DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• C•••••• M••••••••• L•
Latest filing Sep 8, 2026
First filing on the tape Feb 14, 2012 · 30 filings
SEC status approved since Mar 30, 2012
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.5B as of Mar 23, 2026
Mar 21, 2013$471M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 21, 20130 then
Employees (5.A)20 as of Mar 23, 2026
Mar 21, 20134 then
Private funds8 as of Mar 23, 2026
Mar 27, 20153 then
RAUM -13% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $209MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.0B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 12reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• O••••••••• F••• I• M••••• ••••••• L• | Hedge Fund | $1.1B | 24 | Aug 24, 2021 |
| A••••••• O••••••••• F••• I•• M••••• ••••••• L• | Hedge Fund | $726M | 16 | Feb 15, 2017 |
| A••••••• O••••••••• F••• I•• L• | Hedge Fund | $289M | 25 | Feb 15, 2017 |
| A••••••• O••••••••• F••• I• M••••• ••••••• L• | Hedge Fund | $249M | 21 | Mar 27, 2015 |
| A••••••• O••••••••• F••• I• L• | Hedge Fund | $193M | 5 | Aug 24, 2021 |
| A••••••• O••••••••• F••• I• L• | Hedge Fund | $153M | 32 | Mar 27, 2015 |
| A••••••• O••••••••• I• C•••••••• A• L• | Private Equity Fund | $102M | 1 | Aug 24, 2021 |
| A••••••• O••••••••• F••• I••• M••••• L• | Hedge Fund | $46.1M | 2 | Mar 27, 2015 |
| A••••••• H••••••••• S•••••••• I••••• • G••••• I•• L••no longer reported | Hedge Fund | $3.1M | 1 | May 22, 2017 |
Owners and control persons
Schedule A and B, latest filing
- A••••• R••••••• J•••••• · Vice Presidentcontrolsince 11/2020 · owns less than 5%
- F••••••• J••••••• A•••• · Presidentcontrolsince 01/2015 · owns 75% or more
- H••••• A•••••• C••••• · Chief Compliance Officercontrolsince 07/2013 · owns less than 5%
- P•••• C•••••••• A••• · Vice President And Assistant Secretarycontrolsince 01/2015 · owns less than 5%
- S•••••• E•••• M•••••• · Senior Vice Presidentcontrolsince 07/2024 · owns less than 5%
- F••••••• J••••••• A•••• · Managing Membercontrolsince 09/2014 · owns 75% or more of A••••••• C•••••• H•••••••• L••
Entity owners
- A••••••• C•••••• H•••••••• L•• · General Partnerdirect · owns less than 5%
- N• A••••••••• G• H••••••• L•• · Partnerindirect · owns 75% or more of N• A•••••••• H•••••••• L•
- N• A••••••••• H••••••• L•• · Memberindirect · owns 75% or more of N• A••••••••• G• H••••••• L••
- N••• A••••••••• L•• · Memberindirect · owns 75% or more of N•••••••• B••••• G•••• L••
- N•••••••• B••••• G•••• L•• · Memberindirect · owns 75% or more of N• A••••••••• H••••••• L••
- N• A•••••••• H•••••••• L• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A••••••• O••••••••• A••••••••• C•••••••• L••investment adviserbankpooled vehicle sponsorn
- A••••••• O••••••••• A••••••••• I• L•investment adviserbankpooled vehicle sponsorn
- A••••••• O••••••••• A••••••••• I•• L•investment adviserbankpooled vehicle sponsorn
- A••••••• O••••••••• A••••••••• I• C•••••••• L••investment adviserbankpooled vehicle sponsorn
- A••••••• O••••••••• A••••••••• I• L•investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 23, 2026 to Sep 8, 2026
- Private funds · 8 to unsetMar 23, 2026 to Sep 8, 2026
- Succession · false to unsetMar 23, 2026 to Sep 8, 2026
- Advisory employees · 14 to 11Nov 17, 2025 to Mar 23, 2026
- Assets in custody · $1.4B to $1.0BNov 17, 2025 to Mar 23, 2026
