DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••

Asset manager (funds and pooled vehicles)Washington, District of ColumbiaCRD 161539SEC 801-74158website IAPD

Legal name S•••• E••••••••• A••••••••• F••••

Latest filing Mar 30, 2026

First filing on the tape Feb 14, 2012 · 30 filings

SEC status approved since Mar 30, 2012

RAUM

$187M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

40 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

30 filings and snapshots on the tape

RAUM$187M as of Mar 30, 2026

Apr 1, 2013$404M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Apr 1, 20130 then

Employees (5.A)51 as of Mar 30, 2026

Apr 1, 2013145 then

Private funds11 as of Mar 30, 2026

Apr 1, 201319 then

RAUM -6.5% over the last fiscal year+16% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $18.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived10 offices incl. principal (1.F.5)
RAUM growth, one year: -6.5%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, educational seminarsreportedItem 5.G
Custody: $73.4M, 9 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$187M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 10reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $73.4M for 9 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

38 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••• C•••••••• S•• G••••• I••••••••• L•••	Private Equity Fund	$36.5M	7	Mar 30, 2020
S••• C•••••••• S•• I••••••••• L•	Private Equity Fund	$22.1M	3	Mar 31, 2022
S••• C••••••• G••••• F••• L•••	Private Equity Fund	$20.3M	6	Apr 1, 2013
S••• M•••••• G••••• F•••no longer reported	Private Equity Fund	$19.4M	7	Mar 28, 2019
W••• V•••••• C•••••• S•••	Private Equity Fund	$18.0M	5	Mar 31, 2023
A••••••••• F•••••• L••no longer reported	Private Equity Fund	$17.3M	1	Mar 29, 2018
S••• B••••••••• V••••••• L••	Private Equity Fund	$10.3M	3	Mar 29, 2018
F•••• L•••• P•••no longer reported	Private Equity Fund	$7.4M	7	Feb 14, 2012
L•••• G••••• F••• L••••••no longer reported	Private Equity Fund	$7.0M	3	Feb 14, 2012
S••• B••••••••• V••••••• L•••	Private Equity Fund	$4.0M	2	Mar 29, 2018
F•••• T••••••••• P•••no longer reported	Private Equity Fund	$3.5M	6	Feb 14, 2012
F•••• T••••••••• C•••••••no longer reported	Private Equity Fund	$3.0M	11	Feb 14, 2012
F•••• D• C•••••• P•••••• A••••••••• C••••••• D• S•••	Private Equity Fund	$2.8M	6	Mar 31, 2017
S••• C••••••• A••••••••• F••• L••	Private Equity Fund	$2.8M	4	Mar 31, 2023
S••• C••••••• G••••• G••••• L••• E•••••••• L••• F•••••• L••no longer reported	Other Private Fund	$2.8M	1	Mar 30, 2021
S••• S•••• B••••• F••• B•••	Private Equity Fund	$2.2M	5	Feb 14, 2012
S••• S••••• I••••• F••• B•	Private Equity Fund	$2.0M	2	Mar 31, 2015
S••• S••••• V•••••• F••• F••• L•	Private Equity Fund	$1.3M	5	Mar 30, 2016
S••• C••••••• G••••• E•••••••• S••••••••• L••• F••••••• L••no longer reported	Other Private Fund	$598,896	1	Mar 30, 2021
S••• B••• W••••• G••••• F••• L••••••no longer reported	Private Equity Fund	$413,547	1	Feb 14, 2012
S••• M•••••••• I• F••• L•	Private Equity Fund	$402,391	1	Mar 31, 2015
G•••••• R••••••• D••••••••• F••• L••no longer reported	Private Equity Fund	$329,625	1	Feb 14, 2012
T••••••••• E•••• S•••• E••••• F••• L••no longer reported	Private Equity Fund	$227,535	4	Feb 14, 2012
S••• I•••• A••••••••• F•••no longer reported	Private Equity Fund	$180,424	7	Feb 14, 2012
S••••••••• L••no longer reported	Private Equity Fund	$127,033	2	Feb 14, 2012
S••• I•••• A••••••••• I••••••••• F•••no longer reported	Private Equity Fund	$100,765	8	Feb 14, 2012
S••• C•••••• A•• E•••••• E••••• G••••• F••• L••no longer reported	Private Equity Fund	$56,965	1	Feb 14, 2012
S••• G••••• S•• F••••••• L••no longer reported	Private Equity Fund	$13,542	1	Mar 28, 2019
S••••••••• L••no longer reported	Private Equity Fund	$10,000	2	Feb 14, 2012
S••• C••••••• G••••• F••• C•	Private Equity Fund	$4,882	6	Mar 28, 2019
S••• C••••••• G••••• F••• C•••	Private Equity Fund	$3,980	6	Mar 28, 2019
S••• S•••••• S•• I••••••••• F••• L••	Private Equity Fund	$174	1	Feb 14, 2012
S••• T••••••••• F••• L••no longer reported	Private Equity Fund	$0	2	Feb 14, 2012
C•••••• A••• S•••• E••••••••• F••• L•• • N•• S•••••no longer reported	Private Equity Fund	$0	2	Feb 14, 2012
S••• S••••• I••••• F••• B•no longer reported	Private Equity Fund	$0	2	Mar 31, 2017
S••• T••••••••• B••••••• F••• L••no longer reported	Private Equity Fund	$0	2	Feb 14, 2012
S••• C••••••• A••••••••• F•••no longer reported	Private Equity Fund	$0	1	Mar 31, 2017
C•••••• A••• S•••• E••••••••• F••• L•• • S••••• A• S•••••no longer reported	Private Equity Fund	$0	2	Feb 14, 2012

