DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rockbridge Capital, LLC
Latest filing Jul 8, 2026
First filing on the tape Feb 14, 2012 · 40 filings
SEC status approved since Mar 30, 2012
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
125
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
23
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$5.0B as of Jul 8, 2026
Apr 1, 2013$1.4B then
HNW client RAUM$0 as of Jul 8, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 8, 2026
Apr 1, 20130 then
Employees (5.A)125 as of Jul 8, 2026
Apr 1, 201345 then
Private funds23 as of Jul 8, 2026
Apr 1, 20136 then
RAUM +4.6% over the last fiscal year+9.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $218MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 23reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 23 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
29 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Rockbridge Hospitality Fund Viii L.P. | Real Estate Fund | $1.3B | 217 | Mar 30, 2021 |
| Rockbridge Hospitality Fund Vii L.P. | Real Estate Fund | $972M | 117 | Mar 30, 2017 |
| Rockbridge Hospitality Fund Vi L.P. | Real Estate Fund | $803M | 73 | Jun 21, 2013 |
| Rb Partners I LLC | Real Estate Fund | $423M | 1 | Feb 14, 2012 |
| Rockbridge Portfolio Fund I L.P. | Real Estate Fund | $315M | 17 | Feb 14, 2012 |
| Rockbridge Hospitality Fund Ix, LP | Real Estate Fund | $159M | 10 | Mar 29, 2024 |
| Rb Scioto Holdings, LLC | Real Estate Fund | $81.4M | 6 | Mar 30, 2022 |
| Rbi Nm Investment Holdings LLC | Real Estate Fund | $79.7M | 40 | Mar 29, 2024 |
| Rockbridge Portfolio Fund II LP | Real Estate Fund | $75.1M | 4 | Mar 30, 2020 |
| Rockbridge Hospitality Fund Vii Feeder LLC | Real Estate Fund | $66.7M | 6 | Mar 30, 2020 |
| Rockbridge Hospitality Fund Vi Feeder LLC | Real Estate Fund | $47.1M | 5 | Mar 30, 2020 |
| Rbi Cleveland Investment Holdings LLC | Real Estate Fund | $32.8M | 26 | Mar 30, 2020 |
| Rb-Civ Cherry Creek Investment Holdings LLC | Real Estate Fund | $25.6M | 40 | Mar 30, 2020 |
| Rb Scioto Qo Fund, LLC | Real Estate Fund | $20.6M | 64 | Mar 30, 2021 |
| Rbi Delray Holdings LLC | Real Estate Fund | $20.0M | 5 | Mar 29, 2024 |
| Rb-Civ Savannah Investment Holdings LLC | Real Estate Fund | $19.4M | 69 | Mar 30, 2020 |
| Rbi Louisville Investment Holdings II LLC | Real Estate Fund | $19.2M | 35 | Mar 30, 2020 |
| Bridgepoint Hospitality Holdings LLC | Private Equity Fund | $14.4M | 25 | Feb 14, 2012 |
| Rbi Eagle Investment Holdings LLC | Real Estate Fund | $8.8M | 41 | Mar 30, 2023 |
| Rb Highwater Holdings LLC | Real Estate Fund | $6.9M | 3 | Mar 30, 2022 |
| Rb Midsouth Investment Holdings LLCno longer reported | Real Estate Fund | $4.2M | 9 | Mar 30, 2020 |
| Rb Highwater Qo Fund LLC | Real Estate Fund | $4.1M | 17 | Mar 30, 2022 |
| Rbi Louisville III Holdings LLC | Real Estate Fund | $3.5M | 27 | Mar 29, 2024 |
| Rb Tri-State Investment Holdings LLCno longer reported | Real Estate Fund | $3.4M | 8 | Mar 30, 2020 |
| Rockbridge Real Estate Fund III LLCno longer reported | Real Estate Fund | $1.9M | 67 | Feb 14, 2012 |
| Rockbridge Real Estate Fund LLCno longer reported | Real Estate Fund | $1.7M | 30 | Feb 14, 2012 |
| Rockbridge Real Estate Fund II LLCno longer reported | Real Estate Fund | $1.1M | 44 | Feb 14, 2012 |
| Rb Bradenton Holdings LLC | Real Estate Fund | $939,684 | 15 | Mar 30, 2020 |
