DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Morgenthaler Management Corporation
Latest filing May 14, 2024
First filing on the tape Feb 13, 2012 · 20 filings
SEC status approved since Mar 2, 2012
RAUM
$107M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$107M gross assets
History
20 filings and snapshots on the tape
RAUM$107M as of Mar 26, 2024
Apr 1, 2013$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2024
Apr 1, 20130 then
Employees (5.A)14 as of Mar 26, 2024
Apr 1, 201328 then
Private funds3 as of Mar 26, 2024
Apr 1, 20135 then
RAUM -39% over the last fiscal year-30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 14, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $35.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$107M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Morgenthaler Partners Viii, L.P. | Private Equity Fund | $57.2M | 52 | Feb 13, 2012 |
| Morgenthaler Venture Partners Ix, L.P. | Venture Capital Fund | $37.9M | 54 | Feb 13, 2012 |
| Morgenthaler Partners Vii, L.P. | Private Equity Fund | $11.6M | 88 | Feb 13, 2012 |
| Morgenthaler Venture Partners V, L.P.no longer reported | Venture Capital Fund | $881,810 | 41 | Feb 13, 2012 |
| Morgenthaler Partners Vi, L.P.no longer reported | Private Equity Fund | $0 | 78 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Caldwell Robert Bellas · Morgenthaler Management Corporation Shareholder, Partnercontrolsince 06/2009 · owns 10% to 25%
- John Travis Boettner · Chief Financial Officer & Ccocontrolsince 10/2015 · owns less than 5%
- Earl Ralph Christoffersen · Morgenthaler Management Corporation Shareholder, Partnercontrolsince 06/2009 · owns 5% to 10%
- Robert Gary Little · Morgenthaler Management Corporation Shareholder, Partner, Directorcontrolsince 06/2009 · owns 10% to 25%
- Donald John Lutsi · Morgenthaler Management Corporation Shareholder, Partner Emerituscontrolsince 06/2009 · owns 10% to 25%
- Ann Rebecca Lynn · Morgenthaler Management Corporation Shareholder, Partnercontrolsince 09/2010 · owns less than 5%
- Jordan Gary Morgenthaler · Morgenthaler Management Corporation Shareholder, Partnercontrolsince 06/2009 · owns 10% to 25%
- Davidson Robert Pavey · Morgenthaler Management Corporation Shareholder, Partnercontrolsince 05/1981 · owns 10% to 25%
- Albert Henry Plain · Morgenthaler Management Corporation Shareholder & Partner, Directorcontrolsince 09/2010 · owns 5% to 10%
- Gress Peter Taft · Morgenthaler Management Corporation Shareholder, Partner, Directorcontrolsince 06/2009 · owns 5% to 10%
Related persons
Schedule D 7.A
- Canvas Venturesinvestment advisern
- Morgenthaler Advisors Ix LLCinvestment advisern
- Morgenthaler Management Partners Ix LLCpooled vehicle sponsorn
- Morgenthaler Management Partners Vi LLCpooled vehicle sponsorn
- Morgenthaler Management Partners Vii LLCpooled vehicle sponsorn
- Morgenthaler Management Partners Viii LLCpooled vehicle sponsorn
- Mpe Partnersinvestment advisernRAUM $1.4B
Advisers that list Morgenthaler Management Corporation as a related person
- 281787 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $176M to $107MMar 31, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $176M to $107MMar 31, 2023 to Mar 26, 2024
- RAUM · $176M to $107MMar 31, 2023 to Mar 26, 2024
- Other offices · 3 to 0Mar 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $228M to $176MMar 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $228M to $176MMar 28, 2022 to Mar 31, 2023
- RAUM · $228M to $176MMar 28, 2022 to Mar 31, 2023
- Custody of client assets · true to falseNov 12, 2021 to Mar 28, 2022
- Discretionary RAUM · $307M to $228MNov 12, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $307M to $228MNov 12, 2021 to Mar 28, 2022
- RAUM · $307M to $228MNov 12, 2021 to Mar 28, 2022
- Discretionary RAUM · $382M to $307MMar 27, 2020 to Mar 24, 2021
- Pooled vehicle RAUM · $382M to $307MMar 27, 2020 to Mar 24, 2021
- RAUM · $382M to $307MMar 27, 2020 to Mar 24, 2021
- Employees · 15 to 14Mar 28, 2019 to Mar 27, 2020
- Other offices · 2 to 3Mar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $405M to $382MMar 28, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $405M to $382MMar 28, 2019 to Mar 27, 2020
- RAUM · $405M to $382MMar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $528M to $405MMar 29, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $528M to $405MMar 29, 2018 to Mar 28, 2019
- RAUM · $528M to $405MMar 29, 2018 to Mar 28, 2019
- Accounts · 4 to 3Mar 31, 2017 to Mar 29, 2018
- Advisory employees · 13 to 9Mar 31, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 3.0Mar 31, 2017 to Mar 29, 2018
- Assets in custody · $777M to $0Mar 31, 2017 to Mar 29, 2018
- Employees · 21 to 15Mar 31, 2017 to Mar 29, 2018
- Other offices · unset to 2.0Mar 31, 2017 to Mar 29, 2018
- Private funds · 4 to 3Mar 31, 2017 to Mar 29, 2018
- Discretionary RAUM · $793M to $528MMar 31, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 527838945.0Mar 31, 2017 to Mar 29, 2018
- RAUM · $793M to $528MMar 31, 2017 to Mar 29, 2018
- Advisory employees · 16 to 13Apr 29, 2016 to Mar 31, 2017
- Assets in custody · $1.0B to $777MApr 29, 2016 to Mar 31, 2017
- Employees · 22 to 21Apr 29, 2016 to Mar 31, 2017
- Discretionary RAUM · $1.0B to $793MApr 29, 2016 to Mar 31, 2017
- RAUM · $1.0B to $793MApr 29, 2016 to Mar 31, 2017
- Assets in custody · $1.0B to $1.0BMar 30, 2016 to Apr 29, 2016
- Discretionary RAUM · $1.0B to $1.0BMar 30, 2016 to Apr 29, 2016
- RAUM · $1.0B to $1.0BMar 30, 2016 to Apr 29, 2016
Signals
2 dated events
- Morgenthaler Management Corporation no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $106.7M)May 2, 2025 · Left the SEC roster · derived
- Morgenthaler Management Corporation reported RAUM $527.8M, down 33% from $792.7M (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Morgenthaler Management Corporation · Independent Sponsorsshared crd · capital_provider
- Morgenthaler Management Corporation · Private Equityshared crd · organization
- Morgenthaler Management Corporation · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/MORGENTHALERreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MORGENTHALER.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026