DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• H••••••••• M••••••••• I••
Latest filing Mar 26, 2026
First filing on the tape Feb 13, 2012 · 24 filings
SEC status approved since Mar 1, 2012
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$3.1B as of Mar 26, 2026
Mar 19, 2013$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 19, 20130 then
Employees (5.A)32 as of Mar 26, 2026
Mar 19, 201325 then
Private funds11 as of Mar 26, 2026
Mar 19, 201310 then
RAUM -5.5% over the last fiscal year-2.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $284MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.1B, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.1B for 11 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
20 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••••• H••••••••• P••••••• V• L• | Private Equity Fund | $780M | 145 | Mar 30, 2020 |
| R••••••••• H••••••••• P••••••• V•• L• | Private Equity Fund | $755M | 147 | Mar 31, 2023 |
| R••••••••• H••••••••• P••••••• I••• L••• | Private Equity Fund | $570M | 172 | Feb 13, 2012 |
| S•••• C••• N••••••••• I••••••••• L••••• | Private Equity Fund | $464M | 4 | Mar 17, 2014 |
| R••••••••• H••••••••• P••••••• I•• L• | Private Equity Fund | $217M | 177 | Mar 15, 2016 |
| R••••••••• H••••••••• C•••••• P••••••• I••• L••• | Private Equity Fund | $115M | 52 | Mar 15, 2016 |
| I••••• L•• | Private Equity Fund | $50.0M | 1 | Mar 28, 2024 |
| R••••••••• H••••••••• I•••••••• I••• L••• | Private Equity Fund | $17.7M | 28 | Feb 13, 2012 |
| R••••••••• H••••••••• I•••••••• I•• L••• | Private Equity Fund | $2.5M | 18 | Mar 15, 2016 |
| R••••••••• H••••••••• I•••••••• V• L• | Private Equity Fund | $2.4M | 10 | Mar 30, 2020 |
| R••••••••• H••••••••• I•••••••• V•• L• | Private Equity Fund | $902,283 | 4 | Mar 31, 2023 |
| R••••••••• H••••••••• C•••••• P•••••••• L•••no longer reported | Private Equity Fund | $204,232 | 49 | Feb 13, 2012 |
| T••• P••••••• I•••••••• L••••• | Private Equity Fund | $80,136 | 2 | Mar 15, 2016 |
| R••••••••• H••••••••• C•••••• I••••••••• L•••no longer reported | Private Equity Fund | $2,909 | 2 | Feb 13, 2012 |
| R••••••••• H••••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
| R••••••••• H••••••••• I••••••••• L••• | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
| R••••••••• H••••••••• I•••••••• I•• L••• | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
| R••••••••• H••••••••• C•••••• I•••••••• I•• L••• | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
| R••••••••• H••••••••• P•••••••• L••• | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
| R••••••••• H••••••••• P••••••• I•• L•• | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• R••••••• C•••• · Presidentcontrolsince 11/2019 · owns 25% to 50%
- C••••••• T••••••• J••• · Presidentcontrolsince 10/2022 · owns 25% to 50%
- K•••••• T•••••• P••••• · Presidentcontrolsince 11/2019 · owns 25% to 50%
- S•••••••• B••••••• M•••••• · Secretary & Treasurer & Managing Partner & Chief Compliance Officercontrolsince 07/2019 · owns 25% to 50%
- L••••••••• B••••••••• L•• · Operating Partner And Chief Financial Officersince 09/2024 · owns less than 5%
Related persons
Schedule D 7.A
- R••••••••• H••••••••• C•••••• M••••••••• I••• L•••pooled vehicle sponsory
- R••••••••• H••••••••• M••••••••• I••• L•••pooled vehicle sponsory
- R••••••••• H••••••••• M••••••••• I•• L•••pooled vehicle sponsory
- R••••••••• H••••••••• M••••••••• V• L•••pooled vehicle sponsory
- R••••••••• H••••••••• M••••••••• V•• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 11Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 17 to 16Mar 27, 2025 to Mar 26, 2026
- Pooled vehicle clients · 12 to 11Mar 27, 2025 to Mar 26, 2026
- Assets in custody · $3.3B to $3.1BMar 27, 2025 to Mar 26, 2026
- Employees · 33 to 32Mar 27, 2025 to Mar 26, 2026
- Private funds · 12 to 11Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.3B to $3.1BMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $3.3B to $3.1BMar 27, 2025 to Mar 26, 2026
- RAUM · $3.3B to $3.1BMar 27, 2025 to Mar 26, 2026
- Advisory employees · 16 to 17Oct 22, 2024 to Mar 27, 2025
- Assets in custody · $3.0B to $3.3BOct 22, 2024 to Mar 27, 2025
- Employees · 29 to 33Oct 22, 2024 to Mar 27, 2025
