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Former SEC-registered adviser

P••••••• T••••••••• M••••••••• I•••

Former SEC-registered adviserLittle Rock, ArkansasCRD 161345SEC 801-74115IAPD
Latest filing Mar 25, 2020
First filing on the tape Feb 14, 2012 · 11 filings
RAUM
$88.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$88.3M gross assets
History
11 filings and snapshots on the tape
RAUM$88.3M as of Mar 25, 2020
Mar 8, 2013$195M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2020
Mar 8, 20130 then
Employees (5.A)2 as of Mar 25, 2020
Mar 8, 20132 then
Private funds1 as of Mar 25, 2020
Mar 8, 20131 then
RAUM -4.8% over the last fiscal year-9.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$88.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-4.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$88.3M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P•• T••••••••• I• L•Real Estate Fund$98.9M2Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• B••••• L• •• O•••• · President/Managing Director/Chief Compliance Officercontrol
        since 09/2008 · owns 50% to 75%
      • P•••• H••••• H• •• O•••• · Vice President/Managing Directorcontrol
        since 09/2008 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • P••••••• F••••• I••••••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $92.7M to $88.3M
        Mar 27, 2019 to Mar 25, 2020
      • Pooled vehicle RAUM · $92.7M to $88.3M
        Mar 27, 2019 to Mar 25, 2020
      • RAUM · $92.7M to $88.3M
        Mar 27, 2019 to Mar 25, 2020
      • Discretionary RAUM · $103M to $92.7M
        Mar 15, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $103M to $92.7M
        Mar 15, 2018 to Mar 27, 2019
      • RAUM · $103M to $92.7M
        Mar 15, 2018 to Mar 27, 2019
      • Advisory employees · 0 to 2
        Mar 29, 2017 to Mar 15, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 29, 2017 to Mar 15, 2018
      • Assets in custody · 0.0 to unset
        Mar 29, 2017 to Mar 15, 2018
      • Custody of client assets · true to false
        Mar 29, 2017 to Mar 15, 2018
      • Other offices · unset to 1.0
        Mar 29, 2017 to Mar 15, 2018
      • Discretionary RAUM · $120M to $103M
        Mar 29, 2017 to Mar 15, 2018
      • Pooled vehicle RAUM · unset to 103172950.0
        Mar 29, 2017 to Mar 15, 2018
      • RAUM · $120M to $103M
        Mar 29, 2017 to Mar 15, 2018
      • Discretionary RAUM · $152M to $120M
        Mar 18, 2016 to Mar 29, 2017
      • RAUM · $152M to $120M
        Mar 18, 2016 to Mar 29, 2017
      • Assets in custody · unset to 0.0
        Sep 24, 2015 to Mar 18, 2016
      • Custody of client assets · false to true
        Sep 24, 2015 to Mar 18, 2016
      • Discretionary RAUM · $172M to $152M
        Sep 24, 2015 to Mar 18, 2016
      • RAUM · $172M to $152M
        Sep 24, 2015 to Mar 18, 2016
      • Discretionary RAUM · $177M to $172M
        Mar 17, 2014 to Mar 9, 2015
      • RAUM · $177M to $172M
        Mar 17, 2014 to Mar 9, 2015
      • Discretionary RAUM · $195M to $177M
        Mar 11, 2013 to Mar 17, 2014
      • RAUM · $195M to $177M
        Mar 11, 2013 to Mar 17, 2014
      • Accounts · 3 to 1
        Feb 14, 2012 to Mar 8, 2013
      • Advisory employees · unset to 0.0
        Feb 14, 2012 to Mar 8, 2013
      • BD registered reps · unset to 0.0
        Feb 14, 2012 to Mar 8, 2013
      • Employees · unset to 2.0
        Feb 14, 2012 to Mar 8, 2013
      • State-registered IARs · unset to 0.0
        Feb 14, 2012 to Mar 8, 2013
      • Discretionary RAUM · $209M to $195M
        Feb 14, 2012 to Mar 8, 2013
      • Non-discretionary RAUM · $219M to $0
        Feb 14, 2012 to Mar 8, 2013
      • RAUM · $428M to $195M
        Feb 14, 2012 to Mar 8, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      P••••••• T••••••••• M••••••••• I••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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