DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••• C•••• I••••••••• M••••••••• I•••
Latest filing Jan 2, 2026
First filing on the tape Feb 16, 2012 · 35 filings
SEC status approved since Mar 14, 2012
RAUM
$7.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$7.1B as of Jan 2, 2026
Dec 10, 2012$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 2, 2026
Dec 10, 20120 then
Employees (5.A)28 as of Jan 2, 2026
Dec 10, 20127 then
Private funds1 as of Jan 2, 2026
Dec 21, 20181 then
RAUM -9.1% over the last fiscal year-8.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $263MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, publicationsreportedItem 5.G
- Custody
- $99.4M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.3B88%
- Pension and profit-sharing plans$536M7.6%
- Charitable organizations$146M2.1%
- State and municipal entities$77.8M1.1%
- Corporations and businesses$70.9M1.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 5reported
- Charitable clients
- 4reported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $99.4M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.88 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• C•••• I••••••••• E••••• F•••• L• | Other Private Fund | $147M | 2 | Feb 22, 2018 |
Owners and control persons
Schedule A and B, latest filing
- I•••••• J••••••• S•••• · President, Chief Operating Officer And Managing Directorcontrolsince 09/2021 · owns less than 5%
- J••••••• R••••••• L••• · Chairman And Managing Director; Trustee, J•••••• F••••• T••••, C•••••• Holdings Inc.controlsince 12/2008 · owns less than 5%
- K••••• W••••••• D•••• · Managing Director; Trustee, K•••• F••••• T••••controlsince 12/2008 · owns less than 5%
- L••• M•••••• E•••••• · Chief Compliance Officercontrolsince 10/2013 · owns less than 5%
- P•••••• H•••••• · Managing Directorcontrolsince 09/2021 · owns less than 5%
- H•••••••• S•••• · Trusteecontrolsince 12/2008 · owns F of K•••• F••••• T••••
- H••••• Z•••••• · Shareholdercontrolsince 01/2014 · owns 75% or more of A•••••••• I•••
- J••••••• L•••••• · Trusteecontrolsince 12/2008 · owns F of J•••••• F••••• T••••
- J••••••• R••••••• L••• · Shareholdercontrolsince 04/2024 · owns 75% or more of C•••••• I••••••••• I•••
- J••••••• R••••••• L••• · Trusteecontrolsince 12/2008 · owns F of J•••••• F••••• T••••
- K••••• W••••••• D•••• · Trusteecontrolsince 12/2008 · owns F of K•••• F••••• T••••
- P•••••• H•••••• · Shareholdercontrolsince 05/2016 · owns 75% or more of H••••••••• H••••••• I•••
- Q••••••• B•••• · Trusteecontrolsince 12/2008 · owns F of K•••• F••••• T••••
Entity owners
- K••••••• H••••••• I••• · Shareholderdirect · owns 10% to 25%
- S••••• I••••••••• L•••••• · Shareholderdirect · owns 25% to 50%
- J•••••• F••••• T•••• · Shareholderindirect · owns 75% or more of S••••• I••••••••• L••••••
- K•••• F••••• T•••• · Shareholderindirect · owns 75% or more of K••••••• H••••••• I•••
- A•••••••• I••• · Shareholderdirect · owns 5% to 10%
- C•••••• I••••••••• I••• · Shareholderdirect · owns 5% to 10%
- H••••••••• H••••••• I••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- B•••• C•••• I••••••••• E••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 32 to 27Jan 16, 2025 to Jan 2, 2026
- Charity clients · 6 to 4Jan 16, 2025 to Jan 2, 2026
- Pension plan clients · 6 to 5Jan 16, 2025 to Jan 2, 2026
