DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• J••••
Legal name A••• J•••• A•••••••• L••
Latest filing May 15, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$667M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$667M as of May 15, 2026
Apr 1, 2013$317M then
HNW client RAUM: $3.9M
State-registered IARs (5.B.3)0 as of May 15, 2026
Apr 1, 20130 then
Employees (5.A)6 as of May 15, 2026
Apr 1, 20132 then
Private funds4 as of May 15, 2026
Apr 1, 20134 then
RAUM +37% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $95.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$650M97%
- Other investment advisers$16.7M2.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• J•••• C•••••• | Hedge Fund | $413M | 78 | Feb 14, 2012 |
| A••• J•••• A••••••••• | Hedge Fund | $89.5M | 32 | Apr 1, 2013 |
| A••• J•••• F••• L•••no longer reported | Hedge Fund | $40.5M | 20 | Apr 1, 2013 |
| A••• J•••• F••• L•no longer reported | Hedge Fund | $684,000 | 3 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B••••• R•••••• L•• · Managing Member/Ceocontrolsince 03/2012 · owns 75% or more
- M••••••• B••••• K••••••• · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
Related persons
Schedule D 7.A
- A••• J•••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (489 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (489) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 7Mar 31, 2026 to May 15, 2026
- Advisory employees · 4 to 5Mar 31, 2026 to May 15, 2026
- Employees · 5 to 6Mar 31, 2026 to May 15, 2026
- Private funds · 3 to 4Mar 31, 2026 to May 15, 2026
- Discretionary RAUM · $479M to $599MMar 31, 2026 to May 15, 2026
- Pooled vehicle RAUM · $547M to $650MMar 31, 2026 to May 15, 2026
- RAUM · $547M to $667MMar 31, 2026 to May 15, 2026
- Related adviser · false to trueMar 31, 2026 to May 15, 2026
- Accounts · 5 to 6Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 2 to 4Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 6Mar 28, 2025 to Mar 31, 2026
- Employees · 3 to 5Mar 28, 2025 to Mar 31, 2026
- Private funds · 2 to 3Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $451M to $479MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $36.9M to $68.3MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $488M to $547MMar 28, 2025 to Mar 31, 2026
- RAUM · $488M to $547MMar 28, 2025 to Mar 31, 2026
- Accounts · 3 to 5Oct 30, 2024 to Mar 28, 2025
- Advisory employees · 3 to 2Oct 30, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 5Oct 30, 2024 to Mar 28, 2025
- Employees · 5 to 3Oct 30, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 30, 2024 to Mar 28, 2025
- Other offices · 1 to 0Oct 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $503M to $451MOct 30, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $36.9MOct 30, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $503M to $488MOct 30, 2024 to Mar 28, 2025
- RAUM · $503M to $488MOct 30, 2024 to Mar 28, 2025
- Advisory employees · 4 to 3Mar 24, 2023 to Mar 21, 2024
- Employees · 6 to 5Mar 24, 2023 to Mar 21, 2024
- Discretionary RAUM · $493M to $503MMar 24, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $493M to $503MMar 24, 2023 to Mar 21, 2024
- RAUM · $493M to $503MMar 24, 2023 to Mar 21, 2024
- Accounts · 4 to 3Mar 30, 2022 to Mar 24, 2023
- Pooled vehicle clients · 4 to 3Mar 30, 2022 to Mar 24, 2023
- Discretionary RAUM · $619M to $493MMar 30, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $619M to $493MMar 30, 2022 to Mar 24, 2023
- RAUM · $619M to $493MMar 30, 2022 to Mar 24, 2023
- Accounts · 3 to 4Mar 25, 2021 to Mar 30, 2022
- Pooled vehicle clients · 3 to 4Mar 25, 2021 to Mar 30, 2022
- Discretionary RAUM · $557M to $619MMar 25, 2021 to Mar 30, 2022
Signals
1 dated events
- Konnerth Brian Merrins (Chief Compliance Officer) appeared on Schedule A of A••• J••••Oct 30, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- A••• J•••• · Independent Sponsorsshared crd · capital_provider
- A••• J•••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A.W.J••••reportedpublic record, Form ADV, Sep 19, 2026
- Website
- AWJ••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-517-6400reportedpublic record, Form ADV, May 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026