DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• I••••••••• A•••••••• L••
Latest filing May 5, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$6.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
100
73 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
19
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$6.0B as of May 5, 2026
Apr 1, 2013$881M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 5, 2026
Apr 1, 20130 then
Employees (5.A)100 as of May 5, 2026
Apr 1, 201314 then
Private funds19 as of May 5, 2026
Apr 1, 20138 then
RAUM +1.8% over the last fiscal year+8.6% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $316MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.0B, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.0B for 19 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• F••• V•• L••• | Private Equity Fund | $1.1B | 141 | Mar 30, 2018 |
| T•••••• R••••••••• F•••• L••• | Private Equity Fund | $912M | 146 | Mar 31, 2023 |
| T•••••• F••• V••• L••• | Private Equity Fund | $588M | 90 | Mar 31, 2023 |
| T•••••• G••••• I••••••••• F••• I•• L••• | Private Equity Fund | $517M | 141 | Mar 30, 2020 |
| T•••••• F••• V• L••• | Private Equity Fund | $465M | 89 | Apr 1, 2013 |
| T•••••• R••••••••• F•••••• L••• | Private Equity Fund | $417M | 49 | Mar 31, 2023 |
| T•••••• D•••••••• F••• I•• L••• | Private Equity Fund | $402M | 80 | Mar 31, 2023 |
| T•••••• D•••••••• F•••• L••• | Private Equity Fund | $336M | 141 | Mar 30, 2020 |
| T•••••• F••• V••••• L••• | Private Equity Fund | $329M | 31 | Mar 31, 2023 |
| T•••••• G••••• I••••••••• F•••• L••• | Private Equity Fund | $266M | 76 | Mar 30, 2017 |
| T•••••• D•••••••• F••• I•••• L••• | Private Equity Fund | $170M | 25 | Mar 31, 2023 |
| T•••••• F••• V••••• L••• | Private Equity Fund | $59.9M | 91 | Mar 31, 2023 |
| T•••••• R••••••••• F•••••• L••• | Private Equity Fund | $59.6M | 69 | Mar 31, 2023 |
| T•••••• F••• I••• L•••no longer reported | Private Equity Fund | $58.8M | 36 | Feb 14, 2012 |
| T•••••• F••• I•• L•••no longer reported | Private Equity Fund | $54.0M | 84 | Feb 14, 2012 |
| T•••••• D•••••••• F••• I•••• L••• | Private Equity Fund | $34.8M | 78 | Mar 31, 2023 |
| T•••••• H••••••• H•••••••• L•••no longer reported | Private Equity Fund | $27.7M | 5 | Feb 14, 2012 |
| T•••••• F••• I•••• L•••no longer reported | Private Equity Fund | $1.6M | 19 | Feb 14, 2012 |
| T•••••• F••• C••••• I••• L•••no longer reported | Private Equity Fund | $1.6M | 6 | Feb 14, 2012 |
| T•••••• E••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $1.5M | 23 | Feb 14, 2012 |
| H••••••••• I••••••••• L•••no longer reported | Private Equity Fund | $0 | 103 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• B••••• R••••• · Partnercontrolsince 07/2022 · owns less than 5%
- E••••• J••• E••••• · Managing Partnercontrolsince 01/2023 · owns 10% to 25%
- G•••••••• D••••• A•••• · Chief Compliance Officercontrolsince 02/2012 · owns 10% to 25%
- G••••• J••••• A•••••• · Managing Partnercontrolsince 01/2023 · owns 10% to 25%
- J•••••• T•••• V••••• · Chief Operating Officercontrolsince 01/2017 · owns less than 5%
- M••••••••• A•••• A•••••• · Partnercontrolsince 07/2022 · owns less than 5%
- R•••••••• S••••••• H• · Partnercontrolsince 12/2021 · owns less than 5%
- R••••• D•••••• F•••••• · Chief Financial Officercontrolsince 01/2020 · owns less than 5%
- T••••••••• T•••• D•••• · Managing Partnercontrolsince 02/2012 · owns 10% to 25%
- W•••••• F•••••• T•••••••• · Managing Partnercontrolsince 01/2023 · owns 10% to 25%
- W•••••• A•••••• R••• · Managing Partnercontrolsince 01/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
- T•••••• D•••••••• P••••••• G•• L••pooled vehicle sponsorn
- T•••••• D•••••••• P••••••• I• G•• L•••pooled vehicle sponsorn
- T•••••• G••••• P••••••• G•• L••pooled vehicle sponsorn
