DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• I••••••••• P•••••••
Legal name A•••••• I••••••••• P••••••• L••
Latest filing Mar 3, 2026
First filing on the tape Feb 15, 2012 · 37 filings
SEC status approved since Mar 30, 2012
RAUM
$1.4B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.1%
$1.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
74
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$1.4B as of Mar 3, 2026
Mar 27, 2013$303M then
HNW client RAUM$1.3M as of Mar 3, 2026
Mar 23, 2018$111M then
State-registered IARs (5.B.3)0 as of Mar 3, 2026
Mar 27, 20130 then
Employees (5.A)8 as of Mar 3, 2026
Mar 27, 20134 then
Private funds74 as of Mar 3, 2026
Mar 27, 201333 then
RAUM +3.7% over the last fiscal year+1.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $58,693derivedHNW RAUM over HNW clients
- Average account
- $12.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.4B, 74 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B98%
- Corporations and businesses$24.9M1.8%
- High-net-worth individuals$1.3M0.1%
- Individual clients
- 0reported
- HNW clients
- 22reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 107reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 74 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
123 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• P••••• S• I•••••••• L• | Private Equity Fund | $156M | 50 | Mar 25, 2014 |
| A•••••• P•••••••• I•••••••• L• | Private Equity Fund | $102M | 60 | Mar 23, 2018 |
| S• R•••••• I•••••••• 2••• L• | Private Equity Fund | $85.5M | 31 | Mar 7, 2022 |
| A•••••• L••••••• I•••••••• L• | Private Equity Fund | $68.6M | 73 | Mar 20, 2020 |
| A•••••• A••••• P••• I•••••••• L•no longer reported | Private Equity Fund | $49.5M | 36 | Mar 20, 2020 |
| A•••••• T••••••• I•• I•••••••• L• | Real Estate Fund | $48.8M | 58 | Mar 10, 2021 |
| A•••••• C••••••• I•••••••• L• | Private Equity Fund | $46.2M | 20 | Mar 15, 2024 |
| A•••••• U• D••• C••••• 2••• I•••••••• L• | Private Equity Fund | $45.5M | 62 | Aug 12, 2024 |
| A•••••• P•••• I•••••••• L• | Private Equity Fund | $45.0M | 34 | Mar 20, 2020 |
| A•••••• P••••• S• I• I•••••••• L•no longer reported | Private Equity Fund | $36.4M | 52 | Mar 10, 2021 |
| S• R•••••• I• I•••••••• L• | Private Equity Fund | $36.1M | 25 | Mar 15, 2023 |
| A•••••• W••••••• I•••••••• L• | Private Equity Fund | $34.2M | 75 | Mar 10, 2021 |
| A•••••• C• C••• I• I•••••••• L••no longer reported | Private Equity Fund | $34.2M | 47 | Mar 6, 2017 |
| A•••••• U• D••• C••••• I•••••••• L•• | Private Equity Fund | $33.3M | 69 | Mar 23, 2018 |
| A•••••• 2••• R••••••••• I•••••••• L• | Private Equity Fund | $32.8M | 39 | Mar 15, 2023 |
| A•••••• I•• I•••••••• L•no longer reported | Private Equity Fund | $32.2M | 45 | Mar 7, 2022 |
| A•••••• B••••• I• I•••••••• L•• | Private Equity Fund | $27.8M | 72 | Mar 4, 2016 |
| A•••••• P••••• S• I•• I•••••••• L• | Private Equity Fund | $26.5M | 11 | Mar 20, 2020 |
| A•••••• V••••••• P••• I•••••••• L• | Private Equity Fund | $25.8M | 65 | Mar 20, 2020 |
| A•••••• M••••• T•••• I•••••••• L•• | Private Equity Fund | $25.6M | 39 | Mar 26, 2015 |
| A•••••• C•••••• I•••••••• L• | Private Equity Fund | $24.3M | 48 | Mar 7, 2022 |
| A•••••• R••••••• I•••••••• L•• | Private Equity Fund | $22.5M | 33 | Mar 10, 2021 |
| A•••••• H•• I•••••••• L• | Private Equity Fund | $21.4M | 18 | Mar 15, 2024 |
