DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
H••• R••• C•••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 18 filings
SEC status approved since Mar 26, 2012
RAUM
$86.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$86.6M as of Mar 31, 2026
Mar 13, 2013$167M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 13, 20130 then
Employees (5.A)5 as of Mar 31, 2026
Mar 13, 201312 then
Private funds1 as of Mar 31, 2026
Mar 13, 20131 then
RAUM -55% over the last fiscal year-27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $86.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -55%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $75.7M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$86.6M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $75.7M for 1 clientsreported
- Compensation
- performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••• R••• C•••••• P••••••• F••• I•• L• | Private Equity Fund | $170M | 28 | Mar 21, 2014 |
| H••• R••• C•••••• P••••••• F••• I• L• | Private Equity Fund | $3.5M | 17 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• R•••••• J••••• · Managing Member, Managing Partner And Ccocontrolsince 11/2006 · owns 75% or more
Related persons
Schedule D 7.A
- H••• R••• A••••••••• I• L••investment adviserpooled vehicle sponsorn
- H••• R••• A••••••••• I•• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $175M to $75.7MMar 31, 2025 to Mar 31, 2026
- Private funds · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $191M to $86.6MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $191M to $86.6MMar 31, 2025 to Mar 31, 2026
- RAUM · $191M to $86.6MMar 31, 2025 to Mar 31, 2026
- Assets in custody · $173M to $175MMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- HQ city · unset to Mar 29, 2024 to Mar 31, 2025
- HQ state · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $206M to $191MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $206M to $191MMar 29, 2024 to Mar 31, 2025
- RAUM · $206M to $191MMar 29, 2024 to Mar 31, 2025
- Assets in custody · $171M to $173MMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $222M to $206MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $222M to $206MMar 31, 2023 to Mar 29, 2024
- RAUM · $222M to $206MMar 31, 2023 to Mar 29, 2024
- Assets in custody · $265M to $171MOct 5, 2022 to Mar 31, 2023
- Other offices · 2 to 3Oct 5, 2022 to Mar 31, 2023
- Discretionary RAUM · $334M to $222MOct 5, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $334M to $222MOct 5, 2022 to Mar 31, 2023
- RAUM · $334M to $222MOct 5, 2022 to Mar 31, 2023
- Advisory employees · 9 to 4Sep 3, 2021 to Mar 28, 2022
- Assets in custody · $318M to $265MSep 3, 2021 to Mar 28, 2022
- Employees · 11 to 5Sep 3, 2021 to Mar 28, 2022
- Other offices · 3 to 2Sep 3, 2021 to Mar 28, 2022
- Discretionary RAUM · $391M to $334MSep 3, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $391M to $334MSep 3, 2021 to Mar 28, 2022
- RAUM · $391M to $334MSep 3, 2021 to Mar 28, 2022
- Advisory employees · 15 to 9Mar 26, 2020 to Mar 25, 2021
- Assets in custody · $295M to $318MMar 26, 2020 to Mar 25, 2021
- Employees · 19 to 11Mar 26, 2020 to Mar 25, 2021
- HQ city · NEW YORK to unsetMar 26, 2020 to Mar 25, 2021
- HQ state · NY to unsetMar 26, 2020 to Mar 25, 2021
- Other offices · 0 to 3Mar 26, 2020 to Mar 25, 2021
- Discretionary RAUM · $370M to $391MMar 26, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $370M to $391MMar 26, 2020 to Mar 25, 2021
- RAUM · $370M to $391MMar 26, 2020 to Mar 25, 2021
- Related adviser · false to trueMar 26, 2020 to Mar 25, 2021
Signals
5 dated events
- H••• R••• C•••••• P•••••••• L•• no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $86.6M)Jul 1, 2026 · Left the SEC roster · derived
- H••• R••• C•••••• P•••••••• L•• reported RAUM $86.6M, down 55% from $191.3M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- H••• R••• C•••••• P•••••••• L•• reported RAUM $222.0M, down 33% from $333.6M (2022-10-05 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Devan Ivane Chou (Elected Manager, Cfo, And Cco) no longer on Schedule A of H••• R••• C•••••• P•••••••• L•• (listed 2021-03-25, absent 2021-09-03)Sep 3, 2021 · Control person left · inference
- H••• R••• C•••••• P•••••••• L•• reported RAUM $369.9M, down 26% from $502.4M (2019-03-31 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- H••• R••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/high-road-capital-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H•••R•••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026