DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jul 31, 2012 · 27 filings
SEC status approved since Sep 19, 2012
RAUM
$5.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$5.8B as of Mar 30, 2026
Mar 28, 2013$125M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)14 as of Mar 30, 2026
Mar 28, 20135 then
Private funds1 as of Mar 30, 2026
Mar 28, 20131 then
RAUM +41% over the last fiscal year+49% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.9BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.2B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.2B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.89 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••••• C••••• F••• L• | Hedge Fund | $2.5B | 288 | Jul 31, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• B••••• D••••••• · Managing Member, Class Acontrolsince 03/2010 · owns 25% to 50%
- D•••••••• D••••• T••••• · Chief Operating Officercontrolsince 08/2018 · owns less than 5%
- G••••••• J••••••• T••••• · Member/Head Of Business Development & Investor Relations, Class Bcontrolsince 06/2017 · owns 10% to 25%
- K••••••• J••••• Y••• · Chief Compliance Officercontrolsince 08/2018 · owns less than 5%
- K•••••••• C••••• M• · Managing Member, Class Acontrolsince 03/2010 · owns 25% to 50%
- R••••••• C••••••••• S••••••• · Chief Financial Officercontrolsince 02/2020 · owns less than 5%
Related persons
Schedule D 7.A
- M••••••••• C•••••• P••••••• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $3.6B to $5.2BMar 28, 2025 to Mar 30, 2026
- Employees · 12 to 14Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.1B to $5.8BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.6B to $5.2BMar 28, 2025 to Mar 30, 2026
- RAUM · $4.1B to $5.8BMar 28, 2025 to Mar 30, 2026
- Assets in custody · $2.5B to $3.6BMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.0B to $4.1BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.5B to $3.6BMar 28, 2024 to Mar 28, 2025
- RAUM · $3.0B to $4.1BMar 28, 2024 to Mar 28, 2025
- Assets in custody · $1.4B to $2.5BMar 30, 2023 to Mar 28, 2024
- Employees · 11 to 12Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.8B to $3.0BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.4B to $2.5BMar 30, 2023 to Mar 28, 2024
- RAUM · $1.8B to $3.0BMar 30, 2023 to Mar 28, 2024
- Assets in custody · $879M to $1.4BMar 31, 2022 to Mar 30, 2023
- Employees · 10 to 11Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.2B to $1.8BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $879M to $1.4BMar 31, 2022 to Mar 30, 2023
- RAUM · $1.2B to $1.8BMar 31, 2022 to Mar 30, 2023
- Accounts · 4 to 3Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $514M to $879MMar 31, 2021 to Mar 31, 2022
- Employees · 8 to 10Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $809M to $1.2BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $514M to $879MMar 31, 2021 to Mar 31, 2022
- RAUM · $809M to $1.2BMar 31, 2021 to Mar 31, 2022
- Accounts · 5 to 4Sep 15, 2020 to Mar 31, 2021
- Assets in custody · $0 to $514MSep 15, 2020 to Mar 31, 2021
- Other offices · 1 to 0Sep 15, 2020 to Mar 31, 2021
- Discretionary RAUM · $515M to $809MSep 15, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $163M to $514MSep 15, 2020 to Mar 31, 2021
- RAUM · $515M to $809MSep 15, 2020 to Mar 31, 2021
- Accounts · 6 to 5Mar 29, 2019 to Mar 30, 2020
- Employees · 7 to 8Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $425M to $515MMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $51.0M to $163MMar 29, 2019 to Mar 30, 2020
- RAUM · $425M to $515MMar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $438M to $425MAug 13, 2018 to Mar 29, 2019
Signals
8 dated events
- M••••••••• C•••••• M••••••••• L•• reported RAUM $5.8B, up 41% from $4.1B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- M••••••••• C•••••• M••••••••• L•• reported RAUM $4.1B, up 39% from $3.0B (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- M••••••••• C•••••• M••••••••• L•• reported RAUM $3.0B, up 67% from $1.8B (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- M••••••••• C•••••• M••••••••• L•• reported RAUM $1.8B, up 49% from $1.2B (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- M••••••••• C•••••• M••••••••• L•• reported RAUM $1.2B, up 47% from $808.7M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- M••••••••• C•••••• M••••••••• L•• reported RAUM $808.7M, up 57% from $515.2M (2020-09-15 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- S••••••• C•••••••• R•••••• (Chief Financial Officer) appeared on Schedule A of M••••••••• C•••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- M••••••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Jul 31, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/millstreet-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (617) 939-0030reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026