| A•••••• J••• I•••••••• L• | Private Equity Fund | $20.8M | 45 | Mar 7, 2022 |
| A•••••• O• I•••••••• L• | Real Estate Fund | $20.2M | 33 | Mar 15, 2023 |
| A•••••• C••••••• E••••• I•••••••• L• | Private Equity Fund | $19.5M | 36 | Aug 12, 2024 |
| M• T•••• I•••••••• L•• | Private Equity Fund | $18.6M | 41 | Mar 26, 2015 |
| A•••••• P••••• S• I• I•••••••• L• | Private Equity Fund | $18.5M | 33 | Mar 23, 2018 |
| A•••••• T••••• I•••••••• I• L•• | Private Equity Fund | $18.1M | 28 | Feb 15, 2012 |
| A•••••• B•• I•••••••• L•no longer reported | Private Equity Fund | $17.1M | 22 | Mar 7, 2019 |
| A•••••• N•••• I•••••••• L• | Private Equity Fund | $16.4M | 55 | Mar 10, 2021 |
| A•••••• L••••••• I• I•••••••• L• | Private Equity Fund | $15.9M | 1 | Mar 7, 2022 |
| A•••••• C• C••• I••• I•••••••• L••no longer reported | Private Equity Fund | $15.0M | 1 | Mar 6, 2017 |
| A•••••• F•••• I•••••••• L• | Private Equity Fund | $14.9M | 27 | Mar 10, 2021 |
| A•••••• E•••••••• P••••••• L• | Private Equity Fund | $14.5M | 69 | Mar 7, 2022 |
| A•••••• M••••• I•••••••• L• | Private Equity Fund | $14.0M | 29 | Mar 15, 2023 |
| A•••••• R••••••• N•• V••••••• I• I•••••••• L• | Private Equity Fund | $13.5M | 41 | Mar 7, 2022 |
| A•••••• R•••••••• I• I•••••••• L•• | Private Equity Fund | $13.3M | 43 | Mar 23, 2018 |
| A•••••• G•••••••• I•••••••• L••no longer reported | Private Equity Fund | $11.9M | 22 | Feb 15, 2012 |
| A•••••• W•••••••• I•••••••• L• | Private Equity Fund | $11.8M | 20 | Mar 23, 2018 |
Owners and control persons
Schedule A and B, latest filing
- M••••••••• K••••• M•••• · Managing Partnercontrolsince 03/2001 · owns 75% or more
- A••••••• P••••• S• · Chief Financial Officer And Chief Compliance Officersince 02/2021 · owns less than 5%
Related persons
Schedule D 7.A
- A•••••• A•••••• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• A•••••• M••••••• L•pooled vehicle sponsorn
- A•••••• B••••• M••••••• L••pooled vehicle sponsorn
- A•••••• B••• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• B••• M••••••• L•pooled vehicle sponsorn
- A•••••• C••••••• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• C••••••• M••••••• L•pooled vehicle sponsorn
- A•••••• D•••• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• D•••• M••••••• L•pooled vehicle sponsorn
- A•••••• D••• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• D••• M••••••• L•pooled vehicle sponsorn
- A•••••• E•• M••••••• L••pooled vehicle sponsorn
- A•••••• F•••• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• F•••• M••••••• L•pooled vehicle sponsorn
- A•••••• H••••• M••••••• L••pooled vehicle sponsorn
- A•••••• H•• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• H•• M••••••• L•pooled vehicle sponsorn
- A•••••• I••• M••••••• L••pooled vehicle sponsorn
- A•••••• K• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• K• M••••••• L•pooled vehicle sponsorn
- A•••••• L••••••• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• L••••••• M••••••• L•pooled vehicle sponsorn
- A•••••• M••••• T•••• M••••••• L••pooled vehicle sponsorn
- A•••••• N•••• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• N•••• M••••••• L•pooled vehicle sponsorn
- A•••••• O•• H••• E••••• M••••••• L••pooled vehicle sponsorn
- A•••••• O•••••• I• M••••••• L••pooled vehicle sponsorn
- A•••••• O• G•••••• P•••••• L•pooled vehicle sponsorn
- A•••••• O• M••••••• L•pooled vehicle sponsorn
