DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O•• V•••••••• L••

Asset manager (funds and pooled vehicles)Chicago, IllinoisCRD 161160SEC 801-136135websiteIAPD
Latest filing Apr 7, 2026
First filing on the tape Apr 7, 2026 · 1 filings
SEC status approved since Apr 30, 2026
RAUM
$316M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $316M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 15
Private funds: 7
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$45.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$316M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      O•• V••••••• I••• L•••Venture Capital Fund$117M64Mar 31, 2015
      O•• V••••••• I• L•Venture Capital Fund$95.7M44Mar 29, 2020
      O•• V••••••• G••••• F••• L•Venture Capital Fund$27.8M40Mar 28, 2022
      O•• V•••••• P••••••• I•• L•••Venture Capital Fund$27.2M26Feb 14, 2012
      O•• R••••••••• L•Venture Capital Fund$22.1M35Apr 7, 2021
      O•• I• O••••••••• F••• L•Venture Capital Fund$12.5M16Apr 1, 2016
      O•• T•• S•• L••Venture Capital Fund$3.1M19Mar 28, 2024
      O•• V•••••• P•••••••• L•••Venture Capital Fund$33,9035Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D••••• J•••• J••••• · General Partner
        since 02/2007 · owns 10% to 25%
      • I••••••• P••••• A•••••• · General Partner
        since 02/2007 · owns 10% to 25%
      • M••••••• C••••••••• J•••• · Chief Compliance Officer
        since 01/2026 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      OCAVENTURES.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      312-443-5028reportedpublic record, Form ADV, Apr 7, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026