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V••••• C•••••• A••••••• L••

Former SEC-registered adviserFormer SEC adviser· New York, New York

Former SEC-registered adviser, based in New York, New York, reporting $367M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$367M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-29%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 161060 · SEC 801-73752 · 9 filingsShow
CRD 161060SEC 801-73752First filing on the tape Feb 14, 2012, latest Mar 31, 2017IAPD
RAUM
$367M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$367M as of Mar 31, 2017
Mar 27, 2013$533M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Mar 27, 20130 then
Employees (5.A)3 as of Mar 31, 2017
Mar 27, 20134 then
Private funds: no history
RAUM -29% over the last fiscal year-8.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$367MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-29%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H••••••• S•••••• P••• · Chief Compliance Officercontrol
        since 07/2016 · owns less than 5%
      • S•••••• M••••••• J••• · Partnercontrol
        since 02/2012 · owns less than 5%
      • M•••• J•••••• P••• V••••• · L•••••• Partnercontrol
        since 04/2005 · owns 75% or more of S•••••••• I••••••••• L•
      Entity owners
      • V••••• C•••••• I••••••••• H••••••• L•••••• · Member
        direct · owns 75% or more
      • K•••••••• B••••• T••••••• ••••••••• L•••••• · Trustee
        indirect · owns F of S•••••••• T••••
      • S•••••••• I••••••••• L• · L•••••• Partner
        indirect · owns 75% or more of V••••• C•••••• H••••••• L•
      • S•••••••• I••••••••• L• · Shareholder
        indirect · owns 75% or more of V••••• C•••••• ••• H••••••• L••••••
      • S•••••••• I••••••••• L•• · General Partner
        indirect · owns F of S•••••••• Investment LP
      • S•••••••• T•••• · Shareholder
        indirect · owns 75% or more of S•••••••• I••••••••• L••
      • S•••••••• T•••• · L•••••• Partner
        indirect · owns 25% to 50% of S•••••••• I••••••••• L•
      • V••••• C•••••• ••• H••••••• L•••••• · General Partner
        indirect · owns F of V••••• C•••••• H••••••• L•
      • V••••• C•••••• H••••••• L• · Shareholder
        indirect · owns 75% or more of V••••• C•••••• I••••••••• H••••••• L••••••
      Related persons
      Schedule D 7.A
      • C•••••• G••••••• G• L•
        pooled vehicle sponsorn
      • F••••••• P••••••• G• L•
        pooled vehicle sponsorn
      • G••••••• G• L•
        pooled vehicle sponsorn
      • V•• V•• G• L•
        pooled vehicle sponsorn
      • V••••• C•••••• L••
        investment advisern
      • V••••• C•••••• M••••••••• L••••••
        investment advisern
      • V••••• G••••• G• L••••••
        pooled vehicle sponsorn
      • V••••• G••••• I• G• L•
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 3
        Jul 11, 2016 to Mar 31, 2017
      • Employees · 4 to 3
        Jul 11, 2016 to Mar 31, 2017
      • Non-discretionary RAUM · $516M to $367M
        Jul 11, 2016 to Mar 31, 2017
      • RAUM · $516M to $367M
        Jul 11, 2016 to Mar 31, 2017
      • Advisory employees · 5 to 4
        Mar 31, 2015 to Mar 23, 2016
      • Employees · 5 to 4
        Mar 31, 2015 to Mar 23, 2016
      • Non-discretionary RAUM · $507M to $516M
        Mar 31, 2015 to Mar 23, 2016
      • RAUM · $507M to $516M
        Mar 31, 2015 to Mar 23, 2016
      • Non-discretionary RAUM · $486M to $507M
        Mar 31, 2014 to Mar 31, 2015
      • RAUM · $486M to $507M
        Mar 31, 2014 to Mar 31, 2015
      • Advisory employees · 4 to 5
        Mar 27, 2013 to Feb 28, 2014
      • Employees · 4 to 5
        Mar 27, 2013 to Feb 28, 2014
      • Non-discretionary RAUM · $533M to $486M
        Mar 27, 2013 to Feb 28, 2014
      • RAUM · $533M to $486M
        Mar 27, 2013 to Feb 28, 2014
      • Advisory employees · unset to 4.0
        Jun 22, 2012 to Mar 27, 2013
      • BD registered reps · unset to 0.0
        Jun 22, 2012 to Mar 27, 2013
      • Employees · unset to 4.0
        Jun 22, 2012 to Mar 27, 2013
      • State-registered IARs · unset to 0.0
        Jun 22, 2012 to Mar 27, 2013
      • Non-discretionary RAUM · $242M to $533M
        Jun 22, 2012 to Mar 27, 2013
      • RAUM · $242M to $533M
        Jun 22, 2012 to Mar 27, 2013
      • Business name · V••••• C•••••• to V••••• C•••••• A••••••• L••
        Feb 14, 2012 to Jun 22, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026