DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• G•••• M••••••••• S•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 14, 2012 · 20 filings
SEC status approved since Mar 30, 2012
RAUM
$6.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$6.6B as of Mar 27, 2026
Apr 1, 2013$962M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Apr 1, 20130 then
Employees (5.A)30 as of Mar 27, 2026
Apr 1, 201312 then
Private funds12 as of Mar 27, 2026
Apr 1, 20137 then
RAUM -3.2% over the last fiscal year+9.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $553MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• G•••• F••• V••• L• | Private Equity Fund | $1.6B | 111 | Nov 22, 2023 |
| C••••• G•••• F••• V••• L••• | Private Equity Fund | $1.4B | 96 | Mar 27, 2020 |
| C••••• G•••• F••• V••••• L• | Private Equity Fund | $1.4B | 60 | Nov 22, 2023 |
| C••••• G•••• F••• V•• L••• | Private Equity Fund | $970M | 42 | Jun 17, 2015 |
| C••••• G•••• F••• V••••• L••• | Private Equity Fund | $876M | 40 | Mar 27, 2020 |
| C••••• G•••• F••• V•••• L••• | Private Equity Fund | $501M | 24 | Jun 17, 2015 |
| C••••• G•••• F••• V• ••••••••• L•••no longer reported | Private Equity Fund | $104M | 1 | Apr 1, 2013 |
| C••••• V••• E••••••• C••••••••• L•• | Private Equity Fund | $96.3M | 22 | Nov 22, 2023 |
| C••••• C••••••••• F••• V•• L•• | Private Equity Fund | $45.3M | 12 | Jun 17, 2015 |
| C••••• V•• E••••••• C••••••••• L•• | Private Equity Fund | $39.0M | 7 | Mar 27, 2020 |
| C••••• G•••• F••• I•• L•••no longer reported | Private Equity Fund | $27.2M | 36 | Feb 14, 2012 |
| C••••• G•••• F••• V• L• | Private Equity Fund | $6.1M | 34 | Feb 14, 2012 |
| C••••• G•••• F••• I••• L•••no longer reported | Private Equity Fund | $5.0M | 33 | Feb 14, 2012 |
| C••••• C••••••••• F••• ••• L•••••no longer reported | Private Equity Fund | $3.3M | 20 | Feb 14, 2012 |
| C••••• C••••••••• F••• V• L•• | Private Equity Fund | $879,790 | 10 | Feb 14, 2012 |
| C••••• C••••••••• F••• L•••••no longer reported | Private Equity Fund | $404,320 | 15 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- N••••••••• M••••••• S•••••• · Chief Financial Officer; Chief Compliance Officercontrolsince 04/2015 · owns less than 5%
- L••••••• J••••••• A••• · Member / Limited Partnercontrolsince 12/2018 · owns 25% to 50% of C••••• G•••• F••••• L•
- L••••••• J••••••• A••• · Co-Presidentcontrolsince 12/2018 · owns 25% to 50% of C••••• G•••• G• L••
- N•••••• M••••••• E••••• · Elected Managercontrolsince 12/2018 · owns F of C••••• G•••• G• L••
- N•••••• M••••••• E••••• · Member / Limited Partnercontrolsince 12/2018 · owns F of C••••• G•••• F••••• L•
- S•••••••• D••••• L••••••• · Co-Presidentcontrolsince 12/2018 · owns 25% to 50% of C••••• G•••• G• L••
- S•••••••• D••••• L••••••• · Member / Limited Partnercontrolsince 12/2018 · owns 25% to 50% of C••••• G•••• F••••• L•
- S••••••• J••••••• R••• · Elected Managercontrolsince 11/2019 · owns F of C••••• G•••• G• L••
- S••••• J••••••• · Elected Managercontrolsince 11/2019 · owns F of C••••• G•••• G• L••
Entity owners
- C••••• G•••• G• L•• · Managing Memberdirect · owns less than 5%
- C••••• G•••• H•••••••• L••• · Ownerdirect · owns 75% or more
- C••••• G•••• F••••• L• · Ownerindirect · owns 75% or more of C••••• G•••• H•••••••• L•••
- C••••• G•••• G• L•• · Member / General Partnerindirect · owns F of C••••• G•••• F••••• L•
Related persons
Schedule D 7.A
- D•••• L• S•••••••pooled vehicle sponsory
- J•••••• A• L••••••pooled vehicle sponsory
- J•••••• R• S••••••pooled vehicle sponsory
- J••••••• A• S••••pooled vehicle sponsory
