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E•• P•••••••

Former SEC-registered adviserFormer SEC adviser1 private funds· Alexandria, Virginia

Former SEC-registered adviser, based in Alexandria, Virginia, reporting $84.7M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$84.7M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-14%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 11 Form ADV filings for this adviser, the latest 7.6 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 161363 · SEC 801-74254 · 11 filingsShow
CRD 161363SEC 801-74254Legal name E•• M••••••••• C••••••• L••First filing on the tape Feb 15, 2012, latest Mar 27, 2019IAPD
RAUM
$84.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$84.7M gross assets
History
11 filings and snapshots on the tape
RAUM$84.7M as of Mar 27, 2019
Mar 19, 2013$178M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2019
Mar 19, 20130 then
Employees (5.A)3 as of Mar 27, 2019
Mar 19, 201312 then
Private funds1 as of Mar 27, 2019
Mar 19, 20131 then
RAUM -14% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$84.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$84.7M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$84.7M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$84.7M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E•• P••••••• F••• I•• L•Private Equity Fund$57.2M31Feb 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D•••• A•••• C•••• · Member, Managing Directorcontrol
        since 01/2010 · owns 25% to 50%
      • E••••• J••••• S•••••• · Member, Managing Directorcontrol
        since 01/2010 · owns 25% to 50%
      • G••••••• M••••••• P•••••• · Member, Managing Director, Chief Compliance Officercontrol
        since 01/2010 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • E•• H••••••• I•• L••
        pooled vehicle sponsory
      • E•• H•••••••• L••
        pooled vehicle sponsory
      • E•• I••••••••• P••••••• L••
        pooled vehicle sponsory
      • E•• I••••••••• L••
        y
      • E•• P•••••••• L••
        y
      • E•••••• I••••••••• L••
        y
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 3
        Mar 30, 2018 to Mar 27, 2019
      • Assets in custody · $95.4M to $84.7M
        Mar 30, 2018 to Mar 27, 2019
      • Employees · 5 to 3
        Mar 30, 2018 to Mar 27, 2019
      • Discretionary RAUM · $95.4M to $84.7M
        Mar 30, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $95.4M to $84.7M
        Mar 30, 2018 to Mar 27, 2019
      • RAUM · $95.4M to $84.7M
        Mar 30, 2018 to Mar 27, 2019
      • Advisory employees · 5 to 4
        Feb 16, 2018 to Mar 30, 2018
      • Assets in custody · $98.2M to $95.4M
        Feb 16, 2018 to Mar 30, 2018
      • Employees · 6 to 5
        Feb 16, 2018 to Mar 30, 2018
      • Discretionary RAUM · $98.2M to $95.4M
        Feb 16, 2018 to Mar 30, 2018
      • Pooled vehicle RAUM · $98.2M to $95.4M
        Feb 16, 2018 to Mar 30, 2018
      • RAUM · $98.2M to $95.4M
        Feb 16, 2018 to Mar 30, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 31, 2017 to Feb 16, 2018
      • Assets in custody · $123M to $98.2M
        Mar 31, 2017 to Feb 16, 2018
      • HQ city · NORCROSS to ALEXANDRIA
        Mar 31, 2017 to Feb 16, 2018
      • HQ state · GA to VA
        Mar 31, 2017 to Feb 16, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Feb 16, 2018
      • Discretionary RAUM · $123M to $98.2M
        Mar 31, 2017 to Feb 16, 2018
      • Pooled vehicle RAUM · unset to 98227872.0
        Mar 31, 2017 to Feb 16, 2018
      • RAUM · $123M to $98.2M
        Mar 31, 2017 to Feb 16, 2018
      • Advisory employees · 9 to 5
        Mar 30, 2016 to Mar 31, 2017
      • Assets in custody · $159M to $123M
        Mar 30, 2016 to Mar 31, 2017
      • Employees · 11 to 6
        Mar 30, 2016 to Mar 31, 2017
      • Discretionary RAUM · $159M to $123M
        Mar 30, 2016 to Mar 31, 2017
      • RAUM · $159M to $123M
        Mar 30, 2016 to Mar 31, 2017
      • Advisory employees · 10 to 9
        Jun 10, 2015 to Mar 30, 2016
      • Assets in custody · $199M to $159M
        Jun 10, 2015 to Mar 30, 2016
      • Employees · 12 to 11
        Jun 10, 2015 to Mar 30, 2016
      • Discretionary RAUM · $199M to $159M
        Jun 10, 2015 to Mar 30, 2016
      • RAUM · $199M to $159M
        Jun 10, 2015 to Mar 30, 2016
      • Advisory employees · 9 to 10
        Mar 14, 2014 to Mar 31, 2015
      • Assets in custody · $178M to $199M
        Mar 14, 2014 to Mar 31, 2015
      • Employees · 11 to 12
        Mar 14, 2014 to Mar 31, 2015
      • Discretionary RAUM · $178M to $199M
        Mar 14, 2014 to Mar 31, 2015
      • RAUM · $178M to $199M
        Mar 14, 2014 to Mar 31, 2015
      • Advisory employees · 10 to 9
        Mar 19, 2013 to Mar 14, 2014
      • Employees · 12 to 11
        Mar 19, 2013 to Mar 14, 2014
      • Advisory employees · unset to 10.0
        May 11, 2012 to Mar 19, 2013
      • BD registered reps · unset to 0.0
        May 11, 2012 to Mar 19, 2013
      • Employees · unset to 12.0
        May 11, 2012 to Mar 19, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026