DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•• S••• R••••
Legal name N•• S••• R•••• A•••••••• L•••
Latest filing Aug 10, 2026
First filing on the tape Feb 14, 2012 · 29 filings
SEC status approved since Mar 28, 2012
RAUM
$532M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$532M as of Aug 10, 2026
Apr 1, 2013$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 10, 2026
Apr 1, 20130 then
Employees (5.A)5 as of Aug 10, 2026
Apr 1, 20138 then
Private funds2 as of Aug 10, 2026
Apr 1, 20132 then
RAUM +0.5% over the last fiscal year-0.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $266MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $532M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$532M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $532M for 2 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• S••• R•••• P• A••• F•••• L••• | Private Equity Fund | $524M | 96 | Feb 14, 2012 |
| N•• S••• R•••• P• A••• F•••••• L••• | Private Equity Fund | $12.7M | 2 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- S•••••• P•••• · Chief Executive Officercontrolsince 12/2006 · owns less than 5%
- R••••• M•••••••• A•• · Directorcontrolsince 04/2021 · owns F of N•• S••• R•••• P•••••••• L•••
- S•••••• P•••• · Director And Shareholdercontrolsince 03/2008 · owns 50% to 75% of N•• S••• R•••• P•••••••• L•••
- S•••••• P•••• · Managing Membercontrolsince 12/2010 · owns 75% or more of T••••• H•••••••• L••
- S•••••• P•••• · Managing Membercontrolsince 12/2010 · owns 75% or more of S••••• H••••••• L••
- R••••• M•••••••• A•• · Chief Compliance Officer, Chief Financial Officersince 01/2017 · owns less than 5%
Entity owners
- N•• S••• R•••• P•••••••• L••• · General Partnerdirect · owns less than 5%
- S••••• H••••••• L•• · Limited Partnerdirect · owns 25% to 50%
- T••••• H•••••••• L•• · Shareholderindirect · owns 25% to 50% of N•• S••• R•••• P•••••••• L•••
- T••••• H•••••••• L•• · Limited Partnerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- N•• S••• R•••• P• A••••••••• L•••pooled vehicle sponsorn
- N•• M•••••••• A•••••••• L••investment advisery
- V•••••• M••••••••• L•investment adviserpooled vehicle sponsornRAUM $346M
Advisers that list N•• S••• R•••• as a related person
- 160685 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $529M to $532MAug 5, 2025 to Mar 26, 2026
- Discretionary RAUM · $529M to $532MAug 5, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $529M to $532MAug 5, 2025 to Mar 26, 2026
- RAUM · $529M to $532MAug 5, 2025 to Mar 26, 2026
- Assets in custody · $537M to $529MSep 18, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $537M to $529MSep 18, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $537M to $529MSep 18, 2024 to Mar 28, 2025
- RAUM · $537M to $529MSep 18, 2024 to Mar 28, 2025
- Assets in custody · $536M to $537MNov 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $536M to $537MNov 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $536M to $537MNov 22, 2023 to Mar 28, 2024
- RAUM · $536M to $537MNov 22, 2023 to Mar 28, 2024
- Assets in custody · $734M to $536MMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $734M to $536MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $734M to $536MMar 31, 2022 to Mar 31, 2023
- RAUM · $734M to $536MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 2 to 3Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $830M to $734MMar 31, 2021 to Mar 31, 2022
- Employees · 4 to 5Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $830M to $734MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $830M to $734MMar 31, 2021 to Mar 31, 2022
- RAUM · $830M to $734MMar 31, 2021 to Mar 31, 2022
- Assets in custody · $867M to $830MMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $867M to $830MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $867M to $830MMar 30, 2020 to Mar 31, 2021
- RAUM · $867M to $830MMar 30, 2020 to Mar 31, 2021
- Advisory employees · 3 to 2Mar 29, 2019 to Mar 30, 2020
- Assets in custody · $975M to $867MMar 29, 2019 to Mar 30, 2020
- Employees · 5 to 4Mar 29, 2019 to Mar 30, 2020
- Other offices · 1 to 0Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $975M to $867MMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $975M to $867MMar 29, 2019 to Mar 30, 2020
- RAUM · $975M to $867MMar 29, 2019 to Mar 30, 2020
- Assets in custody · $1.1B to $975MJul 26, 2018 to Mar 29, 2019
- Discretionary RAUM · $1.1B to $975MJul 26, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $1.1B to $975MJul 26, 2018 to Mar 29, 2019
- RAUM · $1.1B to $975MJul 26, 2018 to Mar 29, 2019
- Advisory employees · 1 to 3Sep 20, 2017 to Mar 30, 2018
- Pooled vehicle clients · unset to 2.0Sep 20, 2017 to Mar 30, 2018
Signals
5 dated events
- Anil Sood (Manager) no longer on Schedule A of N•• S••• R•••• (listed 2023-11-22, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Kumar Rajat Gupta (Member) no longer on Schedule A of N•• S••• R•••• (listed 2023-11-22, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Mattoo Anita Gupta (Member) no longer on Schedule A of N•• S••• R•••• (listed 2023-11-22, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- N•• S••• R•••• reported RAUM $536.3M, down 27% from $734.3M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Aaron John Deuser (Director) no longer on Schedule A of N•• S••• R•••• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- N•• S••• R•••• · Independent Sponsorsshared crd · capital_provider
- N•• S••• R•••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- NSRPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-710-5220reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026