $2.3B to $2.3BMar 29, 2024 to Jun 18, 2024
- Accounts · 10 to 11Aug 24, 2023 to Mar 29, 2024
- Advisory employees · 42 to 51Aug 24, 2023 to Mar 29, 2024
- Pooled vehicle clients · 9 to 10Aug 24, 2023 to Mar 29, 2024
- Assets in custody · $2.4B to $2.3BAug 24, 2023 to Mar 29, 2024
- Employees · 91 to 93Aug 24, 2023 to Mar 29, 2024
- Private funds · 9 to 10Aug 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.7B to $2.3BAug 24, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.6B to $2.3BAug 24, 2023 to Mar 29, 2024
- RAUM · $2.7B to $2.3BAug 24, 2023 to Mar 29, 2024
- Advisory employees · 14 to 42Sep 21, 2022 to Mar 31, 2023
- Assets in custody · $2.2B to $2.4BSep 21, 2022 to Mar 31, 2023
- Employees · 44 to 91Sep 21, 2022 to Mar 31, 2023
- Financial planning clients · unset to 0Sep 21, 2022 to Mar 31, 2023
- Other offices · 1 to 6Sep 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.5B to $2.7BSep 21, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.5B to $2.6BSep 21, 2022 to Mar 31, 2023
Signals
8 dated events
- Michael Brett Beatty (Capital Member) appeared on Schedule A of Resource Capital FundsMar 29, 2024 · Control person joined · fact
- Resource Capital Funds reported 6 offices beyond its principal office, up from 1 (2022-09-21 to 2023-03-31)Mar 31, 2023 · Office count change · derived
- Anton Jasper Bertisen (Capital Member) no longer on Schedule A of Resource Capital Funds (listed 2021-12-06, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Michael John Beczak (Chief Financial Officer) appeared on Schedule A of Resource Capital FundsMar 31, 2021 · Control person joined · fact
- Resource Capital Funds reported RAUM $2.4B, down 28% from $3.3B (2019-04-26 to 2020-04-02)Apr 2, 2020 · RAUM change · derived
- Gilbert Henderson Tuten (Member) no longer on Schedule A of Resource Capital Funds (listed 2018-05-03, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Gordon Mason Hills (General Counsel) appeared on Schedule A of Resource Capital FundsMar 29, 2019 · Control person joined · fact
- Anton Jasper Bertisen (Member) appeared on Schedule A of Resource Capital FundsMar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Resource Capital Funds · Independent Sponsorsshared crd · capital_provider
- Resource Capital Funds · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/121882/adminreportedpublic record, Form ADV, Sep 17, 2026
- Website
- resourcecapitalfunds.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 720-946-1444reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026