DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••• D•••
Legal name W•••• D••• M••••••••• L••
Latest filing Aug 20, 2026
First filing on the tape Feb 15, 2012 · 26 filings
SEC status approved since Mar 29, 2012
RAUM
$961M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$961M as of Aug 20, 2026
Apr 1, 2013$2.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 20, 2026
Apr 1, 20130 then
Employees (5.A)9 as of Aug 20, 2026
Apr 1, 201310 then
Private funds12 as of Aug 20, 2026
Apr 1, 20137 then
RAUM -31% over the last fiscal year-20% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $786M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$926M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $786M for 15 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••• D••• E••••• L••• I•• | Private Equity Fund | $553M | 60 | Mar 28, 2018 |
| W•••• D••• E••••• L••• I• | Private Equity Fund | $337M | 106 | Apr 1, 2013 |
| W• T•••••• C• L• | Private Equity Fund | $168M | 15 | Mar 27, 2024 |
| W• I•• N•• C••••••• L• | Private Equity Fund | $59.8M | 4 | Mar 28, 2018 |
| W• T•••••• C• P••••••• L• | Private Equity Fund | $55.4M | 7 | Mar 27, 2024 |
| W•••• D••• E••••• I•• L••• I• | Private Equity Fund | $45.1M | 64 | Apr 1, 2013 |
| W•••• D••• E••••• F•• L•••no longer reported | Private Equity Fund | $27.5M | 6 | Feb 15, 2012 |
| W• I•• C••••••• L•no longer reported | Private Equity Fund | $25.0M | 1 | Mar 28, 2018 |
| W•••• D••• E••••• F• L••• I••no longer reported | Private Equity Fund | $25.0M | 1 | Mar 28, 2018 |
| W•••• D••• E••••• T• L••• I• | Private Equity Fund | $20.4M | 16 | Apr 1, 2013 |
| W• T•••••• C• I•• L• | Private Equity Fund | $15.2M | 25 | Mar 27, 2024 |
| W•••• D••• E••••• F• L••• I• | Private Equity Fund | $13.5M | 26 | Apr 1, 2013 |
| W•• T••••••• C••••••• L•• | Private Equity Fund | $7.3M | 4 | Mar 25, 2020 |
| W•••• D••• F••• I• L••••••••• T•••• | Private Equity Fund | $5.8M | 114 | Mar 28, 2022 |
| W•••• D••• E••••• T• L•••no longer reported | Private Equity Fund | $0 | 0 | Feb 15, 2012 |
| W•••• D••• E••••• L•••no longer reported | Private Equity Fund | $0 | 0 | Feb 15, 2012 |
| W•••• D••• E••••• F• L•••no longer reported | Private Equity Fund | $0 | 0 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- E••••••• T•••••• J•••••• · Founding Partnercontrolsince 07/2009 · owns 10% to 25%
- G••••• B••• A•••• · Founding Partnercontrolsince 07/2009 · owns 10% to 25%
- M••••••• J••••• K••• · Managing Partnercontrolsince 07/2009 · owns 25% to 50%
- W••••••• M•••• C••••••••• N•• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- E••••••• T•••••• J•••••• · Limited Partnercontrolsince 10/2011 · owns 75% or more of E•••••• B••••••• V••••••• L•••
- G••••• B••• A•••• · Limited Partnercontrolsince 10/2011 · owns 75% or more of G•••• B••••••• V••••••• L•••
Entity owners
- E•••••• M••••••••• O••••••••• L•• · General Partnerindirect · owns F of E•••••• B••••••• V••••••• L•••
- G•••• M••••••••• O••••••••• L•• · General Partnerindirect · owns F of G•••• B••••••• V••••••• L•••
- E•••••• B••••••• V••••••• L••• · Memberdirect · owns 10% to 25%
- G•••• B••••••• V••••••• L••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- E•••••• • G•••• E••••• L••• I•investment adviserpooled vehicle sponsorn
- W• T•••••• C• G• L•investment adviserpooled vehicle sponsorn
- W•••• D••• G• I••• L•••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,399,198,377 to $960,846,750 (-31.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +8.0% (673 comparable advisers, 6.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 5.7% percentile
What changed
