DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E•••••• C••••••

Asset manager (funds and pooled vehicles)Newport Beach, CaliforniaCRD 161251SEC 801-77057website IAPD

Legal name E•••••• C••••••• L••

Latest filing Feb 18, 2026

First filing on the tape Jul 9, 2012 · 26 filings

SEC status approved since Sep 25, 2012

RAUM

$432M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

26 filings and snapshots on the tape

RAUM$432M as of Feb 18, 2026

May 1, 2013$112M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Feb 18, 2026

May 1, 20130 then

Employees (5.A)11 as of Feb 18, 2026

May 1, 20137 then

Private funds6 as of Feb 18, 2026

May 1, 20132 then

RAUM -34% over the last fiscal year-15% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Feb 18, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $54.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -34%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $432M, 8 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$432M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $432M for 8 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

30 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E•••••• C•••••• F••••••• M••••• F•••• L•	Hedge Fund	$602M	117	Oct 24, 2012
E•••••• C•••••• C•••••••• V•••• L•no longer reported	Hedge Fund	$169M	1	Mar 30, 2020
E•••••• C•••••• C•••••••• V•••• L•no longer reported	Hedge Fund	$165M	13	Mar 30, 2020
E•••••• C•••••• C•••••••• V•••• L•no longer reported	Hedge Fund	$115M	1	Nov 20, 2017
E•••••• C•••••• C•••••••• V•••• L•no longer reported	Hedge Fund	$93.0M	20	Nov 20, 2017
E•••••• C•••••• C•••••••• I••• L•••no longer reported	Hedge Fund	$88.5M	15	Sep 8, 2016
E•••••• C•••••• C•••••••• V•• L•no longer reported	Hedge Fund	$84.7M	19	Nov 20, 2017
E•••••• C•••••• C•••••••• X• L•no longer reported	Hedge Fund	$78.7M	21	Mar 29, 2021
E•••••• C•••••• M••••• F••••• I• L•no longer reported	Hedge Fund	$78.4M	19	Aug 15, 2012
E•••••• C•••••• C•••••••• X••• L•	Private Equity Fund	$61.1M	23	Mar 28, 2023
E•••••• C•••••• C•••••••• V•••• L•no longer reported	Hedge Fund	$56.7M	19	Mar 29, 2019
E•••••• C•••••• C•••••••• X••• L•no longer reported	Hedge Fund	$51.4M	21	Mar 30, 2020
E•••••• C•••••• C•••••••• V••• L•no longer reported	Hedge Fund	$50.1M	10	Nov 20, 2017
E•••••• C•••••• C•••••••• V• L•no longer reported	Hedge Fund	$40.0M	11	Mar 30, 2017
E•••••• C•••••• C•••••••• X•• L•no longer reported	Private Equity Fund	$39.1M	29	Mar 31, 2022
E•••••• C•••••• C•••••••• I• L•••no longer reported	Hedge Fund	$38.8M	11	Sep 8, 2016
E•••••• C•••••• C•••••••• X••• L•	Private Equity Fund	$33.8M	23	Feb 23, 2024
E•••••• C•••••• C•••••••• X• L•no longer reported	Hedge Fund	$31.0M	1	Mar 30, 2020
E•••••• C•••••• C•••••••• V••• L•	Private Equity Fund	$30.7M	12	Mar 28, 2023
P•••• L•••no longer reported	Hedge Fund	$29.3M	10	Mar 31, 2014
E•••••• C•••••• C•••••••• V•••• L•no longer reported	Hedge Fund	$24.9M	3	Mar 29, 2019
E•••••• C•••••• C•••••••• X•• L•	Private Equity Fund	$22.6M	15	Feb 23, 2024
E•••••• C•••••• C•••••••• I•• L•no longer reported	Hedge Fund	$22.0M	8	Mar 30, 2017
E•••••• C•••••• C•••••••• X••••• L•no longer reported	Private Equity Fund	$10.1M	1	Mar 28, 2023
E•••••• C•••••• S•••••• S•••••••• F•••• L•no longer reported	Hedge Fund	$9.0M	66	Mar 29, 2021
E•••••• C•••••• C•••••••• I••• L•no longer reported	Private Equity Fund	$2.7M	6	Mar 29, 2021
E•••••• C•••••• C•••••••• X••••• L•	Private Equity Fund	$2.5M	1	Feb 23, 2024
E•••••• C•••••• C•••••••• V••• L•no longer reported	Hedge Fund	$937,231	20	Apr 25, 2018
E•••••• C•••••• O••••••••• F•••• L•no longer reported	Hedge Fund	$72,019	1	Mar 29, 2019
E•••••• C•••••• I• L•••no longer reported	Hedge Fund	$0	0	Jul 9, 2012

Owners and control persons

Schedule A and B, latest filing

A••••• A••••• K••••• · General Counsel, Chief Compliance Officercontrol
since 07/2024 · owns less than 5%
D•••••••• D••••• E••• · Member, Chief Operating Officercontrol
since 10/2014 · owns less than 5%
J•••• A•••••• I••••• · Member, Chief Financial Officercontrol
since 01/2020 · owns less than 5%
W••••••• G••••• W•••••• · Chief Investment Officercontrol
since 02/2012 · owns less than 5%
W••••••• G••••• W•••••• · Managing Membercontrol
since 10/2012 · owns 50% to 75% of E•••••• C•••••• H•••••••• L••
G•••• R••••••• T••• · Member, Chief Client Officer
since 03/2014 · owns 5% to 10%
H••••••• C••••••••• B•••• · Member, Director - Research
since 10/2012 · owns 10% to 25%
K••••• K••••••• C• · Member, Senior Analyst
since 04/2021 · owns 5% to 10%

