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Former SEC-registered adviser

G••••• L•••••• C•••••• P••••••• L••

Former SEC-registered adviserWellington, FloridaCRD 161570SEC 801-79652IAPD
Latest filing Apr 22, 2021
First filing on the tape Apr 17, 2014 · 29 filings
RAUM
$181M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
$181M gross assets
History
29 filings and snapshots on the tape
RAUM$183M as of Jun 15, 2020
Jun 22, 2015$260M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 15, 2020
Jun 22, 20150 then
Employees (5.A)11 as of Jun 15, 2020
Jun 22, 201511 then
Private funds7 as of Jun 15, 2020
Jun 22, 20155 then
RAUM -59% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 22, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$30.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-58%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$181M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$181M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$181M for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      6•••••••Hedge Fund$1.8M38Apr 17, 2014
      G••• S•••• I••••••••• L•••no longer reportedHedge Fund$013Apr 17, 2014
      G••• H••••••• I••••••••• L•••no longer reportedHedge Fund$05Apr 17, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • H••••• M•••• W•••••• B•••• · Chief Executive Officer & Chief Compliance Officercontrol
        since 02/2014 · owns less than 5%
      • S•••••••• M••• · Chief Financial Officercontrol
        since 04/2013 · owns less than 5%
      • H••••• L••••••• N••••••• · Membercontrol
        since 04/2004 · owns 25% to 50% of G••••• L•••••• P••••••• L••
      • H••••• M•••• W•••••• B•••• · Membercontrol
        since 04/2004 · owns 25% to 50% of G••••• L•••••• P••••••• L••
      Entity owners
      • G••••• L•••••• P••••••• L•• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list G••••• L•••••• C•••••• P••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom6 employees
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 6
        Jul 7, 2020 to Apr 22, 2021
      • Pooled vehicle clients · 7 to 6
        Jul 7, 2020 to Apr 22, 2021
      • Assets in custody · $183M to $181M
        Jul 7, 2020 to Apr 22, 2021
      • Private funds · 7 to 6
        Jul 7, 2020 to Apr 22, 2021
      • Discretionary RAUM · $183M to $181M
        Jul 7, 2020 to Apr 22, 2021
      • Pooled vehicle RAUM · $183M to $181M
        Jul 7, 2020 to Apr 22, 2021
      • RAUM · $183M to $181M
        Jul 7, 2020 to Apr 22, 2021
      • HQ city · PALM BEACH to WELLINGTON
        Jul 2, 2020 to Jul 7, 2020
      • Assets in custody · $419M to $183M
        Mar 26, 2020 to Jun 15, 2020
      • Discretionary RAUM · $419M to $183M
        Mar 26, 2020 to Jun 15, 2020
      • Pooled vehicle RAUM · $419M to $183M
        Mar 26, 2020 to Jun 15, 2020
      • RAUM · $419M to $183M
        Mar 26, 2020 to Jun 15, 2020
      • Accounts · 4 to 7
        Jun 20, 2019 to Feb 26, 2020
      • Advisory employees · 10 to 11
        Jun 20, 2019 to Feb 26, 2020
      • BD registered reps · 5 to 4
        Jun 20, 2019 to Feb 26, 2020
      • Pooled vehicle clients · 4 to 7
        Jun 20, 2019 to Feb 26, 2020
      • Assets in custody · $437M to $419M
        Jun 20, 2019 to Feb 26, 2020
      • Employees · 10 to 11
        Jun 20, 2019 to Feb 26, 2020
      • Private funds · 4 to 7
        Jun 20, 2019 to Feb 26, 2020
      • Discretionary RAUM · $437M to $419M
        Jun 20, 2019 to Feb 26, 2020
      • Pooled vehicle RAUM · $437M to $419M
        Jun 20, 2019 to Feb 26, 2020
      • RAUM · $437M to $419M
        Jun 20, 2019 to Feb 26, 2020
      • Advisory employees · 9 to 10
        Jan 7, 2019 to Jun 20, 2019
      • BD registered reps · 4 to 5
        Jan 7, 2019 to Jun 20, 2019
      • Assets in custody · $376M to $437M
        Jan 7, 2019 to Jun 20, 2019
      • Employees · 9 to 10
        Jan 7, 2019 to Jun 20, 2019
      • Discretionary RAUM · $376M to $437M
        Jan 7, 2019 to Jun 20, 2019
      • Pooled vehicle RAUM · $376M to $437M
        Jan 7, 2019 to Jun 20, 2019
      • RAUM · $376M to $437M
        Jan 7, 2019 to Jun 20, 2019
      • Accounts · 5 to 4
        Oct 19, 2018 to Jan 7, 2019
      • Pooled vehicle clients · 5 to 4
        Oct 19, 2018 to Jan 7, 2019
      • Private funds · 5 to 4
        Jul 6, 2018 to Oct 19, 2018
      • Accounts · 6 to 5
        Jul 14, 2017 to Jun 28, 2018
      • Advisory employees · 8 to 9
        Jul 14, 2017 to Jun 28, 2018
      • Charity clients · unset to 0.0
        Jul 14, 2017 to Jun 28, 2018
      • Corporate clients · unset to 0.0
        Jul 14, 2017 to Jun 28, 2018
      • HNW clients · unset to 0.0
        Jul 14, 2017 to Jun 28, 2018
      • Individual clients · unset to 0.0
        Jul 14, 2017 to Jun 28, 2018
      • Pension plan clients · unset to 0.0
        Jul 14, 2017 to Jun 28, 2018
      • Pooled vehicle clients · unset to 5.0
        Jul 14, 2017 to Jun 28, 2018
      Signals
      2 dated events
      • G••••• L•••••• C•••••• P••••••• L•• reported RAUM $182.8M, down 56% from $418.6M (2020-03-26 to 2020-06-15)
        Jun 15, 2020 · RAUM change · derived
      • G••••• L•••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Apr 17, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026