| Rb Newark Holdings LLCno longer reported | Real Estate Fund | $522,146 | 4 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Mcfadden Brett Alexander · Executive Vice Presidentcontrolsince 03/2016 · owns less than 5%
- Farid Tamre Edwards · General Counselcontrolsince 06/2022 · owns less than 5%
- David John Haymes · Chief Financial Officercontrolsince 07/2017 · owns less than 5%
- Jeffrey Kenneth Krebs · Executive Vice Presidentcontrolsince 05/2022 · owns less than 5%
- Thomas James Merkel · Chief Executive Officercontrolsince 12/2008 · owns less than 5%
- Bryan Eric Phipps · Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- Thomas James Merkel · Ceo & Presidentcontrolsince 01/2017 · owns 75% or more of Rb Founders, LLC
Entity owners
- Rockbridge Capital Holdings, LLC · Sole Memberdirect · owns 75% or more
- Rb Founders, LLC · Sole Memberindirect · owns 75% or more of Rockbridge Holdings, LLC
- Rockbridge Holdings, LLC · Sole Memberindirect · owns 75% or more of Rockbridge Capital Holdings, LLC
Related persons
Schedule D 7.A
- Bridgepoint Hospitality Management, LLCbankpooled vehicle sponsorn
- Nm Developer Investment Holdings LLCbankpooled vehicle sponsorn
- Rb Bradenton Investment Holdings LLCbankpooled vehicle sponsorn
- Rb Highwater Manager, LLCbankpooled vehicle sponsorn
- Rb Scioto Manager LLCbankpooled vehicle sponsorn
- Rb-Civ Cherry Creek Investment Holdings Manager LLCpooled vehicle sponsorn
- Rb-Civ Savannah Hotel Investment Holdings LLCbankpooled vehicle sponsorn
- RBC Partners III LLCbankpooled vehicle sponsorn
- RBC Partners IV LLCbankpooled vehicle sponsorn
- RBC Partners Ix LLCbankpooled vehicle sponsorn
- RBC Partners Vi LLCbankpooled vehicle sponsorn
- RBC Partners Vii LLCbankpooled vehicle sponsorn
- RBC Partners Viii LLCbankpooled vehicle sponsorn
- Rbi Cleveland Hotel Investment Holdings LLCpooled vehicle sponsory
- Rbi Eagle Hotel Investment Holdings LLCpooled vehicle sponsorn
- Rbi Louisville Hotel Investment Holdings II LLCpooled vehicle sponsorn
- Rbi Louisville Investment Holdings III LLCbankpooled vehicle sponsorn
- Rbp Manager, LLCbankpooled vehicle sponsorn
Advisers that list Rockbridge Capital, LLC as a related person
- 289732 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 22 to 23May 6, 2025 to Mar 31, 2026
- BD registered reps · 3 to 6May 6, 2025 to Mar 31, 2026
- Pooled vehicle clients · 22 to 23May 6, 2025 to Mar 31, 2026
- Assets in custody · $1.6B to $1.4BMay 6, 2025 to Mar 31, 2026
- Employees · 119 to 125May 6, 2025 to Mar 31, 2026
- Financial planning clients · 0 to May 6, 2025 to Mar 31, 2026
- Private funds · 22 to 23May 6, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.8B to $5.0BMay 6, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.8B to $5.0BMay 6, 2025 to Mar 31, 2026
- RAUM · $4.8B to $5.0BMay 6, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to May 6, 2025
- BD registered reps · 4 to 3May 9, 2024 to Mar 31, 2025
- Assets in custody · $1.5B to $1.6BMay 9, 2024 to Mar 31, 2025
- Employees · 112 to 119May 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.3B to $4.8BMay 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.3B to $4.8BMay 9, 2024 to Mar 31, 2025
- RAUM · $4.3B to $4.8BMay 9, 2024 to Mar 31, 2025
- Accounts · 19 to 22May 2, 2023 to Mar 29, 2024
- Advisory employees · 20 to 21May 2, 2023 to Mar 29, 2024
- BD registered reps · 3 to 4May 2, 2023 to Mar 29, 2024
