DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

S•••••••• V•••• P•••••••

Former SEC-registered adviserSan Diego, CaliforniaCRD 161582SEC 801-74277IAPD
Legal name S•••••••• V•••• P••••••• E••••••••• L••
Latest filing Mar 30, 2020
First filing on the tape Feb 15, 2012 · 16 filings
RAUM
$66.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$66.4M gross assets
History
16 filings and snapshots on the tape
RAUM$66.4M as of Mar 30, 2020
Apr 1, 2013$558M then
HNW client RAUM$0 as of Mar 30, 2020
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2020
Apr 1, 20130 then
Employees (5.A)34 as of Mar 30, 2020
Apr 1, 201311 then
Private funds1 as of Mar 30, 2020
Apr 1, 20133 then
RAUM -34% over the last fiscal year-61% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$66.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-34%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$66.4M, 1 clientsreportedItem 9.A
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$66.4M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$66.4M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•••••••• V•••• P••••••• F••• X••• L•no longer reportedReal Estate Fund$479M370Mar 30, 2016
      S•••••••• V•••• P••••••• F••• X••• L•no longer reportedReal Estate Fund$272M196Apr 1, 2013
      S•••••••• V•••• P••••••• F••• X•• L•no longer reportedReal Estate Fund$229M117Feb 15, 2012
      S•••••••• V•••• P••••••• F••• X••• L•Real Estate Fund$66.4M81Feb 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • M•••• C•••• P• · Membercontrol
        since 01/2019 · owns 25% to 50%
      • M•••••••• M••••• K••••• · Chief Compliance Officercontrol
        since 12/2019 · owns less than 5%
      • S••••••••• M•••• A•••• · Managercontrol
        since 03/2009 · owns less than 5%
      • B•••••••• D•••• C••••••• · Managercontrol
        since 01/2016 · owns 50% to 75% of W•••• S••••• L••
      • B•••••••• D•••• C••••••• · Managercontrol
        since 01/2010 · owns 50% to 75% of B••••••• F••••• H•••••••• L••
      • M•••• C•••• P• · Managercontrol
        since 12/2011 · owns 75% or more of C••• L••
      • S•••••• R•••••• G••• · Trusteecontrol
        since 09/1997 · owns F of R••••• S••••• T•••• D•••• 9••••••
      • S••••••••• M•••• A•••• · General Partnercontrol
        since 01/2014 · owns F of M•• L•••••• P••••••• I•• L•
      Entity owners
      • C••• L•• · Member
        direct · owns 25% to 50%
      • M•• L•••••• P••••••• I•• L• · Member
        direct · owns 25% to 50%
      • B••••••• F••••• H•••••••• L•• · Manager
        indirect · owns 50% to 75% of W•••• S•• X•• L••
      • M••••••• G••••• L•• · Member
        indirect · owns 25% to 50% of W•••• S•• X•• L••
      • R••••• S••••• T•••• D•••• 9•••••• · Member
        direct · owns 10% to 25%
      • W•••• S•• X•• L•• · Member
        direct · owns 10% to 25%
      • W•••• S••••• L•• · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      Advisers that list S•••••••• V•••• P••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Nashville, TN1 employees
      What changed
      consecutive filings, newest first
      • Assets in custody · $100M to $66.4M
        Apr 30, 2019 to Mar 30, 2020
      • Employees · 33 to 34
        Apr 30, 2019 to Mar 30, 2020
      • Discretionary RAUM · $100M to $66.4M
        Apr 30, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $100M to $66.4M
        Apr 30, 2019 to Mar 30, 2020
      • RAUM · $100M to $66.4M
        Apr 30, 2019 to Mar 30, 2020
      • Assets in custody · $99.0M to $100M
        Oct 25, 2018 to Mar 29, 2019
      • Employees · 26 to 33
        Oct 25, 2018 to Mar 29, 2019
      • Other offices · 0 to 1
        Oct 25, 2018 to Mar 29, 2019
      • Discretionary RAUM · $99.0M to $100M
        Oct 25, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $99.0M to $100M
        Oct 25, 2018 to Mar 29, 2019
      • RAUM · $99.0M to $100M
        Oct 25, 2018 to Mar 29, 2019
      • Accounts · 4 to 1
        Jan 23, 2018 to Mar 27, 2018
      • Advisory employees · 14 to 2
        Jan 23, 2018 to Mar 27, 2018
      • Pooled vehicle clients · 4 to 1
        Jan 23, 2018 to Mar 27, 2018
      • Assets in custody · $1.1B to $99.0M
        Jan 23, 2018 to Mar 27, 2018
      • Other offices · 2 to 0
        Jan 23, 2018 to Mar 27, 2018
      • Discretionary RAUM · $1.1B to $99.0M
        Jan 23, 2018 to Mar 27, 2018
      • Pooled vehicle RAUM · $1.1B to $99.0M
        Jan 23, 2018 to Mar 27, 2018
      • RAUM · $1.1B to $99.0M
        Jan 23, 2018 to Mar 27, 2018
      • Related adviser · false to true
        Jan 23, 2018 to Mar 27, 2018
      • Advisory employees · 13 to 14
        Apr 1, 2017 to Jan 23, 2018
      • HNW clients · unset to 0.0
        Apr 1, 2017 to Jan 23, 2018
      • Individual clients · unset to 0.0
        Apr 1, 2017 to Jan 23, 2018
      • Pooled vehicle clients · unset to 4.0
        Apr 1, 2017 to Jan 23, 2018
      • Employees · 20 to 26
        Apr 1, 2017 to Jan 23, 2018
      • Other offices · unset to 2.0
        Apr 1, 2017 to Jan 23, 2018
      • Private funds · 4 to 1
        Apr 1, 2017 to Jan 23, 2018
      • HNW RAUM · unset to 0.0
        Apr 1, 2017 to Jan 23, 2018
      • Individual RAUM · unset to 0.0
        Apr 1, 2017 to Jan 23, 2018
      • Pooled vehicle RAUM · unset to 1080501142.0
        Apr 1, 2017 to Jan 23, 2018
      • Advisory employees · 11 to 13
        Sep 14, 2016 to Apr 1, 2017
      • Assets in custody · $949M to $1.1B
        Sep 14, 2016 to Apr 1, 2017
      • Employees · 18 to 20
        Sep 14, 2016 to Apr 1, 2017
      • Discretionary RAUM · $949M to $1.1B
        Sep 14, 2016 to Apr 1, 2017
      • RAUM · $949M to $1.1B
        Sep 14, 2016 to Apr 1, 2017
      • Assets in custody · $944M to $949M
        Mar 30, 2016 to Sep 9, 2016
      • Discretionary RAUM · $944M to $949M
        Mar 30, 2016 to Sep 9, 2016
      • RAUM · $944M to $949M
        Mar 30, 2016 to Sep 9, 2016
      • Accounts · 3 to 4
        Jan 5, 2016 to Mar 30, 2016
      • Advisory employees · 8 to 11
        Jan 5, 2016 to Mar 30, 2016
      Signals
      2 dated events
      • K••••• M•••• M••••••• (Senior Project Manager - Legal & Corporate And Chief Compliance Officer) appeared on Schedule A of S•••••••• V•••• P•••••••
        Apr 30, 2019 · Control person joined · fact
      • S•••••••• V•••• P••••••• reported RAUM $99.0M, down 91% from $1.1B (2018-01-23 to 2018-03-27)
        Mar 27, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      S•••••••• V•••• P••••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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