DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
R••••• C•••••• M••••••••• L•
Latest filing Jun 25, 2019
First filing on the tape Feb 14, 2012 · 16 filings
RAUM
$127M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
$127M gross assets
History
16 filings and snapshots on the tape
RAUM$127M as of Mar 29, 2019
Mar 28, 2013$569M then
HNW client RAUM$0 as of Mar 29, 2019
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 28, 20130 then
Employees (5.A)25 as of Mar 29, 2019
Mar 28, 201334 then
Private funds8 as of Mar 29, 2019
Mar 28, 201312 then
RAUM -8.5% over the last fiscal year-6.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2019; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $12.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $113M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$127M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 10reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $113M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
29 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• R••••• E•••••••• F••• L•••no longer reported | Hedge Fund | $173M | 8 | Feb 14, 2012 |
| R•• V••••••• M••••• I• L• | Venture Capital Fund | $58.2M | 81 | Mar 30, 2023 |
| R•• P••••••• H••••••• L•• | Venture Capital Fund | $27.7M | 69 | Mar 30, 2023 |
| P••••• R••••• L•••no longer reported | Hedge Fund | $27.0M | 2 | Feb 14, 2012 |
| R••••• P••••• H••••••• L•• | Venture Capital Fund | $19.1M | 12 | Mar 29, 2022 |
| R••••• Q••• H••••••• L•• | Venture Capital Fund | $14.8M | 28 | Mar 29, 2022 |
| T•• R••••• P•••••• P•••••••• L••• | Private Equity Fund | $13.7M | 376 | Feb 14, 2012 |
| R••••• V••••••• S••••••••• M•••• S••• L•• | Venture Capital Fund | $12.9M | 24 | Feb 14, 2012 |
| T•• R••••• G••••• P•••••••• L••••••••• T•••• | Other Private Fund | $12.6M | 116 | Feb 14, 2012 |
| R••••• C••••••• S• S•• L• | Venture Capital Fund | $12.3M | 12 | Mar 28, 2013 |
| R•• C•••••• H••••••• L•• | Venture Capital Fund | $11.4M | 42 | Mar 29, 2024 |
| R••••• C••••••• N• S•• L• | Venture Capital Fund | $10.9M | 25 | Mar 28, 2013 |
| R••••• P••••••• H••••••• L•• | Venture Capital Fund | $10.6M | 28 | Mar 29, 2022 |
| R••••• C••••••• P••••••• F••• I• L• | Venture Capital Fund | $10.5M | 34 | Feb 14, 2012 |
| R••••• V••••••• I• L• | Venture Capital Fund | $10.5M | 42 | Feb 14, 2012 |
| R•• P••••••• H••••••• I• L•• | Venture Capital Fund | $10.0M | 70 | Mar 29, 2024 |
| R••••• G• H••••••• I• L•• | Venture Capital Fund | $7.6M | 63 | Mar 29, 2024 |
| R•• R•••• S•••••• H••••••• L•• | Venture Capital Fund | $7.2M | 21 | Mar 29, 2024 |
| R••••• G• H••••••• L•• | Venture Capital Fund | $6.8M | 42 | Mar 29, 2022 |
| R•• M••••••••• H••••••• L•• | Venture Capital Fund | $4.5M | 29 | Mar 29, 2024 |
| R•• S•••••• H••••••• L•• | Venture Capital Fund | $4.3M | 23 | Mar 29, 2024 |
| R••••• L•••• H••••••• L•• | Venture Capital Fund | $4.1M | 28 | Mar 30, 2023 |
| R••••• Y•• S•• L•• | Venture Capital Fund | $3.9M | 25 | Mar 29, 2022 |
| R••••• M•••• H••••••• L•• | Venture Capital Fund | $2.9M | 18 | Mar 30, 2023 |
| R••••• J•••••• H••••••• L•• | Venture Capital Fund | $2.6M | 5 | Mar 30, 2023 |
| T•• A•••• R••• F••• L••••••••• T••••no longer reported | Other Private Fund | $1.2M | 61 | Feb 14, 2012 |
| R••••• C••••••• U••••• S•• L• | Venture Capital Fund | $205,115 | 55 | Feb 14, 2012 |
| R••••• C••••••• U••••• S•• 2• L•no longer reported | Venture Capital Fund | $21,200 | 1 | Mar 31, 2014 |
| T•• R••••• E•••••••• F••• O••••••• L•••no longer reported | Hedge Fund | $0 | 0 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H•••• D•••••• P•••••• · Chief Compliance Officer And General Counselcontrolsince 08/2012 · owns less than 5%
- N••••••• R•••••• T••••• · Chief Financial Officercontrolsince 02/2010 · owns less than 5%