- A•••••• P•••••••• G•••••• P•••••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Mar 3, 2026private funds per $1B of RAUM of 54.0 against a peer median of 4.3 (953 comparable advisers, 100.0th percentile, 15.9 robust deviations)peers: asset managers, $1B to $5B (953) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 106 to 107Feb 12, 2025 to Mar 3, 2026
- Pooled vehicle clients · 73 to 74Feb 12, 2025 to Mar 3, 2026
- Assets in custody · $1.3B to $1.4BFeb 12, 2025 to Mar 3, 2026
- Private funds · 73 to 74Feb 12, 2025 to Mar 3, 2026
- Discretionary RAUM · $1.3B to $1.3BFeb 12, 2025 to Mar 3, 2026
- HNW RAUM · $1.9M to $1.3MFeb 12, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $26.1M to $26.2MFeb 12, 2025 to Mar 3, 2026
- Pooled vehicle RAUM · $1.3B to $1.3BFeb 12, 2025 to Mar 3, 2026
- RAUM · $1.3B to $1.4BFeb 12, 2025 to Mar 3, 2026
- Accounts · 107 to 106Oct 30, 2024 to Feb 12, 2025
- Pooled vehicle clients · 74 to 73Oct 30, 2024 to Feb 12, 2025
- Assets in custody · $1.2B to $1.3BOct 30, 2024 to Feb 12, 2025
- Financial planning clients · unset to Oct 30, 2024 to Feb 12, 2025
- Private funds · 74 to 73Oct 30, 2024 to Feb 12, 2025
- Discretionary RAUM · $1.2B to $1.3BOct 30, 2024 to Feb 12, 2025
- HNW RAUM · $3.4M to $1.9MOct 30, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $28.4M to $26.1MOct 30, 2024 to Feb 12, 2025
- Pooled vehicle RAUM · $1.2B to $1.3BOct 30, 2024 to Feb 12, 2025
- RAUM · $1.2B to $1.3BOct 30, 2024 to Feb 12, 2025
- Employees · 7 to 8Mar 15, 2024 to Aug 12, 2024
- Corporate clients · 12 to 11May 18, 2023 to Mar 15, 2024
- Assets in custody · $1.3B to $1.2BMay 18, 2023 to Mar 15, 2024
- Discretionary RAUM · $1.3B to $1.2BMay 18, 2023 to Mar 15, 2024
- HNW RAUM · $5.6M to $3.4MMay 18, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $30.5M to $28.4MMay 18, 2023 to Mar 15, 2024
- Pooled vehicle RAUM · $1.3B to $1.2BMay 18, 2023 to Mar 15, 2024
- RAUM · $1.3B to $1.2BMay 18, 2023 to Mar 15, 2024
- Accounts · 97 to 107Jun 28, 2022 to Mar 15, 2023
- Pooled vehicle clients · 63 to 74Jun 28, 2022 to Mar 15, 2023
- Assets in custody · $1.8B to $1.3BJun 28, 2022 to Mar 15, 2023
- Private funds · 64 to 74Jun 28, 2022 to Mar 15, 2023
- Discretionary RAUM · $1.6B to $1.3BJun 28, 2022 to Mar 15, 2023
- HNW RAUM · $6.5M to $5.6MJun 28, 2022 to Mar 15, 2023
- Non-discretionary RAUM · $38.7M to $30.5MJun 28, 2022 to Mar 15, 2023
- Pooled vehicle RAUM · $1.6B to $1.3BJun 28, 2022 to Mar 15, 2023
- RAUM · $1.6B to $1.3BJun 28, 2022 to Mar 15, 2023
- Private funds · 63 to 64Apr 27, 2022 to Jun 28, 2022
- Accounts · 100 to 97Mar 7, 2022 to Apr 27, 2022
- Pooled vehicle clients · 66 to 63Mar 7, 2022 to Apr 27, 2022
- Private funds · 66 to 63Mar 7, 2022 to Apr 27, 2022
Signals
2 dated events
- A•••••• I••••••••• P••••••• reported RAUM $1.6B, up 33% from $1.2B (2021-05-04 to 2022-03-07)Mar 7, 2022 · RAUM change · derived
- A•••••• I••••••••• P••••••• reported RAUM $884.4M, up 39% from $634.8M (2017-07-25 to 2018-03-23)Mar 23, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•••••• I••••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- A•••••• I••••••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- arcadiainvestments.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-931-5296reportedpublic record, Form ADV, Mar 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A•••••• I••••••••• P••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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