DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G••• M••••••• P•••••••

Former SEC-registered adviserBoulder, ColoradoCRD 161116SEC 801-74359websiteIAPD
Legal name G••• M••••••• P•••••••• L••
Latest filing Feb 29, 2024
First filing on the tape Feb 17, 2012 · 18 filings
SEC status approved since Mar 29, 2012
RAUM
$39.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$12.2M gross assets
History
18 filings and snapshots on the tape
RAUM$39.7M as of Feb 29, 2024
Apr 1, 2013$369M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 29, 2024
Apr 1, 20130 then
Employees (5.A)3 as of Feb 29, 2024
Apr 1, 201317 then
Private funds3 as of Feb 29, 2024
Apr 1, 20136 then
RAUM -51% over the last fiscal year-46% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 29, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$13.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-51%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$39.7M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••• M••••••• B••••••• C••••••••• L••no longer reportedPrivate Equity Fund$21.3M10Apr 1, 2013
      G••• M••••••• P••••••• F••• I•• L•••Private Equity Fund$10.7M31Feb 17, 2012
      G•• H••••••• I•• L••no longer reportedPrivate Equity Fund$6.8M2Apr 1, 2013
      G••• M••••••• S• B••••••• C••••••••• L••no longer reportedPrivate Equity Fund$5.3M3Apr 1, 2013
      H•• I••••••••• L••no longer reportedPrivate Equity Fund$4.5M2Apr 1, 2013
      G••• M••••••• P••••••• F••• I••• L•••Private Equity Fund$1.4M41Mar 31, 2014
      G••• M••••••• P••••••• A••••••••• F••• I••• L•••Private Equity Fund$139,50410Mar 31, 2014
      R•••••• I••••••••• L••no longer reportedPrivate Equity Fund$26,7492Apr 1, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • K••• J••••••• T• · Co-Founder And Officercontrol
        since 12/2013 · owns less than 5%
      • W•••••• W••• R••••• · Co-Founder, Chief Compliance Officer And Officercontrol
        since 12/2013 · owns less than 5%
      • K••• J••••••• T• · Managing Membercontrol
        since 12/2013 · owns 50% to 75% of G••• M••••••• P••••••• H•••••••• L••
      • K••• J••••••• T• · Limited Partnercontrol
        since 12/2013 · owns 50% to 75% of G••• M••••••• P••••••• H•••••••• L•
      • W•••••• W••• R••••• · Limited Partnercontrol
        since 12/2013 · owns 50% to 75% of G••• M••••••• P••••••• H•••••••• L•
      • W•••••• W••• R••••• · Managing Membercontrol
        since 12/2013 · owns 50% to 75% of G••• M••••••• P••••••• H•••••••• L••
      Entity owners
      • G••• M••••••• P••••••• H•••••••• L• · Sole Member
        direct · owns 75% or more
      • G••• M••••••• P••••••• H•••••••• L•• · General Partner
        indirect · owns F of G••• M••••••• P••••••• H•••••••• L•
      Related persons
      Schedule D 7.A
      • G••• M••••••• P••••••• F••• I• G•• L•••
        pooled vehicle sponsorn
      • G••• M••••••• P••••••• F••• I• G•• L••
        pooled vehicle sponsorn
      • G••• M••••••• P••••••• F••• I•• G•• L•••
        pooled vehicle sponsorn
      • G••• M••••••• P••••••• F••• I•• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 2
        Apr 3, 2023 to Feb 29, 2024
      • Employees · 5 to 3
        Apr 3, 2023 to Feb 29, 2024
      • Discretionary RAUM · $80.4M to $39.7M
        Apr 3, 2023 to Feb 29, 2024
      • Pooled vehicle RAUM · $80.4M to $39.7M
        Apr 3, 2023 to Feb 29, 2024
      • RAUM · $80.4M to $39.7M
        Apr 3, 2023 to Feb 29, 2024
      • Advisory employees · 5 to 3
        Mar 31, 2022 to Apr 3, 2023
      • Employees · 8 to 5
        Mar 31, 2022 to Apr 3, 2023
      • Discretionary RAUM · $132M to $80.4M
        Mar 31, 2022 to Apr 3, 2023
      • Pooled vehicle RAUM · $132M to $80.4M
        Mar 31, 2022 to Apr 3, 2023
      • RAUM · $132M to $80.4M
        Mar 31, 2022 to Apr 3, 2023
      • Advisory employees · 8 to 5
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 10 to 8
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $249M to $132M
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $249M to $132M
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $249M to $132M
        Mar 31, 2021 to Mar 31, 2022
      • Other offices · 1 to 0
        Mar 27, 2020 to Mar 31, 2021
      • Discretionary RAUM · $399M to $249M
        Mar 27, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $399M to $249M
        Mar 27, 2020 to Mar 31, 2021
      • RAUM · $399M to $249M
        Mar 27, 2020 to Mar 31, 2021
      • Advisory employees · 12 to 8
        Mar 26, 2019 to Mar 27, 2020
      • Employees · 16 to 10
        Mar 26, 2019 to Mar 27, 2020
      • Other offices · 2 to 1
        Mar 26, 2019 to Mar 27, 2020
      • Discretionary RAUM · $548M to $399M
        Mar 26, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $548M to $399M
        Mar 26, 2019 to Mar 27, 2020
      • RAUM · $548M to $399M
        Mar 26, 2019 to Mar 27, 2020
      • Advisory employees · 14 to 12
        Mar 23, 2018 to Mar 26, 2019
      • Employees · 18 to 16
        Mar 23, 2018 to Mar 26, 2019
      • Discretionary RAUM · $566M to $548M
        Mar 23, 2018 to Mar 26, 2019
      • Pooled vehicle RAUM · $566M to $548M
        Mar 23, 2018 to Mar 26, 2019
      • RAUM · $566M to $548M
        Mar 23, 2018 to Mar 26, 2019
      • Accounts · 4 to 3
        Mar 27, 2017 to Mar 23, 2018
      • Advisory activities · 2 to 1
        Mar 27, 2017 to Mar 23, 2018
      • Pooled vehicle clients · unset to 3.0
        Mar 27, 2017 to Mar 23, 2018
      • Assets in custody · 6797159.0 to unset
        Mar 27, 2017 to Mar 23, 2018
      • Custody of client assets · true to false
        Mar 27, 2017 to Mar 23, 2018
      • Financial planning clients · unset to 0
        Mar 27, 2017 to Mar 23, 2018
      • Other offices · unset to 2.0
        Mar 27, 2017 to Mar 23, 2018
      • Private funds · 4 to 3
        Mar 27, 2017 to Mar 23, 2018
      • Discretionary RAUM · $553M to $566M
        Mar 27, 2017 to Mar 23, 2018
      • Pooled vehicle RAUM · unset to 566281418.0
        Mar 27, 2017 to Mar 23, 2018
      Signals
      4 dated events
      • G••• M••••••• P••••••• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $39.7M)
        May 2, 2025 · Left the SEC roster · derived
      • G••• M••••••• P••••••• reported RAUM $131.8M, down 47% from $248.7M (2021-03-31 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • G••• M••••••• P••••••• reported RAUM $248.7M, down 38% from $399.3M (2020-03-27 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • G••• M••••••• P••••••• reported RAUM $399.3M, down 27% from $547.8M (2019-03-26 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026