DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Y••••• W••• P•••••••
Legal name Y••••• W••• P••••••• L••
Latest filing Jul 29, 2026
First filing on the tape May 16, 2013 · 25 filings
SEC status approved since Jun 5, 2013
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.4B as of Jul 29, 2026
Apr 2, 2014$225M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Apr 2, 20140 then
Employees (5.A)22 as of Jul 29, 2026
Apr 2, 20145 then
Private funds10 as of Jul 29, 2026
Apr 2, 20143 then
RAUM -17% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $238MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.4B, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.4B for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Y••••• W••• C•••••• P••••••• I••• L••• | Private Equity Fund | $966M | 18 | Mar 24, 2021 |
| Y••••• W••• C•••••• P••••••• I•• L••• | Private Equity Fund | $553M | 11 | Mar 27, 2017 |
| Y••••• W••• C•••••••• F••••••••• L••• | Private Equity Fund | $186M | 11 | Mar 27, 2020 |
| Y••••• W••• C•••••••• J••••• L••• | Private Equity Fund | $141M | 7 | Oct 1, 2018 |
| Y••••• W••• C•••••••• F••••••••• L••• | Private Equity Fund | $113M | 6 | Mar 27, 2020 |
| Y••••• W••• C•••••••• S•••••• L••• | Private Equity Fund | $111M | 4 | Mar 21, 2024 |
| Y••••• W••• B•••• A••••••••• 2••• L•no longer reported | Private Equity Fund | $68.3M | 14 | May 16, 2013 |
| Y••••• W••• C•••••••• J••••• L••• | Private Equity Fund | $23.3M | 1 | Mar 24, 2021 |
| Y••••• W••• B•••• A••••••••• C••••••••• 2••• L•no longer reported | Private Equity Fund | $20.4M | 7 | May 16, 2013 |
| Y••••• W••• C•••••••• J••••• L•••no longer reported | Private Equity Fund | $20.0M | 1 | Oct 1, 2018 |
| Y••••• W••• C•••••••• J••••••• L••• | Private Equity Fund | $15.9M | 6 | Mar 24, 2021 |
| Y••••• W••• B•••• F•••••••• I••••••••• L•••no longer reported | Private Equity Fund | $15.3M | 7 | May 11, 2016 |
| Y••••• W••• C•••••••• I•• L••• | Private Equity Fund | $5.8M | 18 | Mar 6, 2018 |
| Y••••• W••• C•••••••• I••• L••• | Private Equity Fund | $4.1M | 12 | Mar 30, 2022 |
| Y••••• W••• O•• A••••••••• 2••• L•no longer reported | Private Equity Fund | $1.9M | 15 | May 16, 2013 |
Owners and control persons
Schedule A and B, latest filing
- P••••• T••••• J••• · Chief Compliance Officer, Chief Financial Officer, Partnercontrolsince 08/2016 · owns less than 5%
- S•••••••• D•••• L••••• · Membercontrolsince 12/2010 · owns 75% or more
Related persons
Schedule D 7.A
- Y••••• W••• C•••••• P••••••• F•••••• G•• L•••investment adviserpooled vehicle sponsorn
- Y••••• W••• C•••••• P••••••• I• G•• L•••investment adviserpooled vehicle sponsorn
- Y••••• W••• C•••••• P••••••• I•• G•• L•••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 20 to 22Mar 25, 2025 to Mar 26, 2026
- Assets in custody · $2.9B to $2.4BMar 25, 2025 to Mar 26, 2026
- Employees · 20 to 22Mar 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.9B to $2.4BMar 25, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $2.9B to $2.4BMar 25, 2025 to Mar 26, 2026
- RAUM · $2.9B to $2.4BMar 25, 2025 to Mar 26, 2026
- Advisory employees · 17 to 20Mar 21, 2024 to Mar 25, 2025
- Assets in custody · $2.1B to $2.9BMar 21, 2024 to Mar 25, 2025
- Employees · 17 to 20Mar 21, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 25, 2025
- Discretionary RAUM · $2.1B to $2.9BMar 21, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $2.1B to $2.9BMar 21, 2024 to Mar 25, 2025
- RAUM · $2.1B to $2.9BMar 21, 2024 to Mar 25, 2025
- Related adviser · true to falseMar 21, 2024 to Mar 25, 2025
- Accounts · 9 to 10Mar 31, 2023 to Mar 21, 2024
- Advisory employees · 14 to 17Mar 31, 2023 to Mar 21, 2024
- Pooled vehicle clients · 9 to 10Mar 31, 2023 to Mar 21, 2024
- Assets in custody · $1.7B to $2.1BMar 31, 2023 to Mar 21, 2024
- Employees · 14 to 17Mar 31, 2023 to Mar 21, 2024
- Private funds · 9 to 10Mar 31, 2023 to Mar 21, 2024
- Discretionary RAUM · $1.7B to $2.1BMar 31, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $1.7B to $2.1BMar 31, 2023 to Mar 21, 2024
- RAUM · $1.7B to $2.1BMar 31, 2023 to Mar 21, 2024
- Assets in custody · $1.5B to $1.7BDec 5, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.9B to $1.7BDec 5, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.9B to $1.7BDec 5, 2022 to Mar 28, 2023
- RAUM · $1.9B to $1.7BDec 5, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.5B to $1.9BMar 30, 2022 to May 26, 2022
- Pooled vehicle RAUM · $1.5B to $1.9BMar 30, 2022 to May 26, 2022
- RAUM · $1.5B to $1.9BMar 30, 2022 to May 26, 2022
- Accounts · 8 to 9Mar 24, 2021 to Mar 30, 2022
- Advisory employees · 13 to 14Mar 24, 2021 to Mar 30, 2022
- Pooled vehicle clients · 8 to 9Mar 24, 2021 to Mar 30, 2022
- Assets in custody · $1.2B to $1.5BMar 24, 2021 to Mar 30, 2022
- Employees · 13 to 14Mar 24, 2021 to Mar 30, 2022
- Private funds · 8 to 9Mar 24, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.2B to $1.5BMar 24, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.2B to $1.5BMar 24, 2021 to Mar 30, 2022
- RAUM · $1.2B to $1.5BMar 24, 2021 to Mar 30, 2022
- Accounts · 6 to 8Mar 27, 2020 to Mar 24, 2021
Signals
6 dated events
- Y••••• W••• P••••••• reported RAUM $2.9B, up 36% from $2.1B (2024-03-21 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- Y••••• W••• P••••••• reported RAUM $1.9B, up 32% from $1.5B (2022-03-30 to 2022-05-26)May 26, 2022 · RAUM change · derived
- Y••••• W••• P••••••• reported RAUM $1.2B, up 60% from $738.4M (2020-03-27 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- Y••••• W••• P••••••• reported RAUM $738.4M, up 35% from $548.5M (2019-03-19 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Y••••• W••• P••••••• reported RAUM $652.5M, up 31% from $496.5M (2018-03-06 to 2018-10-01)Oct 1, 2018 · RAUM change · derived
- Y••••• W••• P••••••• filed its initial SEC registration (Form ADV)May 16, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Y••••• W••• P••••••• · Independent Sponsorsshared crd · capital_provider
- Y••••• W••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- Y•••••W•••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-500-6340reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026