Owners and control persons

Schedule A and B, latest filing

C•••••• J••• G•••••••• · Directorcontrol
since 03/2022 · owns less than 5%
H••••• J•••• · Director, Chairmancontrol
since 11/2015 · owns less than 5%
M•••••••• A•••••••• · Directorcontrol
since 06/2020 · owns less than 5%
M•••••• T•••••• J••• · Director, Presidentcontrol
since 03/2022 · owns less than 5%
P••••••••• C•••••••• · Directorcontrol
since 01/2021 · owns less than 5%
S•••••• Y••••• · Directorcontrol
since 01/2020 · owns less than 5%
S••••••• P••• · Director, Ceo, Chief Compliance Officercontrol
since 03/2022 · owns less than 5%
V•• D•• V••••• H•••••••• J•• · Directorcontrol
since 01/1995 · owns less than 5%
W•••• T••••• E• · Directorcontrol
since 06/2021 · owns less than 5%
Z•••••••• P••••• J••••• · Director
since 06/2023 · owns less than 5%

Entity owners

S•••• E••••••••• A••••••••• F•••• · Owner (See Schedule R For L•••••• Exceptions To Relying Advisers)
direct · owns 75% or more

Related persons

Schedule D 7.A

S••• A••••••• S••••••• B•
investment advisery

Offices

Schedule D 1.F, the 25 largest

Tbilisi, Georgia/Gruzinskaya4 employees
Mohakhali Ca Dhaka, Bangladesh4 employees
1000 Skopje, North Macedonia3 employees
11000 Belgrade, Serbia3 employees
Kingston, Jamaica2 employees
, 2 employees
Tallinn, Estonia1 employees
Amsterdam, Netherlands1 employees

What changed

consecutive filings, newest first

Accounts · 12 to 10
May 22, 2025 to Mar 30, 2026
Pooled vehicle clients · 15 to 10
May 22, 2025 to Mar 30, 2026
Assets in custody · $145M to $73.4M
May 22, 2025 to Mar 30, 2026
Private funds · 15 to 11
May 22, 2025 to Mar 30, 2026
Discretionary RAUM · $200M to $187M
May 22, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $200M to $187M
May 22, 2025 to Mar 30, 2026
RAUM · $200M to $187M
May 22, 2025 to Mar 30, 2026
Financial planning clients · unset to
Mar 30, 2025 to May 22, 2025
Accounts · 15 to 12
Oct 28, 2024 to Mar 30, 2025
Advisory employees · 43 to 40
Oct 28, 2024 to Mar 30, 2025
Assets in custody · $109M to $145M
Oct 28, 2024 to Mar 30, 2025
Employees · 55 to 51
Oct 28, 2024 to Mar 30, 2025
Other offices · 8 to 9
Oct 28, 2024 to Mar 30, 2025
Discretionary RAUM · $112M to $200M
Oct 28, 2024 to Mar 30, 2025
Pooled vehicle RAUM · $112M to $200M
Oct 28, 2024 to Mar 30, 2025
RAUM · $112M to $200M
Oct 28, 2024 to Mar 30, 2025
Assets in custody · $117M to $109M
Jun 24, 2023 to Apr 18, 2024
Employees · 48 to 55
Jun 24, 2023 to Apr 18, 2024
Discretionary RAUM · $120M to $112M
Jun 24, 2023 to Apr 18, 2024
Pooled vehicle RAUM · $120M to $112M
Jun 24, 2023 to Apr 18, 2024
RAUM · $120M to $112M
Jun 24, 2023 to Apr 18, 2024
Accounts · 16 to 15
Mar 31, 2022 to Mar 31, 2023
Advisory employees · 46 to 43
Mar 31, 2022 to Mar 31, 2023
Pooled vehicle clients · 16 to 15
Mar 31, 2022 to Mar 31, 2023
Assets in custody · $259M to $117M
Mar 31, 2022 to Mar 31, 2023
Employees · 102 to 48
Mar 31, 2022 to Mar 31, 2023
Other offices · 12 to 8
Mar 31, 2022 to Mar 31, 2023
Private funds · 16 to 15
Mar 31, 2022 to Mar 31, 2023
Discretionary RAUM · $117M to $120M
Mar 31, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $117M to $120M
Mar 31, 2022 to Mar 31, 2023
RAUM · $117M to $120M
Mar 31, 2022 to Mar 31, 2023
Accounts · 19 to 16
Nov 3, 2021 to Mar 31, 2022
Advisory employees · 72 to 46
Nov 3, 2021 to Mar 31, 2022
Pooled vehicle clients · 19 to 16
Nov 3, 2021 to Mar 31, 2022
Employees · 151 to 102
Nov 3, 2021 to Mar 31, 2022
Other offices · 18 to 12
Nov 3, 2021 to Mar 31, 2022
Private funds · 19 to 16
Nov 3, 2021 to Mar 31, 2022
Discretionary RAUM · $116M to $117M
Nov 3, 2021 to Mar 31, 2022
Non-discretionary RAUM · $13,542 to $0
Nov 3, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $116M to $117M
Nov 3, 2021 to Mar 31, 2022