- Financial planning clients · unset to Oct 22, 2024 to Mar 27, 2025
- Private funds · 18 to 12Oct 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.0B to $3.3BOct 22, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $3.0B to $3.3BOct 22, 2024 to Mar 27, 2025
- RAUM · $3.0B to $3.3BOct 22, 2024 to Mar 27, 2025
- Accounts · 17 to 12May 8, 2023 to Mar 28, 2024
- Advisory employees · 15 to 16May 8, 2023 to Mar 28, 2024
- Pooled vehicle clients · 17 to 12May 8, 2023 to Mar 28, 2024
- Assets in custody · $3.3B to $3.0BMay 8, 2023 to Mar 28, 2024
- Employees · 28 to 29May 8, 2023 to Mar 28, 2024
- Private funds · 17 to 18May 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.3B to $3.0BMay 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.3B to $3.0BMay 8, 2023 to Mar 28, 2024
- RAUM · $3.3B to $3.0BMay 8, 2023 to Mar 28, 2024
- Accounts · 15 to 17Apr 15, 2022 to Mar 31, 2023
- Advisory employees · 17 to 15Apr 15, 2022 to Mar 31, 2023
- Pooled vehicle clients · 15 to 17Apr 15, 2022 to Mar 31, 2023
- Assets in custody · $3.4B to $3.3BApr 15, 2022 to Mar 31, 2023
- Employees · 33 to 28Apr 15, 2022 to Mar 31, 2023
- Private funds · 15 to 17Apr 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.4B to $3.3BApr 15, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.4B to $3.3BApr 15, 2022 to Mar 31, 2023
- RAUM · $3.4B to $3.3BApr 15, 2022 to Mar 31, 2023
- Advisory employees · 15 to 17Apr 2, 2021 to Mar 31, 2022
- Assets in custody · $3.9B to $3.4BApr 2, 2021 to Mar 31, 2022
- Employees · 31 to 33Apr 2, 2021 to Mar 31, 2022
- Discretionary RAUM · $3.9B to $3.4BApr 2, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $3.9B to $3.4BApr 2, 2021 to Mar 31, 2022
Signals
13 dated events
- John Timothy Connors (President) appeared on Schedule A of R••••••••• H••••••••• M••••••••• I••Mar 31, 2023 · Control person joined · fact
- P••••• F•••••••• (President) no longer on Schedule A of R••••••••• H••••••••• M••••••••• I•• (listed 2022-04-15, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Bennett Andrew Hochman (Vice President) no longer on Schedule A of R••••••••• H••••••••• M••••••••• I•• (listed 2022-04-15, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- R••••••••• H••••••••• M••••••••• I•• reported RAUM $3.9B, up 36% from $2.9B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- R••••••••• H••••••••• M••••••••• I•• reported RAUM $2.9B, up 36% from $2.1B (2019-08-26 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- B•••••• S••••••• (Chief Compliance Officer, Chief Financial Officer, Operating Partner, Treasurer, Secretary) appeared on Schedule A of R••••••••• H••••••••• M••••••••• I••Mar 30, 2020 · Control person joined · fact
- P••••• James Stauner (Partner) no longer on Schedule A of R••••••••• H••••••••• M••••••••• I•• (listed 2019-08-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Benjamin Lester Knight (President) no longer on Schedule A of R••••••••• H••••••••• M••••••••• I•• (listed 2019-08-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- C•••••• R•••••• A••••• (Secretary, Treasurer, Chief Compliance Officer) no longer on Schedule A of R••••••••• H••••••••• M••••••••• I•• (listed 2019-08-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Edgar James Utts (Partner) no longer on Schedule A of R••••••••• H••••••••• M••••••••• I•• (listed 2019-08-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Francis Joseph Damico (Partner) no longer on Schedule A of R••••••••• H••••••••• M••••••••• I•• (listed 2019-08-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- J. David Koo (Partner) no longer on Schedule A of R••••••••• H••••••••• M••••••••• I•• (listed 2019-08-26, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- R••••••••• H••••••••• M••••••••• I•• reported RAUM $2.4B, up 27% from $1.9B (2017-03-14 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- R••••••••• H••••••••• M••••••••• I•• · Independent Sponsorsshared crd · capital_provider
- R••••••••• H••••••••• M••••••••• I•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/roundtable-healthcare-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••••••••HP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847-739-3200reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026