- T•••••• G••••• P••••••• I• G•• L••pooled vehicle sponsorn
- T•••••• P••••••• V• G•• L••pooled vehicle sponsorn
- T•••••• P••••••• V• G•• L••pooled vehicle sponsorn
- T•••••• P••••••• V•• G•• L•••pooled vehicle sponsorn
- T•••••• R••••••••• P••••••• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 66 to 73May 7, 2025 to Mar 31, 2026
- Assets in custody · $0 to $3.0BMay 7, 2025 to Mar 31, 2026
- Employees · 93 to 100May 7, 2025 to Mar 31, 2026
- Other offices · 0 to 1May 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.9B to $6.0BMay 7, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.9B to $6.0BMay 7, 2025 to Mar 31, 2026
- RAUM · $5.9B to $6.0BMay 7, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 7, 2025
- Accounts · 14 to 19Jul 23, 2024 to Mar 31, 2025
- Advisory employees · 45 to 66Jul 23, 2024 to Mar 31, 2025
- BD registered reps · 1 to 0Jul 23, 2024 to Mar 31, 2025
- Pooled vehicle clients · 14 to 19Jul 23, 2024 to Mar 31, 2025
- Employees · 86 to 93Jul 23, 2024 to Mar 31, 2025
- Private funds · 14 to 19Jul 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.6B to $5.9BJul 23, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.6B to $5.9BJul 23, 2024 to Mar 31, 2025
- RAUM · $5.6B to $5.9BJul 23, 2024 to Mar 31, 2025
- Employees · 66 to 86Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.7B to $5.6BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.7B to $5.6BMar 31, 2023 to Mar 29, 2024
- RAUM · $4.7B to $5.6BMar 31, 2023 to Mar 29, 2024
- Accounts · 5 to 14Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 38 to 45Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 14Mar 31, 2022 to Mar 31, 2023
- Employees · 52 to 66Mar 31, 2022 to Mar 31, 2023
- Private funds · 5 to 14Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.3B to $4.7BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.3B to $4.7BMar 31, 2022 to Mar 31, 2023
- RAUM · $2.3B to $4.7BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 32 to 38Nov 8, 2021 to Mar 31, 2022
- Employees · 45 to 52Nov 8, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.4B to $2.3BNov 8, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.4B to $2.3BNov 8, 2021 to Mar 31, 2022
- RAUM · $2.4B to $2.3BNov 8, 2021 to Mar 31, 2022
- Accounts · 7 to 5May 15, 2020 to Mar 31, 2021
- Advisory employees · 26 to 32May 15, 2020 to Mar 31, 2021
- Pooled vehicle clients · 7 to 5May 15, 2020 to Mar 31, 2021
- Employees · 36 to 45May 15, 2020 to Mar 31, 2021
- Private funds · 7 to 5May 15, 2020 to Mar 31, 2021
- Discretionary RAUM · $2.2B to $2.4BMay 15, 2020 to Mar 31, 2021
Signals
6 dated events
- Trivest Investment Advisors, Llc reported RAUM $4.7B, up 101% from $2.3B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Robert Brian Connell (Partner) appeared on Schedule A of Trivest Investment Advisors, LlcMar 31, 2023 · Control person joined · fact
- Ardavan Amir Mirheydar (Partner) appeared on Schedule A of Trivest Investment Advisors, LlcMar 31, 2023 · Control person joined · fact
- H Stephen Reynolds (Partner) appeared on Schedule A of Trivest Investment Advisors, LlcMar 31, 2022 · Control person joined · fact
- Trivest Investment Advisors, Llc reported RAUM $2.2B, up 54% from $1.4B (2019-04-08 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Trivest Investment Advisors, Llc reported RAUM $1.7B, up 77% from $964.2M (2017-03-30 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Trivest Investment Advisors, LLC · Independent Sponsorsshared crd · capital_provider
- Trivest Investment Advisors, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/trivestpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- TRIVEST.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-858-2200reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026