DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Quad-C Management, Inc.
Latest filing Mar 26, 2026
First filing on the tape Feb 14, 2012 · 23 filings
SEC status approved since Mar 30, 2012
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$3.5B as of Mar 26, 2026
Apr 1, 2013$1.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 1, 20130 then
Employees (5.A)33 as of Mar 26, 2026
Apr 1, 201323 then
Private funds2 as of Mar 26, 2026
Apr 1, 20138 then
RAUM -1.9% over the last fiscal year+5.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.6B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.6B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Quad-C Partners Ix, L.P. | Private Equity Fund | $1.2B | 127 | Mar 29, 2018 |
| Quad-C Partners X, L.P. | Private Equity Fund | $693M | 171 | Mar 30, 2022 |
| Quad-C Partners Viii, L.P.no longer reported | Private Equity Fund | $237M | 84 | Feb 14, 2012 |
| Quad-C Partners Vii, L.P.no longer reported | Private Equity Fund | $1.9M | 99 | Feb 14, 2012 |
| Quad-C Partners Vi, L.P.no longer reported | Private Equity Fund | $622,244 | 98 | Feb 14, 2012 |
| Quad-C Partners V, L.P.no longer reported | Private Equity Fund | $410,316 | 57 | Feb 14, 2012 |
| Quad-C Partners IV, L.P.no longer reported | Private Equity Fund | $377,046 | 34 | Feb 14, 2012 |
| Quad-C Partners III, L.P.no longer reported | Private Equity Fund | $81,656 | 18 | Feb 14, 2012 |
| Quad-C Partners Vii Co-Investment Fund, L.P.no longer reported | Private Equity Fund | $62,357 | 63 | Feb 14, 2012 |
| Quad-C Partners II, L.P.no longer reported | Private Equity Fund | $53,105 | 9 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Martin Stephen Burns · Vice President Of Quad-C Management, Inc.controlsince 01/2000 · owns 25% to 50%
- Porter Adam Childers · Chief Compliance Officer Of Quad-C Management, Inc.controlsince 11/2022 · owns less than 5%
- David Terrence Daniels · Chairman/Vice President Of Quad-C Management, Inc.controlsince 01/2008 · owns 25% to 50%
- Robert Anthony Ignaczak · President Of Quad-C Management, Inc.controlsince 01/2008 · owns 25% to 50%
Related persons
Schedule D 7.A
- Quad-C Advisors Ix, L.P.investment adviserpooled vehicle sponsorn
- Quad-C Advisors X, L.P.investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $2.5B to $2.6BMar 27, 2025 to Mar 26, 2026
- Employees · 34 to 33Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.6B to $3.5BMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $3.6B to $3.5BMar 27, 2025 to Mar 26, 2026
- RAUM · $3.6B to $3.5BMar 27, 2025 to Mar 26, 2026
- Advisory employees · 23 to 25Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $1.9B to $2.5BMar 28, 2024 to Mar 27, 2025
- Employees · 33 to 34Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.1B to $3.6BMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $3.1B to $3.6BMar 28, 2024 to Mar 27, 2025
- RAUM · $3.1B to $3.6BMar 28, 2024 to Mar 27, 2025
- Related bank · false to trueMar 28, 2024 to Mar 27, 2025
- Advisory employees · 22 to 23May 15, 2023 to Mar 28, 2024
- Assets in custody · $1.7B to $1.9BMay 15, 2023 to Mar 28, 2024
- Employees · 30 to 33May 15, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.0B to $3.1BMay 15, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.0B to $3.1BMay 15, 2023 to Mar 28, 2024
- RAUM · $3.0B to $3.1BMay 15, 2023 to Mar 28, 2024
- Advisory employees · 20 to 22Nov 30, 2022 to Mar 30, 2023
- Assets in custody · $1.7B to $1.7BNov 30, 2022 to Mar 30, 2023
- Employees · 28 to 30Nov 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $3.3B to $3.0BNov 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $3.3B to $3.0BNov 30, 2022 to Mar 30, 2023
- RAUM · $3.3B to $3.0BNov 30, 2022 to Mar 30, 2023
- Assets in custody · $1.5B to $1.7BMar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.9B to $3.3BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.9B to $3.3BMar 30, 2021 to Mar 30, 2022
- RAUM · $1.9B to $3.3BMar 30, 2021 to Mar 30, 2022
- Accounts · 3 to 2Mar 27, 2020 to Mar 30, 2021
- Advisory employees · 19 to 20Mar 27, 2020 to Mar 30, 2021
- Pooled vehicle clients · 3 to 2Mar 27, 2020 to Mar 30, 2021
- Assets in custody · $910M to $1.5BMar 27, 2020 to Mar 30, 2021
- Employees · 29 to 28Mar 27, 2020 to Mar 30, 2021
- Private funds · 3 to 2Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.6B to $1.9BMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $1.6B to $1.9BMar 27, 2020 to Mar 30, 2021
- RAUM · $1.6B to $1.9BMar 27, 2020 to Mar 30, 2021
- Accounts · 4 to 3Jul 3, 2019 to Mar 27, 2020
- Pooled vehicle clients · 4 to 3Jul 3, 2019 to Mar 27, 2020
Signals
8 dated events
- Porter Adam Childers (Chief Compliance Officer Of Quad-C Management, Inc.) appeared on Schedule A of Quad-C Management, Inc.Nov 30, 2022 · Control person joined · fact
- Tabb Nina Myers (Chief Compliance Officer Of Quad-C Management, Inc.) no longer on Schedule A of Quad-C Management, Inc. (listed 2022-03-30, absent 2022-11-30)Nov 30, 2022 · Control person left · inference
- Quad-C Management, Inc. reported RAUM $3.3B, up 72% from $1.9B (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Hawkins Franklin Winslow (Class A-2 Limited Partner Of Quad-C Management, L.P.) no longer on Schedule A of Quad-C Management, Inc. (listed 2019-04-03, absent 2019-07-03)Jul 3, 2019 · Control person left · inference
- Monteran Thad Jones (Class A-2 Limited Partner Of Quad-C Management, L.P.) no longer on Schedule A of Quad-C Management, Inc. (listed 2019-04-03, absent 2019-07-03)Jul 3, 2019 · Control person left · inference
- Warren Timothy Billings (Class A-2 Limited Partner Of Quad-C Management, L.P.) no longer on Schedule A of Quad-C Management, Inc. (listed 2019-04-03, absent 2019-07-03)Jul 3, 2019 · Control person left · inference
- Myron Thomas Hickey (Class A-2 Limited Partner Of Quad-C Management, L.P.) no longer on Schedule A of Quad-C Management, Inc. (listed 2019-04-03, absent 2019-07-03)Jul 3, 2019 · Control person left · inference
- Quad-C Management, Inc. reported RAUM $1.9B, up 53% from $1.2B (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Quad-C Management, Inc. · Independent Sponsorsshared crd · capital_provider
- Quad-C Management, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/quad-c-management-inc.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- QUADCMANAGEMENT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 434-979-2070reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026