DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O•••• R••••••• P••••••• ••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 161327SEC 801-73641websiteIAPD
Latest filing May 14, 2026
First filing on the tape Feb 14, 2012 · 43 filings
SEC status approved since May 9, 2012
RAUM
$7.9B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
59
18 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
14
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$7.9B as of May 14, 2026
Apr 1, 2013$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 14, 2026
Apr 1, 20130 then
Employees (5.A)59 as of May 14, 2026
Apr 1, 201315 then
Private funds14 as of May 14, 2026
Apr 1, 20132 then
RAUM +6.0% over the last fiscal year+4.9% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$316MderivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+6.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$7.9B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
25reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      23 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      O•••• M••• F•••••• F••• I•• L•Private Equity Fund$2.4B69Sep 6, 2019
      O•••• M••• F•••••• F••• I• L•Private Equity Fund$1.8B65Mar 30, 2016
      O•••• M•••••• R•••••• F••• L•Private Equity Fund$760M17Jul 26, 2018
      O•••• M••• F•••••• F••• I• L•Private Equity Fund$493M49Oct 17, 2023
      O•••• M••• F•••••• ••••••• F••• I•• L•Private Equity Fund$448M21Mar 31, 2014
      O•••• M••• F•••••• C•••••• I•• L•Private Equity Fund$430M17Sep 6, 2019
      O•••• M••• F•••••• C•••••• I• L•Private Equity Fund$410M52Mar 30, 2018
      O•••• M••• F•••••• ••••••• F••• I• L•Private Equity Fund$404M51Feb 14, 2012
      O•••• C••••••••• F••• L•no longer reportedHedge Fund$259M2Nov 5, 2015
      O•••• M••• F•••••• ••••••••• F••• I• L•Private Equity Fund$251M42Oct 17, 2023
      O•• F••• I• ••• L•no longer reportedOther Private Fund$99.9M2Mar 30, 2018
      O•••• M••• F•••••• C•••••• I• L•Private Equity Fund$50.0M1Oct 17, 2023
      O•••• M••• F•••••• •••••••• F••• I• L•Private Equity Fund$50.0M2Oct 17, 2023
      O•• S•••• I• L•Private Equity Fund$40.0M2Mar 31, 2023
      O•• C•••••• I• L•Other Private Fund$30.5M5Mar 31, 2021
      O•••• I••••••••• V••••••• F••• I• L•Venture Capital Fund$25.0M5Mar 28, 2024
      O•••• C••••••••• I• L••no longer reportedOther Private Fund$18.6M7Mar 31, 2015
      O•••• C••••••••• I• L•Other Private Fund$2.3M2Mar 30, 2016
      O•••• C••••••••• I• ••••••• L••no longer reportedOther Private Fund$1.5M8Mar 31, 2015
      O•••• C••••••••• I•• L•no longer reportedOther Private Fund$648,0563Mar 30, 2016
      O•••• C••••••••• I• L•no longer reportedOther Private Fund$356,4456Mar 30, 2016
      O•••• A••••••••• T•••••• F••• L•no longer reportedHedge Fund$212,9862Nov 5, 2015
      O•••• C••••••••• I• •••••••• L••no longer reportedOther Private Fund$10,2443Mar 31, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• J••••••• S•••• · Chief Financial Officercontrol
        since 07/2017 · owns less than 5%
      • G••••••• R••••••• A••••• · Chief Compliance Officercontrol
        since 10/2015 · owns less than 5%
      • L••••••••• O••••• P••• · Chief Executive Officercontrol
        since 06/2005 · owns less than 5%
      • L••••••••• E••••••• M••• O• · Trusteecontrol
        since 12/2012 · owns F of T•• L••••••• T••••
      • L••••••••• O••••• P••• · Sole Membercontrol
        since 12/2005 · owns 75% or more of O•••• R••••••• P••••••• G• L••
      Entity owners
      • O•••• R••••••• P••••••• G• L•• · General Partner
        direct · owns less than 5%
      • O•••• R••••••• P••••••• L• · Limited Partner
        direct · owns 75% or more
      • O•••• R••••••• P••••••• G• L•• · General Partner
        indirect · owns F of O•••• R••••••• P••••••• L•
      • T•• L••••••• T•••• · Limited Partner
        indirect · owns 75% or more of O•••• R••••••• P••••••• L•
      • U• T•••• C•••••• O• D••••••• · Trustee
