DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• C•••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Feb 13, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$75.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$75.9M as of Mar 30, 2026
Apr 1, 2013$481M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)15 as of Mar 30, 2026
Apr 1, 201330 then
Private funds3 as of Mar 30, 2026
Apr 1, 20132 then
RAUM -53% over the last fiscal year-32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $15.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -53%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$75.9M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• C•••• V•••• I••• L••• | Private Equity Fund | $112M | 44 | Mar 31, 2015 |
| S•••••••• C•••• V•••• I•• L••• | Private Equity Fund | $87.4M | 36 | Feb 13, 2012 |
| S•••••••• I•• C••••••••• L••• | Private Equity Fund | $19.4M | 18 | Mar 30, 2016 |
| S•••••••• C•••• V•••• I• L••• | Private Equity Fund | $0 | 0 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Z••••• X•••••• · Co-Founder & Managing Partnercontrolsince 05/2004 · owns 50% to 75%
- F•••••• B•••••••• W• · Shareholdersince 05/2004 · owns 25% to 50%
- Y•••• L•••• · Shareholdersince 04/2006 · owns less than 5%
Entity owners
- G•••• G•• · Chief Financial Officerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•••••••• L•••••••• I••••••••• C••• L•••investment advisern
- G•••••••• S•••••••• C•••••• M••••••••• C••• L••pooled vehicle sponsory
- L•••••••• •••••••• I••••••••• C••• L•••investment advisery
Offices
Schedule D 1.F, the 25 largest
- Beijing, China1 employees
What changed
consecutive filings, newest first
- Advisory employees · 11 to 5Mar 31, 2025 to Mar 30, 2026
- Employees · 20 to 15Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $163M to $75.9MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $163M to $75.9MMar 31, 2025 to Mar 30, 2026
- RAUM · $163M to $75.9MMar 31, 2025 to Mar 30, 2026
- Accounts · 6 to 5Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 5Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- HQ state · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 4 to 3Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $203M to $163MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $203M to $163MMar 28, 2024 to Mar 31, 2025
- RAUM · $203M to $163MMar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $245M to $203MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $245M to $203MMar 31, 2023 to Mar 28, 2024
- RAUM · $245M to $203MMar 31, 2023 to Mar 28, 2024
- Assets in custody · 63399.0 to unsetMar 31, 2022 to Mar 31, 2023
- Custody of client assets · true to falseMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $323M to $245MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $323M to $245MMar 31, 2022 to Mar 31, 2023
- RAUM · $323M to $245MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 12 to 11Apr 7, 2021 to Mar 31, 2022
- Assets in custody · $429M to $63,399Apr 7, 2021 to Mar 31, 2022
- Employees · 27 to 20Apr 7, 2021 to Mar 31, 2022
- Discretionary RAUM · $429M to $323MApr 7, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $429M to $323MApr 7, 2021 to Mar 31, 2022
- RAUM · $429M to $323MApr 7, 2021 to Mar 31, 2022
- Related adviser · false to trueApr 7, 2021 to Mar 31, 2022
- Advisory employees · 15 to 12Apr 3, 2020 to Apr 7, 2021
- Assets in custody · $546M to $429MApr 3, 2020 to Apr 7, 2021
- Employees · 34 to 27Apr 3, 2020 to Apr 7, 2021
- Discretionary RAUM · $546M to $429MApr 3, 2020 to Apr 7, 2021
- Pooled vehicle RAUM · $546M to $429MApr 3, 2020 to Apr 7, 2021
- RAUM · $546M to $429MApr 3, 2020 to Apr 7, 2021
- Advisory employees · 21 to 15Apr 2, 2019 to Apr 3, 2020
- Assets in custody · $700M to $546MApr 2, 2019 to Apr 3, 2020
- Employees · 39 to 34Apr 2, 2019 to Apr 3, 2020
- Discretionary RAUM · $700M to $546MApr 2, 2019 to Apr 3, 2020
- Pooled vehicle RAUM · $700M to $546MApr 2, 2019 to Apr 3, 2020
- RAUM · $700M to $546MApr 2, 2019 to Apr 3, 2020
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- S•••••••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- s••••••••.c••.cnreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +86(20) 8560-6988reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026