- Pooled vehicle clients · 17 to 16Jan 16, 2025 to Jan 2, 2026
- Assets in custody · $147M to $99.4MJan 16, 2025 to Jan 2, 2026
- Employees · 31 to 28Jan 16, 2025 to Jan 2, 2026
- Discretionary RAUM · $7.7B to $7.0BJan 16, 2025 to Jan 2, 2026
- Non-discretionary RAUM · $65.7M to $70.9MJan 16, 2025 to Jan 2, 2026
- Pension RAUM · $561M to $536MJan 16, 2025 to Jan 2, 2026
- Pooled vehicle RAUM · $6.6B to $6.3BJan 16, 2025 to Jan 2, 2026
- RAUM · $7.8B to $7.1BJan 16, 2025 to Jan 2, 2026
- Financial planning clients · unset to Dec 26, 2024 to Jan 16, 2025
- HQ state · unset to Dec 26, 2024 to Jan 16, 2025
- Accounts · 38 to 32Apr 11, 2024 to Dec 26, 2024
- Charity clients · 7 to 6Apr 11, 2024 to Dec 26, 2024
- Pension plan clients · 9 to 6Apr 11, 2024 to Dec 26, 2024
- Pooled vehicle clients · 19 to 17Apr 11, 2024 to Dec 26, 2024
- Assets in custody · $161M to $147MApr 11, 2024 to Dec 26, 2024
- Employees · 29 to 31Apr 11, 2024 to Dec 26, 2024
- Discretionary RAUM · $9.4B to $7.7BApr 11, 2024 to Dec 26, 2024
- Non-discretionary RAUM · $53.3M to $65.7MApr 11, 2024 to Dec 26, 2024
- Pension RAUM · $836M to $561MApr 11, 2024 to Dec 26, 2024
- Pooled vehicle RAUM · $7.9B to $6.6BApr 11, 2024 to Dec 26, 2024
- RAUM · $9.4B to $7.8BApr 11, 2024 to Dec 26, 2024
- Accounts · 34 to 38Jul 13, 2023 to Jan 2, 2024
- Advisory employees · 11 to 10Jul 13, 2023 to Jan 2, 2024
- Charity clients · 4 to 7Jul 13, 2023 to Jan 2, 2024
- Pooled vehicle clients · 18 to 19Jul 13, 2023 to Jan 2, 2024
- Assets in custody · $158M to $161MJul 13, 2023 to Jan 2, 2024
- Employees · 30 to 29Jul 13, 2023 to Jan 2, 2024
- Discretionary RAUM · $9.1B to $9.4BJul 13, 2023 to Jan 2, 2024
- Non-discretionary RAUM · $45.7M to $53.3MJul 13, 2023 to Jan 2, 2024
- Pension RAUM · $1.4B to $836MJul 13, 2023 to Jan 2, 2024
- Pooled vehicle RAUM · $7.1B to $7.9BJul 13, 2023 to Jan 2, 2024
- RAUM · $9.1B to $9.4BJul 13, 2023 to Jan 2, 2024
- Charity clients · 2 to 4Jan 4, 2022 to Jan 3, 2023
- Pension plan clients · 11 to 9Jan 4, 2022 to Jan 3, 2023
- Assets in custody · $159M to $158MJan 4, 2022 to Jan 3, 2023
- Employees · 28 to 30Jan 4, 2022 to Jan 3, 2023
- Discretionary RAUM · $11B to $9.1BJan 4, 2022 to Jan 3, 2023
Signals
5 dated events
- Maria Matias Galarce (Trustee) no longer on Schedule A of B•••• C•••• I••••••••• M••••••••• I••• (listed 2024-01-02, absent 2024-04-11)Apr 11, 2024 · Control person left · inference
- De La Paz Maria Galarce (Trustee) no longer on Schedule A of B•••• C•••• I••••••••• M••••••••• I••• (listed 2024-01-02, absent 2024-04-11)Apr 11, 2024 · Control person left · inference
- Graham S•••• Lowry (Trustee) no longer on Schedule A of B•••• C•••• I••••••••• M••••••••• I••• (listed 2024-01-02, absent 2024-04-11)Apr 11, 2024 · Control person left · inference
- S•••• J•••••• (Shareholder) no longer on Schedule A of B•••• C•••• I••••••••• M••••••••• I••• (listed 2024-01-02, absent 2024-04-11)Apr 11, 2024 · Control person left · inference
- S•••• J•••••• I••••• (Chief Operating Officer) appeared on Schedule A of B•••• C•••• I••••••••• M••••••••• I•••Feb 1, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- BCIM.CAreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 416-236-2424reportedpublic record, Form ADV, Jan 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026