        indirect · owns F of T•• L••••••• T••••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Littleton, CO4 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 22 to 18
        Mar 28, 2025 to Mar 31, 2026
      • Employees · 55 to 59
        Mar 28, 2025 to Mar 31, 2026
      • Other offices · 1 to 2
        Mar 28, 2025 to Mar 31, 2026
      • Private funds · 13 to 14
        Mar 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $6.9B to $7.3B
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $7.5B to $7.9B
        Mar 28, 2025 to Mar 31, 2026
      • RAUM · $7.5B to $7.9B
        Mar 28, 2025 to Mar 31, 2026
      • Accounts · 24 to 25
        Mar 28, 2024 to Mar 28, 2025
      • Advisory employees · 18 to 22
        Mar 28, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 24 to 25
        Mar 28, 2024 to Mar 28, 2025
      • Employees · 56 to 55
        Mar 28, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 28, 2025
      • Discretionary RAUM · $7.4B to $6.9B
        Mar 28, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · $0 to $600M
        Mar 28, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $7.4B to $7.5B
        Mar 28, 2024 to Mar 28, 2025
      • RAUM · $7.4B to $7.5B
        Mar 28, 2024 to Mar 28, 2025
      • Accounts · 22 to 24
        Jan 29, 2024 to Mar 28, 2024
      • Advisory employees · 15 to 18
        Jan 29, 2024 to Mar 28, 2024
      • Pooled vehicle clients · 18 to 24
        Jan 29, 2024 to Mar 28, 2024
      • Employees · 51 to 56
        Jan 29, 2024 to Mar 28, 2024
      • Private funds · 14 to 13
        Jan 29, 2024 to Mar 28, 2024
      • Discretionary RAUM · $7.1B to $7.4B
        Jan 29, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $7.1B to $7.4B
        Jan 29, 2024 to Mar 28, 2024
      • RAUM · $7.1B to $7.4B
        Jan 29, 2024 to Mar 28, 2024
      • Accounts · 18 to 22
        Oct 4, 2023 to Oct 17, 2023
      • Private funds · 10 to 14
        Oct 4, 2023 to Oct 17, 2023
      • Discretionary RAUM · $6.9B to $7.1B
        Jul 27, 2023 to Sep 28, 2023
      • Pooled vehicle RAUM · $6.9B to $7.1B
        Jul 27, 2023 to Sep 28, 2023
      • RAUM · $6.9B to $7.1B
        Jul 27, 2023 to Sep 28, 2023
      • Accounts · 17 to 18
        Jun 10, 2022 to Mar 31, 2023
      • Advisory employees · 12 to 15
        Jun 10, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 17 to 18
        Jun 10, 2022 to Mar 31, 2023
      • Employees · 45 to 51
        Jun 10, 2022 to Mar 31, 2023
      • Private funds · 9 to 10
        Jun 10, 2022 to Mar 31, 2023
      • Discretionary RAUM · $7.0B to $6.9B
        Jun 10, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $7.0B to $6.9B
        Jun 10, 2022 to Mar 31, 2023
      • RAUM · $7.0B to $6.9B
        Jun 10, 2022 to Mar 31, 2023
      • Accounts · 20 to 17
        Nov 18, 2021 to Mar 30, 2022
      • Advisory employees · 16 to 12
        Nov 18, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 20 to 17
        Nov 18, 2021 to Mar 30, 2022
      Signals
      4 dated events
      • Limor Nissan (Chief Operating Officer) no longer on Schedule A of O•••• R••••••• P••••••• ••••• L• (listed 2023-10-17, absent 2024-01-29)
        Jan 29, 2024 · Control person left · inference
      • Mary O Eleanor Lewnowski (Trustee) appeared on Schedule A of O•••• R••••••• P••••••• ••••• L•
        Jun 10, 2022 · Control person joined · fact
      • O•••• R••••••• P••••••• ••••• L• reported RAUM $7.0B, up 44% from $4.9B (2021-11-18 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • O•••• R••••••• P••••••• ••••• L• reported RAUM $4.1B, up 32% from $3.1B (2017-04-26 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/orion-resource-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Website
      O••••RP.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-596-3511reportedpublic record, Form ADV, May 14, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026