- Pooled vehicle clients · 19 to 22May 2, 2023 to Mar 29, 2024
- Assets in custody · $1.3B to $1.5BMay 2, 2023 to Mar 29, 2024
- Employees · 82 to 112May 2, 2023 to Mar 29, 2024
- Private funds · 19 to 22May 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.8B to $4.3BMay 2, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.8B to $4.3BMay 2, 2023 to Mar 29, 2024
- RAUM · $3.8B to $4.3BMay 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.8B to $3.8BMar 30, 2023 to May 2, 2023
- Pooled vehicle RAUM · $3.8B to $3.8BMar 30, 2023 to May 2, 2023
- RAUM · $3.8B to $3.8BMar 30, 2023 to May 2, 2023
- Accounts · 20 to 19Dec 7, 2022 to Mar 30, 2023
- Advisory employees · 16 to 20Dec 7, 2022 to Mar 30, 2023
- Pooled vehicle clients · 20 to 19Dec 7, 2022 to Mar 30, 2023
- Assets in custody · $1.0B to $1.3BDec 7, 2022 to Mar 30, 2023
- Employees · 74 to 82Dec 7, 2022 to Mar 30, 2023
- Private funds · 20 to 19Dec 7, 2022 to Mar 30, 2023
- Discretionary RAUM · $3.5B to $3.8BDec 7, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $3.5B to $3.8BDec 7, 2022 to Mar 30, 2023
- RAUM · $3.5B to $3.8BDec 7, 2022 to Mar 30, 2023
- Accounts · 19 to 20May 6, 2021 to Mar 30, 2022
Signals
11 dated events
- Burke Jordan Hansell (Strategic Adviser) no longer on Schedule A of Rockbridge Capital, Llc (listed 2022-12-07, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- John Henry Steve Lyons (Executive Vice President) no longer on Schedule A of Rockbridge Capital, Llc (listed 2022-12-07, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- John Henry Steve Lyons (Executive Vice President) appeared on Schedule A of Rockbridge Capital, LlcJun 6, 2022 · Control person joined · fact
- Farid Tamre Edwards (General Counsel) appeared on Schedule A of Rockbridge Capital, LlcJun 6, 2022 · Control person joined · fact
- Andrew Todd Walter (General Counsel) no longer on Schedule A of Rockbridge Capital, Llc (listed 2022-03-30, absent 2022-05-06)May 6, 2022 · Control person left · inference
- Rockbridge Capital, Llc reported RAUM $3.5B, up 28% from $2.7B (2021-05-06 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Johnson Linda Miller (Executive Vice President) no longer on Schedule A of Rockbridge Capital, Llc (listed 2021-05-06, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Johnson Linda Miller (Executive Vice President) appeared on Schedule A of Rockbridge Capital, LlcOct 1, 2020 · Control person joined · fact
- Mcfadden Brett Alexander (Executive Vice President) appeared on Schedule A of Rockbridge Capital, LlcOct 1, 2020 · Control person joined · fact
- Rockbridge Capital, Llc reported RAUM $2.8B, up 29% from $2.1B (2019-04-08 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Andrew Todd Walter (General Counsel) appeared on Schedule A of Rockbridge Capital, LlcMar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Rockbridge Capital, LLC · Independent Sponsorsshared crd · capital_provider
- Rockbridge Capital, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rockbridgereportedpublic record, Form ADV, Sep 17, 2026
- Website
- rockbridgeholdings.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 614-246-2400reportedpublic record, Form ADV, Jul 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Rockbridge Capital, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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