DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H• P••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 19 filings
SEC status approved since Mar 30, 2012
RAUM
$158M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$158M as of Mar 31, 2026
Mar 28, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)9 as of Mar 31, 2026
Mar 28, 201310 then
Private funds2 as of Mar 31, 2026
Mar 28, 20135 then
RAUM -75% over the last fiscal year-42% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $79.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -75%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $158M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$158M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $158M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H• P••••••• L• | Hedge Fund | $487M | 61 | Feb 14, 2012 |
| H• O••••••• F••• L••• | Hedge Fund | $231M | 25 | Feb 14, 2012 |
| P• H• P••••••• L••no longer reported | Hedge Fund | $118M | 10 | Feb 14, 2012 |
| P• T•••• P••• F••• L•••no longer reported | Hedge Fund | $53.0M | 4 | Feb 14, 2012 |
| H• P••••••• P•••••• S•• F••• L•no longer reported | Hedge Fund | $15.8M | 2 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• L••••• J••••• · Chief Operating Officer / Chief Compliance Officer (02/2012)controlsince 11/2007 · owns less than 5%
- J•••••• R••••• A••• · Managing Member (H Partners P•••••• Capital LLC--General Partner/Spv)controlsince 01/2007 · owns 75% or more
Related persons
Schedule D 7.A
- H• P••••••• C•••••• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $639,948,204 to $158,137,726 (-75.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 1.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 1.4% percentile
What changed
consecutive filings, newest first
- Assets in custody · $640M to $158MMar 28, 2025 to Mar 31, 2026
- Employees · 10 to 9Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $640M to $158MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $640M to $158MMar 28, 2025 to Mar 31, 2026
- RAUM · $640M to $158MMar 28, 2025 to Mar 31, 2026
- Assets in custody · $718M to $640MMar 28, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $718M to $640MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $718M to $640MMar 28, 2024 to Mar 28, 2025
- RAUM · $718M to $640MMar 28, 2024 to Mar 28, 2025
- Assets in custody · $792M to $718MMar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $792M to $718MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $792M to $718MMar 30, 2023 to Mar 28, 2024
- RAUM · $792M to $718MMar 30, 2023 to Mar 28, 2024
- Assets in custody · $1.1B to $792MMar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.1B to $792MMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.1B to $792MMar 29, 2022 to Mar 30, 2023
- RAUM · $1.1B to $792MMar 29, 2022 to Mar 30, 2023
- Assets in custody · $814M to $1.1BMar 30, 2021 to Mar 29, 2022
- Employees · 11 to 10Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $814M to $1.1BMar 30, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $814M to $1.1BMar 30, 2021 to Mar 29, 2022
- RAUM · $814M to $1.1BMar 30, 2021 to Mar 29, 2022
- Assets in custody · $769M to $814MMar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $769M to $814MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $769M to $814MMar 30, 2020 to Mar 30, 2021
- RAUM · $769M to $814MMar 30, 2020 to Mar 30, 2021
- Advisory employees · 7 to 6Mar 29, 2019 to Mar 30, 2020
- Assets in custody · $960M to $769MMar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $960M to $769MMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $960M to $769MMar 29, 2019 to Mar 30, 2020
- RAUM · $960M to $769MMar 29, 2019 to Mar 30, 2020
- Accounts · 3 to 2Apr 10, 2018 to Mar 29, 2019
- Advisory employees · 8 to 7Apr 10, 2018 to Mar 29, 2019
- Pooled vehicle clients · 3 to 2Apr 10, 2018 to Mar 29, 2019
- Assets in custody · $1.3B to $960MApr 10, 2018 to Mar 29, 2019
- Employees · 12 to 11Apr 10, 2018 to Mar 29, 2019
- Private funds · 3 to 2Apr 10, 2018 to Mar 29, 2019
- Discretionary RAUM · $1.4B to $960MApr 10, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $1.4B to $960MApr 10, 2018 to Mar 29, 2019
Signals
4 dated events
- H• P••••••• M••••••••• L•• reported RAUM $158.1M, down 75% from $639.9M (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- H• P••••••• M••••••••• L•• reported RAUM $792.0M, down 26% from $1.1B (2022-03-29 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- H• P••••••• M••••••••• L•• reported RAUM $1.1B, up 31% from $813.7M (2021-03-30 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- H• P••••••• M••••••••• L•• reported RAUM $959.8M, down 34% from $1.4B (2018-04-10 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.h•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-265-4200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026