- P•••••••• J•••• · Limited Partner, Chairman And Managing Directorcontrolsince 09/2008 · owns 75% or more
- P•••••••• J•••• · Shareholdercontrolsince 12/2008 · owns 75% or more of R••••• C•••••• M••••••••• I•••
Entity owners
- R••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
- R••••• C•••••• M••••••••• I••• · Managing Memberindirect · owns 75% or more of R••••• H••••• G• L••
- R••••• G•••• H••••••• L• · Managing Memberindirect · owns 75% or more of R••••• C•••••• M••••••••• G• L••
- R••••• H••••• G• L•• · General Partnerindirect · owns 75% or more of R••••• G•••• H••••••• L•
Related persons
Schedule D 7.A
- R••••• C••••••• G• I• L••investment adviserpooled vehicle sponsorn
- R••••• C••••••• S•• G•• L••investment adviserpooled vehicle sponsorn
- R••••• M••••••••• G• L••investment adviserpooled vehicle sponsorn
- R••••• V••••••• G• I• L••investment adviserpooled vehicle sponsorn
- R••••• V••••••• S•• G•• L••investment adviserpooled vehicle sponsorn
Advisers that list R••••• C•••••• M••••••••• L• as a related person
- 160153 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
What changed
consecutive filings, newest first
- Advisory employees · 13 to 12Jun 20, 2018 to Mar 29, 2019
- Assets in custody · $125M to $113MJun 20, 2018 to Mar 29, 2019
- Employees · 24 to 25Jun 20, 2018 to Mar 29, 2019
- Discretionary RAUM · $139M to $127MJun 20, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $139M to $127MJun 20, 2018 to Mar 29, 2019
- RAUM · $139M to $127MJun 20, 2018 to Mar 29, 2019
- Related broker-dealer · true to falseJun 20, 2018 to Mar 29, 2019
- Accounts · 9 to 10Aug 1, 2017 to Mar 29, 2018
- Advisory employees · 12 to 13Aug 1, 2017 to Mar 29, 2018
- Charity clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Corporate clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- HNW clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Individual clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Pension plan clients · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 10.0Aug 1, 2017 to Mar 29, 2018
- Assets in custody · $135M to $125MAug 1, 2017 to Mar 29, 2018
- Employees · 23 to 24Aug 1, 2017 to Mar 29, 2018
- Other offices · unset to 1.0Aug 1, 2017 to Mar 29, 2018
- Private funds · 9 to 8Aug 1, 2017 to Mar 29, 2018
- Discretionary RAUM · $159M to $139MAug 1, 2017 to Mar 29, 2018
- HNW RAUM · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Individual RAUM · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Pension RAUM · unset to 0.0Aug 1, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 138996708.0Aug 1, 2017 to Mar 29, 2018
- RAUM · $159M to $139MAug 1, 2017 to Mar 29, 2018
- Accounts · 10 to 9Mar 30, 2016 to Mar 31, 2017
- Advisory employees · 13 to 12Mar 30, 2016 to Mar 31, 2017
- BD registered reps · 0 to 1Mar 30, 2016 to Mar 31, 2017
- Assets in custody · $131M to $135MMar 30, 2016 to Mar 31, 2017
- Private funds · 10 to 9Mar 30, 2016 to Mar 31, 2017
- Discretionary RAUM · $157M to $159MMar 30, 2016 to Mar 31, 2017
- RAUM · $157M to $159MMar 30, 2016 to Mar 31, 2017
- Accounts · 12 to 10Jul 14, 2015 to Mar 30, 2016
- Advisory employees · 16 to 13Jul 14, 2015 to Mar 30, 2016
- Assets in custody · $134M to $131MJul 14, 2015 to Mar 30, 2016
- Employees · 27 to 23Jul 14, 2015 to Mar 30, 2016
- Private funds · 12 to 10Jul 14, 2015 to Mar 30, 2016
- Discretionary RAUM · $154M to $157MJul 14, 2015 to Mar 30, 2016
- RAUM · $154M to $157MJul 14, 2015 to Mar 30, 2016
- Related broker-dealer · false to trueJul 14, 2015 to Mar 30, 2016
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- R••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
- R••••• C•••••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/R•••••GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/R•••••DIGITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026