DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• G•••• R••• E••••• A•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 23 filings
SEC status approved since Mar 30, 2012
RAUM
$458M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
91
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$458M as of Mar 31, 2026
Mar 28, 2013$6.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)91 as of Mar 31, 2026
Mar 28, 201377 then
Private funds6 as of Mar 31, 2026
Mar 28, 201314 then
RAUM -13% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $76.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $458M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$458M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $458M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• G•••• R••• E••••• F••• I• L•••no longer reported | Real Estate Fund | $1.3B | 150 | Feb 14, 2012 |
| P•••••••• G•••• R••• E••••• F••• I•• L•••no longer reported | Real Estate Fund | $1.1B | 277 | Feb 14, 2012 |
| P•••••••• G•••• R••• E••••• F••• V• ••••• L•••no longer reported | Real Estate Fund | $665M | 155 | Feb 14, 2012 |
| P•••••••• G•••• R••• E••••• F••• I•• L•••no longer reported | Real Estate Fund | $498M | 218 | Feb 14, 2012 |
| P•••••••• G•••• R••• E••••• F••• V• •••••• L•••no longer reported | Real Estate Fund | $459M | 24 | Feb 14, 2012 |
| P•••••••• G•••• R••• E••••• F••• V•••• L• | Real Estate Fund | $351M | 16 | Dec 19, 2014 |
| P•••••••• G•••• R••• E••••• F••• I••• L•••no longer reported | Real Estate Fund | $209M | 108 | Feb 14, 2012 |
| P•••••••• G•••• R••••••••• D••••••••• F•••• L• | Real Estate Fund | $127M | 2 | Mar 31, 2014 |
| P•••• I• P••••••• F••• •••••••• L•••no longer reported | Real Estate Fund | $117M | 145 | Feb 14, 2012 |
| P•••• V• ••••• P••••••• F••• •••••••• L•••no longer reported | Real Estate Fund | $63.8M | 148 | Feb 14, 2012 |
| P•••••••• G•••• R••• E••••• F••• X• L• | Real Estate Fund | $53.9M | 4 | Mar 29, 2019 |
| P•••••••• R••• E••••• F••• I• G••• • C•• K•no longer reported | Real Estate Fund | $22.2M | 1 | Mar 31, 2014 |
| P•••••••• G•••• R••• E••••• F•••• I• A•• I• I•••no longer reported | Real Estate Fund | $13.2M | 122 | Mar 28, 2013 |
| P•••••••• G•••• R••• E••••• S•••••• S••••••••• F•••••• L•••no longer reported | Real Estate Fund | $11.0M | 2 | Feb 14, 2012 |
| P•••••••• G•••• R••• E••••• F••• X••••• L• | Real Estate Fund | $2.8M | 1 | Mar 30, 2020 |
| P•••••••• G•••• R••• E••••• S•••••• S••••••••• F•••• L•••no longer reported | Real Estate Fund | $980,182 | 85 | Feb 14, 2012 |
| P•••••••• G•••• R••• E••••• F••• V••• L• | Real Estate Fund | $594,593 | 5 | Mar 28, 2013 |
| P•••••••• G•••• R••• E••••• S•••••• S••••••••• F••• • H• L•no longer reported | Real Estate Fund | $262,505 | 35 | Mar 28, 2013 |
| P•••••••• G•••• R••• E••••• F••• V••••• L• | Real Estate Fund | $96,607 | 19 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••••• P••• T••••• · Ceo And President Of The Registrant; Ceo And President Of The Gp Of The Relying Advisercontrolsince 08/2020 · owns less than 5%
- J••••••• G•••• R••••••• · Vp, Cco, And Secretary Of The Registrant; Vp, Cco, And Secretary Of The Gp Of The Relying Advisercontrolsince 08/2020 · owns less than 5%
- P•••• W•••••• N•••••• · Vp, Cfo And Treasurer Of The Registrant; Vp, Cfo And Treasurer Of The Gp Of The Relying Advisercontrolsince 08/2020 · owns less than 5%
Entity owners
- P•••••••• G•••• M••••••••• G•• L•• · Sole And Managing Member Of Registrant; General Partner Of Relying Adviserdirect · owns 75% or more
