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M•••• G••••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser1 private funds

Former SEC-registered adviser, reporting $150M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$150M
Form ADV
RAUM change, last fiscal year
-14%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 26 Form ADV filings for this adviser, the latest 3 months ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 161017 · SEC 801-73473 · 26 filingsShow
CRD 161017SEC 801-73473First filing on the tape Feb 13, 2012, latest Jun 8, 2026SEC status approved since Mar 1, 2012IAPD
RAUM
$150M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$150M as of Jun 8, 2026
Mar 27, 2013$2.2B then
HNW client RAUM$0 as of Jun 8, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 8, 2026
Mar 27, 20130 then
Employees (5.A)6 as of Jun 8, 2026
Mar 27, 201318 then
Private funds1 as of Jun 8, 2026
Mar 27, 20132 then
RAUM -14% over the last fiscal year-38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$150MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$150M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$150M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$150M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the 10 longest tenured
      No representative is registered through this CRD on IAPD.
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••• G••••• M••••• F•••• L•••Hedge Fund$304M51Feb 13, 2012
      M•••• G••••• P••••••• I•• L•no longer reportedHedge Fund$246M70Feb 13, 2012
      M•••• G••••• H••••••••• O••••••••• M••••• F•••• L•••Hedge Fund$33.0M17Aug 19, 2021
      M•••• G••••• T•••••• A•• B•••••••• M••••• F•••• L•••no longer reportedHedge Fund$13.9M12Nov 30, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• F•••••••• · Managing Membercontrol
        since 03/2004 · owns 75% or more
      • L•••• J•••••• A•••••• · Chief Compliance Officer
        since 08/2023 · owns less than 5%
      Related persons
      Schedule D 7.A
      • M•••• G••••• C••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • HQ city · NEW YORK to
        Mar 10, 2026 to Jun 8, 2026
      • HQ state · NY to
        Mar 10, 2026 to Jun 8, 2026
      • Advisory employees · 2 to 3
        Mar 14, 2025 to Mar 10, 2026
      • Assets in custody · $175M to $150M
        Mar 14, 2025 to Mar 10, 2026
      • Employees · 5 to 6
        Mar 14, 2025 to Mar 10, 2026
      Full history · 80 changes
      • Discretionary RAUM · $175M to $150M
        Mar 14, 2025 to Mar 10, 2026
      • Pooled vehicle RAUM · $175M to $150M
        Mar 14, 2025 to Mar 10, 2026
      • RAUM · $175M to $150M
        Mar 14, 2025 to Mar 10, 2026
      • Advisory employees · 4 to 2
        Mar 12, 2024 to Mar 14, 2025
      • Assets in custody · $304M to $175M
        Mar 12, 2024 to Mar 14, 2025
      • Employees · 7 to 5
        Mar 12, 2024 to Mar 14, 2025
      • Financial planning clients · unset to
        Mar 12, 2024 to Mar 14, 2025
      • Discretionary RAUM · $304M to $175M
        Mar 12, 2024 to Mar 14, 2025
      • Pooled vehicle RAUM · $304M to $175M
        Mar 12, 2024 to Mar 14, 2025
      • RAUM · $304M to $175M
        Mar 12, 2024 to Mar 14, 2025
      • Accounts · 2 to 1
        Aug 10, 2023 to Mar 12, 2024
      • Advisory employees · 6 to 4
        Aug 10, 2023 to Mar 12, 2024
      • Pooled vehicle clients · 2 to 1
        Aug 10, 2023 to Mar 12, 2024
      • Assets in custody · $623M to $304M
        Aug 10, 2023 to Mar 12, 2024
      • Employees · 10 to 7
        Aug 10, 2023 to Mar 12, 2024
      • Private funds · 2 to 1
        Aug 10, 2023 to Mar 12, 2024
      • Discretionary RAUM · $623M to $304M
        Aug 10, 2023 to Mar 12, 2024
      • Pooled vehicle RAUM · $623M to $304M
        Aug 10, 2023 to Mar 12, 2024
      • RAUM · $623M to $304M
        Aug 10, 2023 to Mar 12, 2024
      • Advisory employees · 9 to 6
        Jan 3, 2023 to Mar 30, 2023
      • Assets in custody · $894M to $623M
        Jan 3, 2023 to Mar 30, 2023
      • Employees · 14 to 10
        Jan 3, 2023 to Mar 30, 2023
      • Discretionary RAUM · $1.1B to $623M
        Jan 3, 2023 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.1B to $623M