consecutive filings, newest first
- Other offices · 1 to 0Mar 31, 2026 to Aug 20, 2026
- Advisory employees · 8 to 7Feb 11, 2026 to Mar 31, 2026
- Assets in custody · $1.3B to $786MFeb 11, 2026 to Mar 31, 2026
- Employees · 10 to 9Feb 11, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $961MFeb 11, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $1.4B to $926MFeb 11, 2026 to Mar 31, 2026
- RAUM · $1.4B to $961MFeb 11, 2026 to Mar 31, 2026
- Accounts · 14 to 15Jul 30, 2025 to Feb 11, 2026
- Pooled vehicle clients · 12 to 13Jul 30, 2025 to Feb 11, 2026
- Assets in custody · $1.2B to $1.3BJul 30, 2025 to Feb 11, 2026
- Private funds · 11 to 12Jul 30, 2025 to Feb 11, 2026
- Discretionary RAUM · $1.4B to $1.4BJul 30, 2025 to Feb 11, 2026
- Pooled vehicle RAUM · $1.4B to $1.4BJul 30, 2025 to Feb 11, 2026
- RAUM · $1.4B to $1.4BJul 30, 2025 to Feb 11, 2026
- Related adviser · true to falseJul 30, 2025 to Feb 11, 2026
- Financial planning clients · unset to May 14, 2025 to Jul 30, 2025
- Accounts · 13 to 14Jul 1, 2024 to Mar 28, 2025
- Pooled vehicle clients · 11 to 12Jul 1, 2024 to Mar 28, 2025
- Assets in custody · $1.1B to $1.2BJul 1, 2024 to Mar 28, 2025
- Employees · 11 to 10Jul 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.3B to $1.4BJul 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.3B to $1.4BJul 1, 2024 to Mar 28, 2025
- RAUM · $1.3B to $1.4BJul 1, 2024 to Mar 28, 2025
- Advisory employees · 10 to 8May 21, 2024 to Jul 1, 2024
- Employees · 14 to 11May 21, 2024 to Jul 1, 2024
- Accounts · 10 to 13Mar 28, 2023 to Mar 27, 2024
- Advisory employees · 12 to 10Mar 28, 2023 to Mar 27, 2024
- Pooled vehicle clients · 8 to 11Mar 28, 2023 to Mar 27, 2024
- Assets in custody · $1.6B to $1.1BMar 28, 2023 to Mar 27, 2024
- Employees · 20 to 14Mar 28, 2023 to Mar 27, 2024
- Private funds · 8 to 11Mar 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.9B to $1.3BMar 28, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.8B to $1.3BMar 28, 2023 to Mar 27, 2024
- RAUM · $1.9B to $1.3BMar 28, 2023 to Mar 27, 2024
- Private funds · 11 to 8Apr 28, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.6B to $1.9BApr 28, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.6B to $1.8BApr 28, 2022 to Mar 28, 2023
- RAUM · $1.6B to $1.9BApr 28, 2022 to Mar 28, 2023
- Accounts · 13 to 10Apr 28, 2022 to Mar 28, 2023
- Advisory employees · 15 to 12Apr 28, 2022 to Mar 28, 2023
Signals
6 dated events
- W•••• D••• reported RAUM $960.8M, down 34% from $1.4B (2026-02-11 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Robert Joseph Edwards (Managing Partner) no longer on Schedule A of W•••• D••• (listed 2024-05-21, absent 2024-07-01)Jul 1, 2024 · Control person left · inference
- Elizabeth Erin Rathke (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of W•••• D••• (listed 2024-03-27, absent 2024-05-21)May 21, 2024 · Control person left · inference
- Nmn Maria Christina Wolpert (Chief Compliance Officer) appeared on Schedule A of W•••• D•••May 21, 2024 · Control person joined · fact
- W•••• D••• reported RAUM $1.3B, down 30% from $1.9B (2023-03-28 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Parsons Alexander Lynch (Partner & Chief Compliance Officer) no longer on Schedule A of W•••• D••• (listed 2018-03-28, absent 2019-01-28)Jan 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- W•••• D••• · Independent Sponsorsshared crd · capital_provider
- W•••• D••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/W••••-D•••-E•••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-581-6900reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026