- P•••••••• G•••• O•••••••• P••••••••• L• · Sole Owner And Managerindirect · owns 75% or more of P•••••••• G•••• M••••••••• G•• L••
- P•••••••• G••••• I••• · General Partnerindirect · owns 75% or more of P•••••••• G•••• O•••••••• P••••••••• L• · public reporting company
Related persons
Schedule D 7.A
- H• C••••••••• G•••broker-dealerinvestment advisern
- H• U•• 5• V••••••••• G•••pooled vehicle sponsorn
- P•••••••• G••• R••• L••pooled vehicle sponsorn
- P•••••••• G••• V••• L••pooled vehicle sponsorn
- P•••••••• G••• V•••• L••pooled vehicle sponsorn
- P•••••••• G••• X• L••bankpooled vehicle sponsorn
- P•••••••• G••••• I•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 25 to 20Jan 16, 2026 to Mar 31, 2026
- Assets in custody · $529M to $458MJan 16, 2026 to Mar 31, 2026
- Employees · 98 to 91Jan 16, 2026 to Mar 31, 2026
- Discretionary RAUM · $529M to $458MJan 16, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $529M to $458MJan 16, 2026 to Mar 31, 2026
- RAUM · $529M to $458MJan 16, 2026 to Mar 31, 2026
- Related adviser · false to trueJan 16, 2026 to Mar 31, 2026
- Related adviser · true to falseMay 28, 2025 to Jan 16, 2026
- Related broker-dealer · true to falseMay 28, 2025 to Jan 16, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 28, 2025
- Assets in custody · $535M to $529MMar 28, 2024 to Mar 31, 2025
- Employees · 99 to 98Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $535M to $529MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $535M to $529MMar 28, 2024 to Mar 31, 2025
- RAUM · $535M to $529MMar 28, 2024 to Mar 31, 2025
- Advisory employees · 24 to 25Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $748M to $535MMar 31, 2023 to Mar 28, 2024
- Employees · 98 to 99Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $748M to $535MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $748M to $535MMar 31, 2023 to Mar 28, 2024
- RAUM · $748M to $535MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 25 to 24Nov 3, 2022 to Mar 31, 2023
- Assets in custody · $742M to $748MNov 3, 2022 to Mar 31, 2023
- Employees · 92 to 98Nov 3, 2022 to Mar 31, 2023
- Discretionary RAUM · $742M to $748MNov 3, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $742M to $748MNov 3, 2022 to Mar 31, 2023
- RAUM · $742M to $748MNov 3, 2022 to Mar 31, 2023
- Advisory employees · 22 to 25May 12, 2021 to Mar 30, 2022
- Assets in custody · $881M to $742MMay 12, 2021 to Mar 30, 2022
- Employees · 90 to 92May 12, 2021 to Mar 30, 2022
- Discretionary RAUM · $881M to $742MMay 12, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $881M to $742MMay 12, 2021 to Mar 30, 2022
- RAUM · $881M to $742MMay 12, 2021 to Mar 30, 2022
- Accounts · 8 to 6Mar 30, 2020 to Mar 29, 2021
- Advisory employees · 23 to 22Mar 30, 2020 to Mar 29, 2021
- Pooled vehicle clients · 8 to 6Mar 30, 2020 to Mar 29, 2021
- Assets in custody · $1.1B to $881MMar 30, 2020 to Mar 29, 2021
- Employees · 93 to 90Mar 30, 2020 to Mar 29, 2021
- Private funds · 8 to 6Mar 30, 2020 to Mar 29, 2021
- Discretionary RAUM · $1.1B to $881MMar 30, 2020 to Mar 29, 2021
Signals
2 dated events
- P•••••••• G•••• R••• E••••• A•••••• L•• reported RAUM $534.8M, down 28% from $747.6M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- P•••••••• G•••• R••• E••••• A•••••• L•• reported RAUM $1.1B, down 47% from $2.0B (2017-07-25 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.p•••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-237-3100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P•••••••• G•••• R••• E••••• A•••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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