        Jan 3, 2023 to Mar 30, 2023
      • RAUM · $1.1B to $623M
        Jan 3, 2023 to Mar 30, 2023
      • Accounts · 3 to 2
        Mar 30, 2022 to Jan 3, 2023
      • Pooled vehicle clients · 3 to 2
        Mar 30, 2022 to Jan 3, 2023
      • Private funds · 3 to 2
        Mar 30, 2022 to Jan 3, 2023
      • Accounts · 2 to 3
        Aug 19, 2021 to Mar 30, 2022
      • Advisory employees · 7 to 9
        Aug 19, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 2 to 3
        Aug 19, 2021 to Mar 30, 2022
      • Assets in custody · $1.1B to $894M
        Aug 19, 2021 to Mar 30, 2022
      • Employees · 12 to 14
        Aug 19, 2021 to Mar 30, 2022
      • Other offices · 1 to 0
        Aug 19, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.4B to $1.1B
        Aug 19, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $1.4B to $1.1B
        Aug 19, 2021 to Mar 30, 2022
      • RAUM · $1.4B to $1.1B
        Aug 19, 2021 to Mar 30, 2022
      • Private funds · 2 to 3
        Mar 30, 2021 to Aug 19, 2021
      • Advisory employees · 8 to 7
        Mar 26, 2020 to Mar 30, 2021
      • Assets in custody · $1.0B to $1.1B
        Mar 26, 2020 to Mar 30, 2021
      • Employees · 13 to 12
        Mar 26, 2020 to Mar 30, 2021
      • Discretionary RAUM · $1.3B to $1.4B
        Mar 26, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $1.3B to $1.4B
        Mar 26, 2020 to Mar 30, 2021
      • RAUM · $1.3B to $1.4B
        Mar 26, 2020 to Mar 30, 2021
      • Advisory employees · 7 to 8
        May 29, 2019 to Mar 26, 2020
      • Assets in custody · $1.0B to $1.0B
        May 29, 2019 to Mar 26, 2020
      • Employees · 12 to 13
        May 29, 2019 to Mar 26, 2020
      • Other offices · 0 to 1
        May 29, 2019 to Mar 26, 2020
      • Discretionary RAUM · $1.4B to $1.3B
        May 29, 2019 to Mar 26, 2020
      • Pooled vehicle RAUM · $1.4B to $1.3B
        May 29, 2019 to Mar 26, 2020
      • RAUM · $1.4B to $1.3B
        May 29, 2019 to Mar 26, 2020
      • Assets in custody · $965M to $1.0B
        Mar 30, 2018 to Mar 29, 2019
      • Employees · 13 to 12
        Mar 30, 2018 to Mar 29, 2019
      • Discretionary RAUM · $1.3B to $1.4B
        Mar 30, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $1.3B to $1.4B
        Mar 30, 2018 to Mar 29, 2019
      • RAUM · $1.3B to $1.4B
        Mar 30, 2018 to Mar 29, 2019
      • Advisory employees · 8 to 7
        Oct 25, 2017 to Mar 30, 2018
      • Assets in custody · $1.3B to $965M
        Oct 25, 2017 to Mar 30, 2018
      • Employees · 17 to 13
        Oct 25, 2017 to Mar 30, 2018
      • Discretionary RAUM · $1.8B to $1.3B
        Oct 25, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · $1.8B to $1.3B
        Oct 25, 2017 to Mar 30, 2018
      • RAUM · $1.8B to $1.3B
        Oct 25, 2017 to Mar 30, 2018
      • Charity clients · unset to 0.0
        Mar 31, 2017 to Oct 25, 2017
      • Corporate clients · unset to 0.0
        Mar 31, 2017 to Oct 25, 2017
      • HNW clients · unset to 0.0
        Mar 31, 2017 to Oct 25, 2017
      • Individual clients · unset to 0.0
        Mar 31, 2017 to Oct 25, 2017
      • Pension plan clients · unset to 0.0
        Mar 31, 2017 to Oct 25, 2017
      • Pooled vehicle clients · unset to 2.0
        Mar 31, 2017 to Oct 25, 2017
      • Other offices · unset to 0.0
        Mar 31, 2017 to Oct 25, 2017
      • HNW RAUM · unset to 0.0
        Mar 31, 2017 to Oct 25, 2017
      • Individual RAUM · unset to 0.0
        Mar 31, 2017 to Oct 25, 2017
      • Pension RAUM · unset to 0.0
        Mar 31, 2017 to Oct 25, 2017
      • Pooled vehicle RAUM · unset to 1818930000.0
        Mar 31, 2017 to Oct 25, 2017
      • Advisory employees · 11 to 8
        Mar 30, 2016 to Mar 31, 2017
      • Assets in custody · $2.3B to $1.3B
        Mar 30, 2016 to Mar 31, 2017
      Signals
      5 dated events
      • ••• Locked
        Sep 1, 2026 · Left the SEC roster · derived
      • ••• Locked
        Mar 14, 2025 · RAUM change · derived
      • ••• Locked
        Mar 12, 2024 · RAUM change · derived
      • ••• Locked
        Mar 30, 2023 · RAUM change · derived
      • ••• Locked
        Mar 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026