DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H•• P••••••• L••

Asset manager (funds and pooled vehicles)Dallas, TexasCRD 161386SEC 801-74116IAPD

Latest filing Mar 31, 2026

First filing on the tape Feb 14, 2012 · 28 filings

SEC status approved since Mar 30, 2012

RAUM

$258M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM$258M as of Mar 31, 2026

Apr 1, 2013$135M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Apr 1, 20130 then

Employees (5.A)8 as of Mar 31, 2026

Apr 1, 201334 then

Private funds10 as of Mar 31, 2026

Apr 1, 201310 then

RAUM +24% over the last fiscal year-10% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $25.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +24%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$258M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 10reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

25 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H•••• L•	Private Equity Fund	$69.0M	15	Mar 31, 2022
H••••••••• L•	Private Equity Fund	$59.4M	16	Mar 28, 2018
H••••••••• L•••	Private Equity Fund	$51.1M	35	Feb 14, 2012
H• S•••• P•••••••• L•••no longer reported	Private Equity Fund	$51.0M	19	Apr 1, 2013
H••••••• L•	Private Equity Fund	$41.1M	12	Mar 31, 2022
H••••• P•••••••• L•••no longer reported	Private Equity Fund	$32.8M	17	Mar 29, 2016
H••••••••• I• L•	Private Equity Fund	$32.0M	16	Mar 26, 2024
H•••• S••••••••• E••••• F••• I• L•no longer reported	Private Equity Fund	$22.8M	2	Mar 31, 2022
H••••••••• L•no longer reported	Real Estate Fund	$21.4M	7	Feb 14, 2012
H••••• L•	Private Equity Fund	$13.9M	26	Sep 11, 2019
H••• • D•••• G••••• L•no longer reported	Private Equity Fund	$10.6M	10	Mar 29, 2017
H••••••••• E••••••••• L•	Private Equity Fund	$8.8M	27	Mar 29, 2017
H••••••••• L•••no longer reported	Private Equity Fund	$6.6M	19	Feb 14, 2012
H••••••••• C••••• L•no longer reported	Private Equity Fund	$4.3M	10	Mar 28, 2018
H•••••• H••• L•	Private Equity Fund	$2.9M	11	Mar 26, 2024
H••••••••• L•••no longer reported	Private Equity Fund	$2.4M	18	Feb 14, 2012
H•••••• B••••• L•	Private Equity Fund	$1.5M	15	Mar 28, 2018
H•••••• L•	Private Equity Fund	$804,634	20	Mar 28, 2018
H•••••••• B•••••• L•••no longer reported	Private Equity Fund	$561,974	25	Mar 31, 2014
H••••• L•••no longer reported	Private Equity Fund	$511,933	24	Mar 30, 2015
A••••• N•••••••• E••••• P•••••••• L•••	Private Equity Fund	$300,306	15	Feb 14, 2012
H••••••••• L•••no longer reported	Private Equity Fund	$162,085	18	Feb 14, 2012
H••••••• L•••	Private Equity Fund	$11,045	40	Apr 1, 2013
H••• • D••••••••• L•••no longer reported	Private Equity Fund	$0	15	Feb 14, 2012
A••••••••• L•••no longer reported	Private Equity Fund	$0	2	Feb 14, 2012

Owners and control persons

Schedule A and B, latest filing

H••••• M•••• H••••• · Chief Compliance Officer And Partnercontrol
since 01/2012 · owns less than 5%
H••••• T•••••• O•••• · Chairman, President And Chief Executive Officercontrol
since 01/2012 · owns 75% or more
V•••• C••••••••• W••••• · Executive Vice President And Chief Operating Officercontrol
since 01/2012 · owns less than 5%

Related persons

Schedule D 7.A

A••••• N•••••••• E••••• P••••••• L••
pooled vehicle sponsorn
H•••• G• L•
pooled vehicle sponsorn
H•••••• H••• G• L•
pooled vehicle sponsorn
H••••• G• L•
pooled vehicle sponsorn
H•••••• G• L•
pooled vehicle sponsorn
H••••••••• G• I• L•
pooled vehicle sponsorn
H••••••••• G•• L•••
pooled vehicle sponsorn
H••••••• G• L•
pooled vehicle sponsorn
H•••••• B••••• G• L•
pooled vehicle sponsorn
H•••••• G•• L•••
pooled vehicle sponsorn
H••••••••• E••••••••• G• L•
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Buenos Aires, Argentina1 employees

