DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•• M••••• G••••

Former SEC-registered adviserNew York, New YorkCRD 161147SEC 801-73191IAPD
Legal name T•• M••••• G••••• L•••
Latest filing Mar 29, 2018
First filing on the tape Feb 8, 2012 · 14 filings
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$1.7B gross assets
History
14 filings and snapshots on the tape
RAUM$1.5B as of Mar 29, 2018
Mar 25, 2013$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2018
Mar 25, 20130 then
Employees (5.A)13 as of Mar 29, 2018
Mar 25, 201314 then
Private funds1 as of Mar 29, 2018
Mar 25, 20131 then
RAUM -18% over the last fiscal year-22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$737MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-18%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$307M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.5B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$307M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M••••• M••••• N•••••• I••••••••• M••••• F•••• L••Hedge Fund$50.2M18Feb 8, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C••• Y••• · Portfolio Managercontrol
        since 08/2008 · owns less than 5%
      • Q•••••• O••• · Chief Financial Officercontrol
        since 03/2004 · owns less than 5%
      • S•••••• R•••••• A••••• · Chief Executive Officer/Portfolio Managercontrol
        since 04/2001 · owns less than 5%
      • S•••••• R•••••• A••••• · Managing Membercontrol
        since 04/2001 · owns 50% to 75% of S••••• I••••••••• P•••••••• L••
      • L••• J•••••••• D•••• · Chief Compliance Officer
        since 06/2017 · owns less than 5%
      Entity owners
      • S••••• I••••••••• P•••••••• L•• · General Partner, Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • T•• M••••• G••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Charity clients · unset to 0.0
        Jun 27, 2017 to Mar 29, 2018
      • Corporate clients · unset to 0.0
        Jun 27, 2017 to Mar 29, 2018
      • HNW clients · unset to 0.0
        Jun 27, 2017 to Mar 29, 2018
      • Individual clients · unset to 0.0
        Jun 27, 2017 to Mar 29, 2018
      • Pension plan clients · unset to 0.0
        Jun 27, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 2.0
        Jun 27, 2017 to Mar 29, 2018
      • Assets in custody · $469M to $307M
        Jun 27, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Jun 27, 2017 to Mar 29, 2018
      • Discretionary RAUM · $1.8B to $1.5B
        Jun 27, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 1473467721.0
        Jun 27, 2017 to Mar 29, 2018
      • RAUM · $1.8B to $1.5B
        Jun 27, 2017 to Mar 29, 2018
      • Assets in custody · $584M to $469M
        Oct 24, 2016 to Mar 30, 2017
      • Employees · 17 to 13
        Oct 24, 2016 to Mar 30, 2017
      • Discretionary RAUM · $2.4B to $1.8B
        Oct 24, 2016 to Mar 30, 2017
      • RAUM · $2.4B to $1.8B
        Oct 24, 2016 to Mar 30, 2017
      • Accounts · 4 to 2
        Mar 30, 2015 to Mar 29, 2016
      • Advisory employees · 9 to 6
        Mar 30, 2015 to Mar 29, 2016
      • Assets in custody · $745M to $584M
        Mar 30, 2015 to Mar 29, 2016
      • Employees · 16 to 17
        Mar 30, 2015 to Mar 29, 2016
      • Discretionary RAUM · $3.1B to $2.4B
        Mar 30, 2015 to Mar 29, 2016
      • RAUM · $3.1B to $2.4B
        Mar 30, 2015 to Mar 29, 2016
      • Advisory employees · 8 to 9
        Mar 28, 2014 to Mar 30, 2015
      • Assets in custody · $572M to $745M
        Mar 28, 2014 to Mar 30, 2015
      • Employees · 15 to 16
        Mar 28, 2014 to Mar 30, 2015
      • Discretionary RAUM · $2.6B to $3.1B
        Mar 28, 2014 to Mar 30, 2015
      • RAUM · $2.6B to $3.1B
        Mar 28, 2014 to Mar 30, 2015
      • Advisory employees · 11 to 8
        Sep 3, 2013 to Mar 28, 2014
      • Assets in custody · $388M to $572M
        Sep 3, 2013 to Mar 28, 2014
      • Employees · 14 to 15
        Sep 3, 2013 to Mar 28, 2014
      • Discretionary RAUM · $2.0B to $2.6B
        Sep 3, 2013 to Mar 28, 2014
      • RAUM · $2.0B to $2.6B
        Sep 3, 2013 to Mar 28, 2014
      • Advisory employees · unset to 11.0
        Feb 23, 2012 to Mar 25, 2013
      • BD registered reps · unset to 0.0
        Feb 23, 2012 to Mar 25, 2013
      • Assets in custody · $0 to $388M
        Feb 23, 2012 to Mar 25, 2013
      • Employees · unset to 14.0
        Feb 23, 2012 to Mar 25, 2013
      • State-registered IARs · unset to 0.0
        Feb 23, 2012 to Mar 25, 2013
      • Discretionary RAUM · $2.3B to $2.0B
        Feb 23, 2012 to Mar 25, 2013
      • RAUM · $2.3B to $2.0B
        Feb 23, 2012 to Mar 25, 2013
      • Related bank · true to false
        Feb 23, 2012 to Mar 25, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      THEM•••••GROUP.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026