- Employees · 24 to 20Nov 17, 2025 to Mar 23, 2026
- Discretionary RAUM · $2.9B to $2.5BNov 17, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $2.9B to $2.5BNov 17, 2025 to Mar 23, 2026
- RAUM · $2.9B to $2.5BNov 17, 2025 to Mar 23, 2026
- Assets in custody · $1.5B to $1.4BSep 10, 2024 to Mar 25, 2025
- Financial planning clients · unset to Sep 10, 2024 to Mar 25, 2025
- Discretionary RAUM · $2.9B to $2.9BSep 10, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $2.9B to $2.9BSep 10, 2024 to Mar 25, 2025
- RAUM · $2.9B to $2.9BSep 10, 2024 to Mar 25, 2025
- Accounts · 13 to 12Apr 13, 2023 to Mar 22, 2024
- Advisory employees · 12 to 14Apr 13, 2023 to Mar 22, 2024
- Pooled vehicle clients · 13 to 12Apr 13, 2023 to Mar 22, 2024
- Assets in custody · $1.5B to $1.5BApr 13, 2023 to Mar 22, 2024
- Employees · 22 to 24Apr 13, 2023 to Mar 22, 2024
- Private funds · 9 to 8Apr 13, 2023 to Mar 22, 2024
- Discretionary RAUM · $3.6B to $2.9BApr 13, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $3.6B to $2.9BApr 13, 2023 to Mar 22, 2024
- RAUM · $3.6B to $2.9BApr 13, 2023 to Mar 22, 2024
- Advisory employees · 14 to 12Jan 9, 2023 to Mar 30, 2023
- Assets in custody · $1.5B to $1.5BJan 9, 2023 to Mar 30, 2023
- Employees · 24 to 22Jan 9, 2023 to Mar 30, 2023
- Discretionary RAUM · $4.0B to $3.6BJan 9, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $4.0B to $3.6BJan 9, 2023 to Mar 30, 2023
- RAUM · $4.0B to $3.6BJan 9, 2023 to Mar 30, 2023
- Accounts · 11 to 13Aug 24, 2021 to Mar 30, 2022
- Advisory employees · 12 to 14Aug 24, 2021 to Mar 30, 2022
- Pooled vehicle clients · 11 to 13Aug 24, 2021 to Mar 30, 2022
- Assets in custody · $1.9B to $1.5BAug 24, 2021 to Mar 30, 2022
- Employees · 22 to 24Aug 24, 2021 to Mar 30, 2022
- Discretionary RAUM · $3.2B to $4.0BAug 24, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $3.2B to $4.0BAug 24, 2021 to Mar 30, 2022
- RAUM · $3.2B to $4.0BAug 24, 2021 to Mar 30, 2022
- Private funds · 6 to 9Mar 31, 2021 to Aug 24, 2021
- Advisory employees · 15 to 12Mar 28, 2020 to Mar 31, 2021
- Assets in custody · $1.3B to $1.9BMar 28, 2020 to Mar 31, 2021
Signals
6 dated events
- David Jeremy Lack (Member) no longer on Schedule A of A••••••• C•••••• M••••••••• L• (listed 2024-07-26, absent 2024-09-10)Sep 10, 2024 · Control person left · inference
- Anthony Paul Wakefield (Senior Vice President) no longer on Schedule A of A••••••• C•••••• M••••••••• L• (listed 2024-03-22, absent 2024-07-26)Jul 26, 2024 · Control person left · inference
- Mydland Elin Strong (Vice President) appeared on Schedule A of A••••••• C•••••• M••••••••• L•Mar 22, 2024 · Control person joined · fact
- A••••••• C•••••• M••••••••• L• reported RAUM $4.0B, up 25% from $3.2B (2021-08-24 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- J Rashida Adams (Vice President) appeared on Schedule A of A••••••• C•••••• M••••••••• L•Mar 31, 2021 · Control person joined · fact
- A••••••• C•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Feb 9, 2015 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- A••••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- A••••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/athyrium-capital-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-402-6925reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026