Entity owners

E•••••• C•••••• H•••••••• L•• · Managing Member
direct · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM down 25 %Change between filings · filing Feb 18, 2026
RAUM (Item 5.F) moved from $652,291,393 to $432,294,709 (-34.0%) between the annual amendments of 2025-04-04 and 2026-02-18; the peer median change was +4.0% (1148 comparable advisers, 7.0th percentile of changes)
peers: asset managers, $100M to $500M (1,148) · 7.1% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 6 to 8
Jul 2, 2025 to Feb 18, 2026
Advisory employees · 7 to 6
Jul 2, 2025 to Feb 18, 2026
Pooled vehicle clients · 6 to 8
Jul 2, 2025 to Feb 18, 2026
Assets in custody · $652M to $432M
Jul 2, 2025 to Feb 18, 2026
Employees · 12 to 11
Jul 2, 2025 to Feb 18, 2026
Discretionary RAUM · $652M to $432M
Jul 2, 2025 to Feb 18, 2026
Pooled vehicle RAUM · $652M to $432M
Jul 2, 2025 to Feb 18, 2026
RAUM · $652M to $432M
Jul 2, 2025 to Feb 18, 2026
Financial planning clients · unset to
Apr 4, 2025 to Jul 2, 2025
Accounts · 8 to 6
Jul 25, 2024 to Apr 4, 2025
Pooled vehicle clients · 8 to 6
Jul 25, 2024 to Apr 4, 2025
Assets in custody · $753M to $652M
Jul 25, 2024 to Apr 4, 2025
Discretionary RAUM · $753M to $652M
Jul 25, 2024 to Apr 4, 2025
Pooled vehicle RAUM · $753M to $652M
Jul 25, 2024 to Apr 4, 2025
RAUM · $753M to $652M
Jul 25, 2024 to Apr 4, 2025
Accounts · 10 to 8
Jun 6, 2023 to Feb 23, 2024
Advisory activities · 2 to 1
Jun 6, 2023 to Feb 23, 2024
Corporate clients · 2.0 to unset
Jun 6, 2023 to Feb 23, 2024
Assets in custody · $658M to $753M
Jun 6, 2023 to Feb 23, 2024
Discretionary RAUM · $699M to $753M
Jun 6, 2023 to Feb 23, 2024
Non-discretionary RAUM · $2.1M to $0
Jun 6, 2023 to Feb 23, 2024
Pooled vehicle RAUM · $658M to $753M
Jun 6, 2023 to Feb 23, 2024
RAUM · $701M to $753M
Jun 6, 2023 to Feb 23, 2024
Corporate clients · 1 to 2
Mar 31, 2022 to Mar 28, 2023
Pooled vehicle clients · 10 to 8
Mar 31, 2022 to Mar 28, 2023
Assets in custody · $857M to $658M
Mar 31, 2022 to Mar 28, 2023
Private funds · 7 to 6
Mar 31, 2022 to Mar 28, 2023
Discretionary RAUM · $913M to $699M
Mar 31, 2022 to Mar 28, 2023
Non-discretionary RAUM · $0 to $2.1M
Mar 31, 2022 to Mar 28, 2023
Pooled vehicle RAUM · $857M to $658M
Mar 31, 2022 to Mar 28, 2023
RAUM · $913M to $701M
Mar 31, 2022 to Mar 28, 2023
Accounts · 14 to 10
Nov 4, 2021 to Mar 31, 2022
Pooled vehicle clients · 13 to 10
Nov 4, 2021 to Mar 31, 2022
Assets in custody · $1.3B to $857M
Nov 4, 2021 to Mar 31, 2022
Private funds · 11 to 7
Nov 4, 2021 to Mar 31, 2022
Discretionary RAUM · $1.4B to $913M
Nov 4, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $1.3B to $857M
Nov 4, 2021 to Mar 31, 2022
RAUM · $1.4B to $913M
Nov 4, 2021 to Mar 31, 2022
Accounts · 18 to 14
Mar 30, 2020 to Mar 29, 2021
Pooled vehicle clients · 17 to 13
Mar 30, 2020 to Mar 29, 2021

Signals

7 dated events

E•••••• C•••••• reported RAUM $432.3M, down 34% from $652.3M (2025-07-02 to 2026-02-18)
Feb 18, 2026 · RAUM change · derived
Kamali Asher Ailey (General Counsel, Chief Compliance Officer) appeared on Schedule A of E•••••• C••••••
Jul 25, 2024 · Control person joined · fact
E•••••• C•••••• reported RAUM $912.9M, down 33% from $1.4B (2021-11-04 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
I••••• A••••• Jung (Member, Chief Financial Officer) appeared on Schedule A of E•••••• C••••••
Mar 29, 2021 · Control person joined · fact
E•••••• C•••••• reported RAUM $1.1B, up 94% from $572.4M (2019-03-29 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
E•••••• C•••••• reported RAUM $572.4M, down 34% from $866.8M (2018-04-25 to 2019-03-29)
Mar 29, 2019 · RAUM change · derived
E•••••• C•••••• filed its initial SEC registration (Form ADV)
Jul 9, 2012 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

E•••••• C•••••• · Independent Sponsors
shared crd · capital_provider
E•••••• C•••••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/engaged-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
Website: E••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 949-734-7900reportedpublic record, Form ADV, Feb 18, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026