Signals

24 dated events

David Arthur Pasternak (N/A) no longer on Schedule A of Seaf (listed 2023-06-24, absent 2024-04-18)
Apr 18, 2024 · Control person left · inference
Rolando Oscar Castaneda (Director) no longer on Schedule A of Seaf (listed 2023-06-24, absent 2024-04-18)
Apr 18, 2024 · Control person left · inference
G•••••••• Jan C••••• (Director) appeared on Schedule A of Seaf
Apr 18, 2024 · Control person joined · fact
Rachel Katherine Lahnstein (General Counsel And Chief Compliance Officer) no longer on Schedule A of Seaf (listed 2023-03-31, absent 2023-06-24)
Jun 24, 2023 · Control person left · inference
John Thomas Monaco (Director, President) appeared on Schedule A of Seaf
Mar 31, 2023 · Control person joined · fact
Paul Sheehan (Director, Ceo) appeared on Schedule A of Seaf
Mar 31, 2023 · Control person joined · fact
Agnes D••••••• (Director, Ceo) no longer on Schedule A of Seaf (listed 2022-03-31, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
Piorkowski Christine Barth (Director, Interim Cfo) no longer on Schedule A of Seaf (listed 2022-03-31, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
Rolando Oscar Castaneda (Director) appeared on Schedule A of Seaf
Mar 31, 2022 · Control person joined · fact
Christine Phillpotts (Director) appeared on Schedule A of Seaf
Mar 31, 2022 · Control person joined · fact
Piorkowski Christine Barth (Director, Interim Cfo) appeared on Schedule A of Seaf
Mar 31, 2022 · Control person joined · fact
E Terry Wyer (Director) appeared on Schedule A of Seaf
Mar 31, 2022 · Control person joined · fact
Seaf reported 12 offices beyond its principal office, down from 18 (2021-11-03 to 2022-03-31)
Mar 31, 2022 · Office count change · derived
(Nmn) Donald Lubreski (Chief Financial Officer) no longer on Schedule A of Seaf (listed 2021-11-03, absent 2022-03-31)
Mar 31, 2022 · Control person left · inference
Seaf reported RAUM $116.2M, down 55% from $258.6M (2021-03-30 to 2021-09-03)
Sep 3, 2021 · RAUM change · derived
Ubaldo Pierre Ferarri (Board Of Directors) no longer on Schedule A of Seaf (listed 2020-12-15, absent 2021-03-30)
Mar 30, 2021 · Control person left · inference
Alan Michael Levett (Board Of Directors) no longer on Schedule A of Seaf (listed 2020-12-15, absent 2021-03-30)
Mar 30, 2021 · Control person left · inference
Lyle David Mathewson (Director And President) no longer on Schedule A of Seaf (listed 2020-12-15, absent 2021-03-30)
Mar 30, 2021 · Control person left · inference
Alphonsus Marcelis (Board Of Directors) appeared on Schedule A of Seaf
Mar 30, 2021 · Control person joined · fact
Y••••• S••••• (Board Of Directors) appeared on Schedule A of Seaf
Mar 30, 2021 · Control person joined · fact
Sofia Camila Lorca (Controller) no longer on Schedule A of Seaf (listed 2019-03-28, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
Agnes D••••••• (Director) appeared on Schedule A of Seaf
Mar 28, 2019 · Control person joined · fact
Seaf reported 23 offices beyond its principal office, up from 16 (2018-03-29 to 2019-03-28)
Mar 28, 2019 · Office count change · derived
Seaf reported RAUM $410.1M, up 86% from $220.9M (2017-07-19 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

Seaf · Independent Sponsors
shared crd · capital_provider
Seaf · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/microvestreportedpublic record, Form ADV, Sep 18, 2026
Firm profile: linkedin.com/company/seafreportedpublic record, Form ADV, Sep 18, 2026
Website: microvest.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 202-450-1630reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026