DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 161581SEC 801-74229websiteIAPD
Latest filing Mar 26, 2026
First filing on the tape Feb 15, 2012 · 24 filings
SEC status approved since Mar 29, 2012
RAUM
$671M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$671M as of Mar 26, 2026
Apr 30, 2013$304M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 30, 20130 then
Employees (5.A)10 as of Mar 26, 2026
Apr 30, 201312 then
Private funds4 as of Mar 26, 2026
Apr 30, 20137 then
RAUM +11% over the last fiscal year+0.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$168MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$671M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      9 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•••• C•••••• P••••••• I••• L•••Private Equity Fund$332M99Apr 30, 2013
      S•••• C•••••• P••••••• I•• L•••Private Equity Fund$197M67Mar 26, 2020
      S•••• I•• C••••••••• L••Private Equity Fund$6.5M11Apr 30, 2013
      S•••• I• C••••••••• L••Private Equity Fund$5.3M12Mar 26, 2020
      S•••• C•••••• P••••••• I•• L•no longer reportedPrivate Equity Fund$322,26095Feb 15, 2012
      S•••• I• C••••••••• L••no longer reportedPrivate Equity Fund$23,49310Feb 15, 2012
      S•••• C•••••• P••••••• P••••••• F•••no longer reportedPrivate Equity Fund$025Feb 15, 2012
      S•••• C••••••••• L••no longer reportedPrivate Equity Fund$01Feb 15, 2012
      S•••• C•••••• P••••••• L•no longer reportedPrivate Equity Fund$0102Feb 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••••• A•••••• J•••••• · Managing Membercontrol
        since 11/2006 · owns 25% to 50%
      • H••••••••• B••••• M••••• · Managing Membercontrol
        since 11/2006 · owns 10% to 25%
      • S•••••••• D••••• K• · Managing Membercontrol
        since 11/2006 · owns 25% to 50%
      • S••••••• D•••••• E••••• · Chief Compliance Officer & Chief Financial Officercontrol
        since 11/2006 · owns less than 5%
      • W••••• S•••• C• · Managing Membercontrol
        since 11/2006 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • S•••• C•••••• P••••••• I••• L••
        pooled vehicle sponsory
      • S•••• C•••••• P••••••• I•• L••
        pooled vehicle sponsory
      • S•••• I•• C••••••••• L••
        pooled vehicle sponsory
      • S•••• I• C••••••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • West Conshohocken, PA3 employees
      • Charleston, SC1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 11 to 10
        Mar 27, 2025 to Mar 26, 2026
      • Employees · 11 to 10
        Mar 27, 2025 to Mar 26, 2026
      • Discretionary RAUM · $605M to $671M
        Mar 27, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $605M to $671M
        Mar 27, 2025 to Mar 26, 2026
      • RAUM · $605M to $671M
        Mar 27, 2025 to Mar 26, 2026
      • Advisory employees · 13 to 11
        Dec 19, 2024 to Mar 27, 2025
      • Employees · 14 to 11
        Dec 19, 2024 to Mar 27, 2025
      • Financial planning clients · unset to
        Dec 19, 2024 to Mar 27, 2025
      • Discretionary RAUM · $742M to $605M
        Dec 19, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $742M to $605M
        Dec 19, 2024 to Mar 27, 2025
      • RAUM · $742M to $605M
        Dec 19, 2024 to Mar 27, 2025
      • Advisory employees · 12 to 13
        Jul 5, 2023 to Mar 28, 2024
      • Employees · 13 to 14
        Jul 5, 2023 to Mar 28, 2024
      • Discretionary RAUM · $669M to $742M
        Jul 5, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $669M to $742M
        Jul 5, 2023 to Mar 28, 2024
      • RAUM · $669M to $742M
        Jul 5, 2023 to Mar 28, 2024
      • Other offices · 3 to 2
        Mar 29, 2023 to Jul 5, 2023
      • Advisory employees · 13 to 12
        Sep 28, 2022 to Mar 29, 2023
      • Other offices · 2 to 3
        Sep 28, 2022 to Mar 29, 2023
      • Discretionary RAUM · $670M to $669M
        Sep 28, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $670M to $669M
        Sep 28, 2022 to Mar 29, 2023
      • RAUM · $670M to $669M
        Sep 28, 2022 to Mar 29, 2023
      • Discretionary RAUM · $681M to $670M
        Mar 30, 2022 to Sep 28, 2022
      • Pooled vehicle RAUM · $681M to $670M
        Mar 30, 2022 to Sep 28, 2022
      • RAUM · $681M to $670M
        Mar 30, 2022 to Sep 28, 2022
      • Advisory employees · 11 to 13
        Mar 29, 2021 to Mar 30, 2022
      • Assets in custody · unset to 0.0
        Mar 29, 2021 to Mar 30, 2022
      • Custody of client assets · false to true
        Mar 29, 2021 to Mar 30, 2022
      • Discretionary RAUM · $634M to $681M
        Mar 29, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $634M to $681M
        Mar 29, 2021 to Mar 30, 2022
      • RAUM · $634M to $681M
        Mar 29, 2021 to Mar 30, 2022
      • Discretionary RAUM · $576M to $634M
        Apr 28, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $576M to $634M
        Apr 28, 2020 to Mar 29, 2021
      • RAUM · $576M to $634M
        Apr 28, 2020 to Mar 29, 2021
      • Discretionary RAUM · $515M to $576M
        Mar 26, 2020 to Apr 28, 2020
      • Pooled vehicle RAUM · $515M to $576M
        Mar 26, 2020 to Apr 28, 2020
      • RAUM · $515M to $576M
        Mar 26, 2020 to Apr 28, 2020
      • Advisory employees · 8 to 11
        Nov 21, 2019 to Mar 26, 2020
      • Employees · 12 to 13
        Nov 21, 2019 to Mar 26, 2020
      • Discretionary RAUM · $450M to $515M
        Nov 21, 2019 to Mar 26, 2020
      Signals
      2 dated events
      • K. David Schaible (Managing Member) appeared on Schedule A of S•••• C•••••• M••••••••• L••
        Nov 21, 2019 · Control person joined · fact
      • S•••• C•••••• M••••••••• L•• reported RAUM $450.0M, up 34% from $335.6M (2018-03-29 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/spire-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-218-5454reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026