DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••••• P•••••••• L•
Latest filing Sep 3, 2026
First filing on the tape Feb 15, 2022 · 10 filings
SEC status approved since Mar 18, 2022
RAUM
$413M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$413M as of May 29, 2026
Mar 10, 2022$338M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 29, 2026
Mar 10, 20220 then
Employees (5.A)11 as of May 29, 2026
Mar 10, 202211 then
Private funds5 as of May 29, 2026
Mar 10, 20225 then
RAUM +18% over the last fiscal year+9.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $82.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$413M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• P••••••• S•• I• L• | Private Equity Fund | $220M | 2 | Mar 29, 2024 |
| A•••••••• P••••••• S•••••••• O••••••••• F••• I••• L• | Private Equity Fund | $209M | 53 | Mar 10, 2022 |
| A•••••••• P••••••• S•••••••• O••••••••• F••• I•• L• | Private Equity Fund | $71.3M | 17 | Mar 30, 2018 |
| A•••••••• P••••••• A•••••• F•••• L• | Private Equity Fund | $11.0M | 2 | Mar 29, 2024 |
| A•••••••• P••••••• ••••• 0•••••• L• | Private Equity Fund | $426,529 | 2 | Mar 5, 2012 |
| A•••••••• P••••••• •••••••• L• | Private Equity Fund | $272,247 | 2 | Mar 5, 2012 |
| A•••••••• P••••••• S•••••••• O••••••••• F•••• L• | Private Equity Fund | $108,625 | 7 | Mar 5, 2012 |
| A•••••••• P••••••• ••••• 0•••••• L•no longer reported | Private Equity Fund | $0 | 2 | Mar 5, 2012 |
Owners and control persons
Schedule A and B, latest filing
- S•••••• C••••••••• · Chief Operating Officercontrolsince 07/2012 · owns less than 5%
- S••••••• H•••••• L•• · Limited Partnercontrolsince 08/2011 · owns less than 5%
- S••••••• H•••••• L•• · Sole Membercontrolsince 08/2011 · owns 75% or more of A•••••••• H•••••••• L••
- S••••••• K••••• R••••• · Limited Partnersince 08/2011 · owns less than 5%
- W•••••• S••••••• J• · Chief Financial Officer/Chief Compliance Officersince 09/2021 · owns less than 5%
Entity owners
- A•••••••• H•••••••• L•• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•••••••• P••••••• S•••••••• O••••••••• F••• •••• L••pooled vehicle sponsorn
- A•••••••• P••••••• S•••••••• O••••••••• F••• I• •••• L••pooled vehicle sponsorn
- A•••••••• P••••••• S•••••••• O••••••••• F••• I•• •••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-28 and 2026-03-30peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMay 29, 2026 to Sep 3, 2026
- Private funds · 5 to unsetMay 29, 2026 to Sep 3, 2026
- Succession · false to unsetMay 29, 2026 to Sep 3, 2026
- Accounts · 3 to 5Jan 23, 2026 to Mar 30, 2026
- Pooled vehicle clients · 3 to 5Jan 23, 2026 to Mar 30, 2026
- Assets in custody · unset to 0.0Jan 23, 2026 to Mar 30, 2026
- Custody of client assets · false to trueJan 23, 2026 to Mar 30, 2026
- Employees · 9 to 11Jan 23, 2026 to Mar 30, 2026
- Discretionary RAUM · $349M to $413MJan 23, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $349M to $413MJan 23, 2026 to Mar 30, 2026
- RAUM · $349M to $413MJan 23, 2026 to Mar 30, 2026
- Discretionary RAUM · $0 to $349MMar 28, 2025 to Jan 23, 2026
- Non-discretionary RAUM · $349M to $0Mar 28, 2025 to Jan 23, 2026
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $291M to $349MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $291M to $349MMar 29, 2024 to Mar 28, 2025
- RAUM · $291M to $349MMar 29, 2024 to Mar 28, 2025
- Accounts · 4 to 3Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 3Mar 30, 2023 to Mar 29, 2024
- Employees · 10 to 9Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $313M to $0Mar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $291MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $313M to $291MMar 30, 2023 to Mar 29, 2024
- RAUM · $313M to $291MMar 30, 2023 to Mar 29, 2024
- Accounts · 5 to 4Mar 10, 2022 to Mar 30, 2023
- Advisory employees · 0 to 7Mar 10, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 4Mar 10, 2022 to Mar 30, 2023
- Employees · 11 to 10Mar 10, 2022 to Mar 30, 2023
- Discretionary RAUM · $338M to $313MMar 10, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $338M to $313MMar 10, 2022 to Mar 30, 2023
- RAUM · $338M to $313MMar 10, 2022 to Mar 30, 2023
- Private funds · 8 to 5Feb 15, 2022 to Mar 10, 2022
- Discretionary RAUM · $153M to $338MFeb 15, 2022 to Mar 10, 2022
- Pooled vehicle RAUM · $153M to $338MFeb 15, 2022 to Mar 10, 2022
- RAUM · $153M to $338MFeb 15, 2022 to Mar 10, 2022
Signals
2 dated events
- A•••••••• P•••••••• L• reported RAUM $337.5M, up 121% from $152.9M (2022-02-15 to 2022-03-10)Mar 10, 2022 · RAUM change · derived
- A•••••••• P•••••••• L• filed its initial SEC registration (Form ADV)Feb 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••••• P•••••••• L• · Independent Sponsorsshared crd · capital_provider
- A•••••••• P•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A••••••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-213-0243reportedpublic record, Form ADV, Sep 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026