What changed

consecutive filings, newest first

Accounts · 11 to 10
Jan 5, 2026 to Mar 31, 2026
Advisory employees · 6 to 5
Jan 5, 2026 to Mar 31, 2026
Pooled vehicle clients · 11 to 10
Jan 5, 2026 to Mar 31, 2026
Employees · 9 to 8
Jan 5, 2026 to Mar 31, 2026
Private funds · 11 to 10
Jan 5, 2026 to Mar 31, 2026
Discretionary RAUM · $208M to $258M
Jan 5, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $208M to $258M
Jan 5, 2026 to Mar 31, 2026
RAUM · $208M to $258M
Jan 5, 2026 to Mar 31, 2026
Financial planning clients · unset to
Jan 15, 2025 to Apr 2, 2025
Discretionary RAUM · $221M to $208M
Jan 15, 2025 to Apr 2, 2025
Pooled vehicle RAUM · $221M to $208M
Jan 15, 2025 to Apr 2, 2025
RAUM · $221M to $208M
Jan 15, 2025 to Apr 2, 2025
Discretionary RAUM · $327M to $221M
Mar 26, 2024 to May 3, 2024
Pooled vehicle RAUM · $327M to $221M
Mar 26, 2024 to May 3, 2024
RAUM · $327M to $221M
Mar 26, 2024 to May 3, 2024
Accounts · 10 to 11
Mar 31, 2023 to Mar 26, 2024
Advisory employees · 9 to 6
Mar 31, 2023 to Mar 26, 2024
Pooled vehicle clients · 10 to 11
Mar 31, 2023 to Mar 26, 2024
Employees · 10 to 9
Mar 31, 2023 to Mar 26, 2024
Private funds · 10 to 11
Mar 31, 2023 to Mar 26, 2024
Discretionary RAUM · $359M to $327M
Mar 31, 2023 to Mar 26, 2024
Pooled vehicle RAUM · $359M to $327M
Mar 31, 2023 to Mar 26, 2024
RAUM · $359M to $327M
Mar 31, 2023 to Mar 26, 2024
Accounts · 15 to 10
Apr 29, 2022 to Mar 31, 2023
Pooled vehicle clients · 15 to 10
Apr 29, 2022 to Mar 31, 2023
Employees · 19 to 10
Apr 29, 2022 to Mar 31, 2023
Private funds · 15 to 10
Apr 29, 2022 to Mar 31, 2023
Discretionary RAUM · $345M to $359M
Apr 29, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $345M to $359M
Apr 29, 2022 to Mar 31, 2023
RAUM · $345M to $359M
Apr 29, 2022 to Mar 31, 2023
Discretionary RAUM · $350M to $345M
Mar 31, 2022 to Apr 29, 2022
Pooled vehicle RAUM · $350M to $345M
Mar 31, 2022 to Apr 29, 2022
RAUM · $350M to $345M
Mar 31, 2022 to Apr 29, 2022
Accounts · 12 to 15
Sep 30, 2021 to Mar 31, 2022
Advisory employees · 10 to 9
Sep 30, 2021 to Mar 31, 2022
Pooled vehicle clients · 12 to 15
Sep 30, 2021 to Mar 31, 2022
Employees · 20 to 19
Sep 30, 2021 to Mar 31, 2022
Private funds · 12 to 15
Sep 30, 2021 to Mar 31, 2022
Discretionary RAUM · $153M to $350M
Sep 30, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $153M to $350M
Sep 30, 2021 to Mar 31, 2022

Signals

5 dated events

H•• P••••••• L•• reported RAUM $221.4M, down 32% from $327.4M (2024-03-26 to 2024-05-03)
May 3, 2024 · RAUM change · derived
H•• P••••••• L•• reported RAUM $350.3M, up 129% from $153.2M (2021-09-30 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
Hardin Mack Hicks (Chief Compliance Officer And Partner) appeared on Schedule A of H•• P••••••• L••
Sep 30, 2021 · Control person joined · fact
Len Britton Brown (Chief Financial Officer/ Chief Compliance Officer) no longer on Schedule A of H•• P••••••• L•• (listed 2021-03-30, absent 2021-09-30)
Sep 30, 2021 · Control person left · inference
H•• P••••••• L•• reported RAUM $153.2M, down 42% from $264.4M (2020-11-10 to 2021-03-30)
Mar 30, 2021 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

H•• P••••••• L•• · Independent Sponsors
shared crd · capital_provider
H•• P••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: 214-615-2300reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

H•• P••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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