DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 20 filings
SEC status approved since Mar 19, 2012
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.6B as of Mar 31, 2026
Mar 28, 2013$295M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)19 as of Mar 31, 2026
Mar 28, 201312 then
Private funds7 as of Mar 31, 2026
Mar 28, 20134 then
RAUM -14% over the last fiscal year-4.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $230MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••• F••• V••• L••• | Private Equity Fund | $689M | 33 | Mar 30, 2018 |
| F••••••• F••• V••• L••• | Private Equity Fund | $315M | 15 | Mar 30, 2018 |
| F••••••• F••• I•• L••• | Private Equity Fund | $312M | 26 | Mar 31, 2015 |
| F••••••• O••••••••• F•••••• L••• | Private Equity Fund | $87.3M | 22 | Mar 27, 2020 |
| F••••••• O••••••••• F•••••• L••• | Private Equity Fund | $20.6M | 5 | Mar 27, 2020 |
| F••••••• F••• I••• L••• | Private Equity Fund | $15.1M | 24 | Feb 14, 2012 |
| F••••••• F••• I•• L•••no longer reported | Private Equity Fund | $1.6M | 16 | Feb 14, 2012 |
| F••••••• A••••••••• F••• I•• L•••no longer reported | Private Equity Fund | $62,430 | 8 | Feb 14, 2012 |
| F••••••• F••• I• L•••••• P•••••••••no longer reported | Private Equity Fund | $13,158 | 20 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- L••••••• A•••••• D•••• · Managing Partnercontrolsince 07/1999 · owns 25% to 50%
- M••••••• R••••••• T••••• · Managing Partnercontrolsince 10/1999 · owns 25% to 50%
- S••••• L•••• P••••••• · Cco & Cfosince 09/2007 · owns less than 5%
Entity owners
- G••••••• L•••••• · Memberdirect · owns 25% to 50%
- T•• U•••• T•••• 3• · Ownerindirect · owns 75% or more of G••••••• L••••••
- U•••• H••••••• •••• L•••••• · Sole Trusteeindirect · owns 75% or more of T•• U•••• T•••• 3•
Related persons
Schedule D 7.A
- F••••••• I•• I••••••••• G•••• L••pooled vehicle sponsorn
- F••••••• I• I••••••••• G•••• L••pooled vehicle sponsorn
- F••••••• O••••••••• F••• G• L••pooled vehicle sponsorn
- F••••••• V• I••••••••• G•••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 31, 2026performance-based compensation (Item 5.E.6): no on the filing of 2025-03-28, yes on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 6 to 7Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 12 to 11Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 7Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.6B to $0Mar 28, 2025 to Mar 31, 2026
- Employees · 25 to 19Mar 28, 2025 to Mar 31, 2026
- Private funds · 6 to 7Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.9B to $1.6BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.9B to $1.6BMar 28, 2025 to Mar 31, 2026
- RAUM · $1.9B to $1.6BMar 28, 2025 to Mar 31, 2026
- Advisory employees · 17 to 12Oct 31, 2024 to Mar 28, 2025
- Assets in custody · $1.4B to $1.6BOct 31, 2024 to Mar 28, 2025
- Employees · 30 to 25Oct 31, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 31, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.8B to $1.9BOct 31, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.8B to $1.9BOct 31, 2024 to Mar 28, 2025
- RAUM · $1.8B to $1.9BOct 31, 2024 to Mar 28, 2025
- Advisory employees · 22 to 17Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $1.4B to $1.4BMar 29, 2023 to Mar 28, 2024
- Employees · 37 to 30Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.8B to $1.8BMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.8B to $1.8BMar 29, 2023 to Mar 28, 2024
- RAUM · $1.8B to $1.8BMar 29, 2023 to Mar 28, 2024
- Advisory employees · 20 to 22Mar 31, 2022 to Mar 29, 2023
- Assets in custody · $1.6B to $1.4BMar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $2.1B to $1.8BMar 31, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.1B to $1.8BMar 31, 2022 to Mar 29, 2023
- RAUM · $2.1B to $1.8BMar 31, 2022 to Mar 29, 2023
- Advisory employees · 24 to 20May 4, 2021 to Mar 31, 2022
- Assets in custody · $1.3B to $1.6BMay 4, 2021 to Mar 31, 2022
- Employees · 39 to 37May 4, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.7B to $2.1BMay 4, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.7B to $2.1BMay 4, 2021 to Mar 31, 2022
- RAUM · $1.7B to $2.1BMay 4, 2021 to Mar 31, 2022
- Advisory employees · 17 to 24Mar 27, 2020 to Mar 30, 2021
- Assets in custody · $1.1B to $1.3BMar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.5B to $1.7BMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $1.5B to $1.7BMar 27, 2020 to Mar 30, 2021
- RAUM · $1.5B to $1.7BMar 27, 2020 to Mar 30, 2021
- Advisory employees · 18 to 17Apr 30, 2019 to Mar 27, 2020
- Assets in custody · $0 to $1.1BApr 30, 2019 to Mar 27, 2020
Signals
1 dated events
- F• C•••••• M••••••••• L•• reported RAUM $1.5B, up 52% from $968.6M (2017-05-03 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- F• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/frontier-growthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- F•••••••GROWTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 704-414-2880reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026