DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••• C•••••• L•
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2016 · 14 filings
SEC status approved since Apr 22, 2016
RAUM
$591M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$591M as of Mar 31, 2026
Mar 28, 2017$205M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 31, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20170 then
Employees (5.A)10 as of Mar 31, 2026
Mar 28, 20175 then
Private funds1 as of Mar 31, 2026
Mar 28, 20171 then
RAUM +0.9% over the last fiscal year+6.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- $591MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $475M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$591M100%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $475M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• C••••••• L•• | Private Equity Fund | $550M | 195 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- J•••••• M••••••• S•••••• · Chief Compliance Officer, Coo, Cfocontrolsince 05/2023 · owns less than 5%
- L•••• I•••• · Co-Ceo, Co-Chief Investment Officercontrolsince 04/2000 · owns 25% to 50%
- L•••• J•••••••• M•••••• · Co-Ceo, Co-Chief Investment Officercontrolsince 01/2014 · owns 25% to 50%
- S•••••• R•••••• L•••• · Secretarycontrolsince 04/2000 · owns 10% to 25%
- L•••• I•••• · Managing Membercontrolsince 03/2018 · owns 75% or more of L•••• C•••••• G• L••
Entity owners
- L•••• C•••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- L•••••• L••investment adviserpooled vehicle sponsorn
- L•••• C•••••• G• L••y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $420M to $475MMar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $585M to $591MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $585M to $591MMar 28, 2025 to Mar 31, 2026
- RAUM · $585M to $591MMar 28, 2025 to Mar 31, 2026
- Assets in custody · $380M to $420MMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $550M to $585MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $550M to $585MMar 28, 2024 to Mar 28, 2025
- RAUM · $550M to $585MMar 28, 2024 to Mar 28, 2025
- Employees · 8 to 10Mar 31, 2023 to Mar 28, 2024
- HQ city · unset to NEW YORKMar 31, 2023 to Mar 28, 2024
- HQ state · unset to NYMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $494M to $550MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $494M to $550MMar 31, 2023 to Mar 28, 2024
- RAUM · $494M to $550MMar 31, 2023 to Mar 28, 2024
- Assets in custody · $425M to $380MMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $504M to $494MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $504M to $494MMar 31, 2022 to Mar 31, 2023
- RAUM · $504M to $494MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Advisory activities · 1 to 2Mar 31, 2021 to Mar 31, 2022
- HNW clients · unset to 1.0Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $293M to $425MMar 31, 2021 to Mar 31, 2022
- Employees · 6 to 8Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $373M to $504MMar 31, 2021 to Mar 31, 2022
- HNW RAUM · unset to 0.0Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $373M to $504MMar 31, 2021 to Mar 31, 2022
- RAUM · $373M to $504MMar 31, 2021 to Mar 31, 2022
- Assets in custody · $248M to $293MMar 30, 2020 to Mar 31, 2021
- Employees · 5 to 6Mar 30, 2020 to Mar 31, 2021
- HQ city · NEW YORK to unsetMar 30, 2020 to Mar 31, 2021
- HQ state · NY to unsetMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $358M to $373MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $358M to $373MMar 30, 2020 to Mar 31, 2021
- RAUM · $358M to $373MMar 30, 2020 to Mar 31, 2021
- Assets in custody · $209M to $248MMar 27, 2019 to Mar 30, 2020
- Discretionary RAUM · $271M to $358MMar 27, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $271M to $358MMar 27, 2019 to Mar 30, 2020
- RAUM · $271M to $358MMar 27, 2019 to Mar 30, 2020
- Business name · L•••• C••••••• L•• to L•••• C•••••• L•Mar 30, 2018 to Mar 27, 2019
Signals
4 dated events
- Samuels Michael Jordre (Chief Compliance Officer, Coo, Cfo) appeared on Schedule A of L•••• C•••••• L•Mar 28, 2024 · Control person joined · fact
- L•••• C•••••• L• reported RAUM $504.4M, up 35% from $372.8M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- L•••• C••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2018 · Succession (Item 4) · fact
- L•••• C••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- L•••• C•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 914-393-9169reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026