- M•••••• E• N•••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 27 to 25Mar 21, 2025 to Mar 27, 2026
- Employees · 29 to 30Mar 21, 2025 to Mar 27, 2026
- Discretionary RAUM · $6.9B to $6.6BMar 21, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $6.9B to $6.6BMar 21, 2025 to Mar 27, 2026
- RAUM · $6.9B to $6.6BMar 21, 2025 to Mar 27, 2026
- Accounts · 11 to 12Mar 26, 2024 to Mar 21, 2025
- Advisory employees · 25 to 27Mar 26, 2024 to Mar 21, 2025
- Pooled vehicle clients · 11 to 12Mar 26, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 21, 2025
- Private funds · 11 to 12Mar 26, 2024 to Mar 21, 2025
- Discretionary RAUM · $6.9B to $6.9BMar 26, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $6.9B to $6.9BMar 26, 2024 to Mar 21, 2025
- RAUM · $6.9B to $6.9BMar 26, 2024 to Mar 21, 2025
- Assets in custody · 0.0 to unsetNov 22, 2023 to Mar 26, 2024
- Custody of client assets · true to falseNov 22, 2023 to Mar 26, 2024
- Employees · 26 to 29Nov 22, 2023 to Mar 26, 2024
- Discretionary RAUM · $6.2B to $6.9BNov 22, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $6.2B to $6.9BNov 22, 2023 to Mar 26, 2024
- RAUM · $6.2B to $6.9BNov 22, 2023 to Mar 26, 2024
- Accounts · 8 to 11Mar 27, 2023 to Nov 22, 2023
- Advisory employees · 19 to 25Mar 27, 2023 to Nov 22, 2023
- Pooled vehicle clients · 8 to 11Mar 27, 2023 to Nov 22, 2023
- Employees · 22 to 26Mar 27, 2023 to Nov 22, 2023
- Private funds · 8 to 11Mar 27, 2023 to Nov 22, 2023
- Discretionary RAUM · $5.1B to $6.2BMar 27, 2023 to Nov 22, 2023
- Pooled vehicle RAUM · $5.1B to $6.2BMar 27, 2023 to Nov 22, 2023
- RAUM · $5.1B to $6.2BMar 27, 2023 to Nov 22, 2023
- Advisory employees · 21 to 19Mar 29, 2022 to Mar 27, 2023
- Assets in custody · $3.4B to $0Mar 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $4.3B to $5.1BMar 29, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $4.3B to $5.1BMar 29, 2022 to Mar 27, 2023
- RAUM · $4.3B to $5.1BMar 29, 2022 to Mar 27, 2023
- Advisory employees · 20 to 21Mar 25, 2021 to Mar 29, 2022
- Assets in custody · $2.4B to $3.4BMar 25, 2021 to Mar 29, 2022
- Employees · 21 to 22Mar 25, 2021 to Mar 29, 2022
- Discretionary RAUM · $4.0B to $4.3BMar 25, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $4.0B to $4.3BMar 25, 2021 to Mar 29, 2022
- RAUM · $4.0B to $4.3BMar 25, 2021 to Mar 29, 2022
- Accounts · 11 to 8Mar 27, 2020 to Mar 25, 2021
- Advisory employees · 17 to 20Mar 27, 2020 to Mar 25, 2021
Signals
5 dated events
- Scott Richard Schafler (Member / Limited Partner) no longer on Schedule A of C••••• G•••• M••••••••• S•••••••• L•• (listed 2020-03-27, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- C••••• G•••• M••••••••• S•••••••• L•• reported RAUM $4.7B, up 75% from $2.7B (2019-09-06 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Jonathan Stein (Elected Manager) appeared on Schedule A of C••••• G•••• M••••••••• S•••••••• L••Mar 27, 2020 · Control person joined · fact
- Ryan Jeffrey Shannon (Elected Manager) appeared on Schedule A of C••••• G•••• M••••••••• S•••••••• L••Mar 27, 2020 · Control person joined · fact
- C••••• G•••• M••••••••• S•••••••• L•• reported RAUM $2.7B, down 28% from $3.8B (2018-03-20 to 2019-03-21)Mar 21, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C••••• G•••• M••••••••• S•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••• G•••• M••••••••• S•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/C•••••-GROUPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-370-5600reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026