DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••• S••••• C•••••• P•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 23 filings
SEC status approved since Mar 20, 2012
RAUM
$134M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$134M as of Mar 30, 2026
Apr 1, 2013$495M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)7 as of Mar 30, 2026
Apr 1, 201318 then
Private funds2 as of Mar 30, 2026
Apr 1, 20136 then
RAUM +39% over the last fiscal year-39% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $67.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$134M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••• W•••• S•••••••• L•• | Private Equity Fund | $128M | 26 | Mar 29, 2018 |
| S•• F••••••• H••••••• L•• | Private Equity Fund | $45.5M | 19 | Mar 30, 2023 |
| S••••• S••••• C•••••• N•• F••• I••• L••• | Private Equity Fund | $44.8M | 2 | Apr 1, 2013 |
| S••••• S••••• C•••••• I••• L••• | Private Equity Fund | $33.9M | 40 | Feb 14, 2012 |
| S••••• S••••• C•••••• F••• I• L•••no longer reported | Private Equity Fund | $11.3M | 79 | Feb 14, 2012 |
| S••••• S••••• C•••••• N•• F•••• L•••no longer reported | Private Equity Fund | $5.4M | 2 | Feb 14, 2012 |
| S••••• S••••• C•••••• I•• L••• | Private Equity Fund | $1.1M | 90 | Feb 14, 2012 |
| S••••• S••••• E••••••••• I••••••••• L••• | Private Equity Fund | $655,590 | 3 | Mar 29, 2018 |
| S••••• S••••• • C•••••• W•••• C•• L• | Private Equity Fund | $447,923 | 45 | Mar 29, 2022 |
| S••••• S••••• C•••••• N•• F••• I•• L••• | Private Equity Fund | $208,806 | 2 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••• B•••••• · M••••••controlsince 01/2024 · owns 50% to 75%
- P••••• M••••••• J••••• · M••••••controlsince 01/2024 · owns 50% to 75%
- Z••••••• M•••• A•••••• · Cco, Cfocontrolsince 10/2016 · owns less than 5%
Related persons
Schedule D 7.A
- S•• F••••••• M•••••• L••pooled vehicle sponsory
- S••••• S••••• C•••••• I• A•••••••• L••pooled vehicle sponsory
- S••••• S••••• C•••••• I•• A•••••••• L••pooled vehicle sponsory
- S••••• S••••• C•••••• W•••• C• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 2Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 6 to 2Mar 28, 2025 to Mar 30, 2026
- Private funds · 6 to 2Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $96.4M to $134MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $96.4M to $134MMar 28, 2025 to Mar 30, 2026
- RAUM · $96.4M to $134MMar 28, 2025 to Mar 30, 2026
- Accounts · 8 to 6Apr 5, 2024 to Mar 28, 2025
- Pooled vehicle clients · 8 to 6Apr 5, 2024 to Mar 28, 2025
- Financial planning clients · unset to Apr 5, 2024 to Mar 28, 2025
- HQ city · unset to Apr 5, 2024 to Mar 28, 2025
- HQ state · unset to Apr 5, 2024 to Mar 28, 2025
- Private funds · 8 to 6Apr 5, 2024 to Mar 28, 2025
- Discretionary RAUM · $255M to $96.4MApr 5, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $255M to $96.4MApr 5, 2024 to Mar 28, 2025
- RAUM · $255M to $96.4MApr 5, 2024 to Mar 28, 2025
- Advisory employees · 6 to 5Mar 30, 2023 to Apr 5, 2024
- Employees · 9 to 7Mar 30, 2023 to Apr 5, 2024
- Discretionary RAUM · $586M to $255MMar 30, 2023 to Apr 5, 2024
- Pooled vehicle RAUM · $586M to $255MMar 30, 2023 to Apr 5, 2024
- RAUM · $586M to $255MMar 30, 2023 to Apr 5, 2024
- Accounts · 7 to 8Mar 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 7 to 8Mar 29, 2022 to Mar 30, 2023
- Private funds · 7 to 8Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $447M to $586MMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $447M to $586MMar 29, 2022 to Mar 30, 2023
- RAUM · $447M to $586MMar 29, 2022 to Mar 30, 2023
- Accounts · 6 to 7Mar 31, 2021 to Mar 29, 2022
- Advisory employees · 5 to 6Mar 31, 2021 to Mar 29, 2022
- Pooled vehicle clients · 6 to 7Mar 31, 2021 to Mar 29, 2022
- Employees · 8 to 9Mar 31, 2021 to Mar 29, 2022
- Private funds · 6 to 7Mar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $432M to $447MMar 31, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $432M to $447MMar 31, 2021 to Mar 29, 2022
- RAUM · $432M to $447MMar 31, 2021 to Mar 29, 2022
- Advisory employees · 7 to 5Nov 6, 2020 to Mar 31, 2021
- Employees · 11 to 8Nov 6, 2020 to Mar 31, 2021
- Discretionary RAUM · $437M to $432MNov 6, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $437M to $432MNov 6, 2020 to Mar 31, 2021
- RAUM · $437M to $432MNov 6, 2020 to Mar 31, 2021
- HQ city · BUFFALO to unsetMar 18, 2020 to Nov 5, 2020
Signals
11 dated events
- S••••• S••••• C•••••• P•••••••• L•• reported RAUM $96.4M, down 62% from $255.1M (2024-04-05 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Joseph Michael Petri (Manager) appeared on Schedule A of S••••• S••••• C•••••• P•••••••• L••Apr 5, 2024 · Control person joined · fact
- Barrett John Collins (Manager) appeared on Schedule A of S••••• S••••• C•••••• P•••••••• L••Apr 5, 2024 · Control person joined · fact
- S••••• S••••• C•••••• P•••••••• L•• reported RAUM $255.1M, down 56% from $586.1M (2023-03-30 to 2024-04-05)Apr 5, 2024 · RAUM change · derived
- Thomas Brian Damico (Manager) no longer on Schedule A of S••••• S••••• C•••••• P•••••••• L•• (listed 2023-03-30, absent 2024-04-05)Apr 5, 2024 · Control person left · inference
- S••••• S••••• C•••••• P•••••••• L•• reported RAUM $586.1M, up 31% from $447.4M (2022-03-29 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Joseph Michael Petri (Manager) no longer on Schedule A of S••••• S••••• C•••••• P•••••••• L•• (listed 2020-11-06, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Paul Michael Mcqueeney (Manager) no longer on Schedule A of S••••• S••••• C•••••• P•••••••• L•• (listed 2020-11-06, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- S••••• S••••• C•••••• P•••••••• L•• reported RAUM $534.1M, down 32% from $784.9M (2018-07-23 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Baris Civelek (Manager) no longer on Schedule A of S••••• S••••• C•••••• P•••••••• L•• (listed 2018-07-23, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- S••••• S••••• C•••••• P•••••••• L•• reported RAUM $791.0M, up 65% from $479.2M (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S••••• S••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/S•••••-S•••••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S•••••S•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 716-566-2900reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026