DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• P••••••• E••••• M••••••••• L••
Latest filing Jun 16, 2026
First filing on the tape Jun 26, 2013 · 23 filings
SEC status approved since Jul 5, 2013
RAUM
$120M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$120M as of Jun 16, 2026
Mar 27, 2014$277M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 16, 2026
Mar 27, 20140 then
Employees (5.A)3 as of Jun 16, 2026
Mar 27, 20146 then
Private funds2 as of Jun 16, 2026
Mar 27, 20143 then
RAUM -11% over the last fiscal year-10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $109M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$120M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $109M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• P••••••• L• | Hedge Fund | $119M | 39 | Apr 4, 2012 |
| M••••••• P••••••• 4•• F•••• L•••no longer reported | Hedge Fund | $26.5M | 21 | Mar 27, 2014 |
| M••••••• P••••••• R•• F••• I•• L•••no longer reported | Hedge Fund | $21.9M | 19 | Mar 28, 2013 |
| M••••••• F•••• F••• L••• | Hedge Fund | $15.2M | 30 | Mar 28, 2013 |
| M••••••• P••••••• M•• F••• L• | Hedge Fund | $14.5M | 24 | Mar 31, 2021 |
| M••••••• P••••••• G••••• F••• L• | Hedge Fund | $8.4M | 36 | Mar 25, 2022 |
| M••••••• P••••••• L•• F•••• L•••no longer reported | Hedge Fund | $1.2M | 26 | Mar 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• M••••• D•••• · Managing Membercontrolsince 01/2001 · owns 75% or more
- H•••• E•••• R••••••• · Cco, Cfo, Coocontrolsince 03/2006 · owns less than 5%
Related persons
Schedule D 7.A
- C•••••• R••••••• • M••••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 2Mar 28, 2025 to Mar 12, 2026
- Pooled vehicle clients · 4 to 2Mar 28, 2025 to Mar 12, 2026
- Assets in custody · $110M to $109MMar 28, 2025 to Mar 12, 2026
- Private funds · 4 to 2Mar 28, 2025 to Mar 12, 2026
- Discretionary RAUM · $135M to $120MMar 28, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $135M to $120MMar 28, 2025 to Mar 12, 2026
- RAUM · $135M to $120MMar 28, 2025 to Mar 12, 2026
- Advisory employees · 4 to 3Jan 3, 2025 to Mar 28, 2025
- Assets in custody · $119M to $110MJan 3, 2025 to Mar 28, 2025
- Employees · 4 to 3Jan 3, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 3, 2025 to Mar 28, 2025
- Discretionary RAUM · $157M to $135MJan 3, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $157M to $135MJan 3, 2025 to Mar 28, 2025
- RAUM · $157M to $135MJan 3, 2025 to Mar 28, 2025
- Related adviser · false to trueJan 3, 2025 to Mar 28, 2025
- Advisory employees · 5 to 4Mar 30, 2023 to Mar 26, 2024
- Assets in custody · $123M to $119MMar 30, 2023 to Mar 26, 2024
- Employees · 5 to 4Mar 30, 2023 to Mar 26, 2024
- Discretionary RAUM · $167M to $157MMar 30, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $167M to $157MMar 30, 2023 to Mar 26, 2024
- RAUM · $167M to $157MMar 30, 2023 to Mar 26, 2024
- Assets in custody · $209M to $123MJan 3, 2023 to Mar 30, 2023
- Discretionary RAUM · $278M to $167MJan 3, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $278M to $167MJan 3, 2023 to Mar 30, 2023
- RAUM · $278M to $167MJan 3, 2023 to Mar 30, 2023
- Assets in custody · $210M to $209MMar 25, 2022 to Apr 20, 2022
- Advisory employees · 6 to 5May 18, 2021 to Mar 25, 2022
- Assets in custody · $273M to $210MMay 18, 2021 to Mar 25, 2022
- Employees · 6 to 5May 18, 2021 to Mar 25, 2022
- Discretionary RAUM · $330M to $278MMay 18, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $330M to $278MMay 18, 2021 to Mar 25, 2022
- RAUM · $330M to $278MMay 18, 2021 to Mar 25, 2022
- Accounts · 3 to 4Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 5 to 6Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 3 to 4Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $243M to $273MMar 30, 2020 to Mar 31, 2021
- Employees · 5 to 6Mar 30, 2020 to Mar 31, 2021
- Private funds · 3 to 4Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $284M to $330MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $284M to $330MMar 30, 2020 to Mar 31, 2021
Signals
2 dated events
- M••••••• P••••••• E••••• M••••••••• L•• reported RAUM $166.9M, down 40% from $278.1M (2023-01-03 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- C•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 26, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••••••• P••••••• E••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- M•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-490-0399reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026