DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
G•••••• A••••••• I• L•••••
Latest filing Mar 30, 2015
First filing on the tape Feb 14, 2012 · 5 filings
RAUM
$182M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$182M gross assets
History
5 filings and snapshots on the tape
RAUM$182M as of Mar 30, 2015
Mar 27, 2013$348M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2015
Mar 27, 20130 then
Employees (5.A)8 as of Mar 30, 2015
Mar 27, 20136 then
Private funds1 as of Mar 30, 2015
Mar 27, 20131 then
RAUM -32% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2015; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $182MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $132M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $132M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• P••••••• I•• L••• | Private Equity Fund | $78.3M | 70 | Feb 14, 2012 |
| G•••••• P••••••• I•• L••• L••••••••• T•••• | Other Private Fund | $18.5M | 70 | Mar 30, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• E•••••• G•••••• · Managing Member (G•••••• Associates)controlsince 06/2005 · owns 50% to 75%
- P••••••••• S•••••• C•••••• · Managing Member (Registrant)controlsince 06/2005 · owns 25% to 50%
- S••••••• R•••••• H•••• · Chief Compliance Officer/Cfo (Registrant)controlsince 06/2005 · owns less than 5%
Related persons
Schedule D 7.A
- G•••••• S••• A••••••• L••investment advisern
- G•••••• S••• A••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 8Jun 26, 2014 to Mar 30, 2015
- Assets in custody · $211M to $132MJun 26, 2014 to Mar 30, 2015
- Employees · 5 to 8Jun 26, 2014 to Mar 30, 2015
- Discretionary RAUM · $266M to $182MJun 26, 2014 to Mar 30, 2015
- RAUM · $266M to $182MJun 26, 2014 to Mar 30, 2015
- Related adviser · false to trueJun 26, 2014 to Mar 30, 2015
- Advisory employees · 6 to 5Mar 27, 2013 to Mar 26, 2014
- Assets in custody · $286M to $211MMar 27, 2013 to Mar 26, 2014
- Employees · 6 to 5Mar 27, 2013 to Mar 26, 2014
- Discretionary RAUM · $348M to $266MMar 27, 2013 to Mar 26, 2014
- RAUM · $348M to $266MMar 27, 2013 to Mar 26, 2014
- Advisory employees · unset to 6.0Feb 14, 2012 to Mar 27, 2013
- BD registered reps · unset to 0.0Feb 14, 2012 to Mar 27, 2013
- Assets in custody · $240M to $286MFeb 14, 2012 to Mar 27, 2013
- Employees · unset to 6.0Feb 14, 2012 to Mar 27, 2013
- State-registered IARs · unset to 0.0Feb 14, 2012 to Mar 27, 2013
- Discretionary RAUM · $376M to $348MFeb 14, 2012 to Mar 27, 2013
- RAUM · $376M to $348MFeb 14, 2012 to Mar 27, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- G•••••• A••••••• I• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- G••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026