DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I•••• F•••••••• A•••••••• L••
Latest filing Jul 29, 2026
First filing on the tape Feb 14, 2012 · 28 filings
SEC status approved since Mar 30, 2012
RAUM
$16B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
70
43 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
26
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$16B as of Jul 29, 2026
Mar 4, 2013$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Mar 4, 20130 then
Employees (5.A)70 as of Jul 29, 2026
Mar 4, 201311 then
Private funds26 as of Jul 29, 2026
Mar 4, 20136 then
RAUM +29% over the last fiscal year+71% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $446MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.54 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••• P••••• E•••••••• L••• | Other Private Fund | $2.4B | 1 | Jul 25, 2024 |
| A••• L• | Hedge Fund | $1.8B | 1 | Jul 25, 2024 |
| I••••• L••• | Other Private Fund | $927M | 2 | Jul 25, 2024 |
| I•••••• V• L••• | Private Equity Fund | $371M | 24 | Mar 30, 2022 |
| I•••••• I•• L••• | Private Equity Fund | $370M | 18 | Mar 29, 2019 |
| I•••• O••••••••• F••• I••• L• | Private Equity Fund | $364M | 4 | Mar 30, 2016 |
| I•••••• F•••• L•• | Private Equity Fund | $238M | 38 | Mar 29, 2019 |
| I•••••• V• U•• L••• | Private Equity Fund | $236M | 21 | Mar 30, 2022 |
| A••••••• L••• S•• M••••• F••• L• | Hedge Fund | $205M | 4 | Jul 25, 2024 |
| I•••• O••••••••• F••• I•• U•• L• | Private Equity Fund | $196M | 14 | Mar 30, 2016 |
| I•••••• I• U•• L••• | Private Equity Fund | $190M | 18 | Mar 29, 2019 |
| M• G•••••• L•• | Private Equity Fund | $179M | 52 | Mar 31, 2021 |
| I•• P• F••• I•• L• | Private Equity Fund | $177M | 4 | Feb 14, 2012 |
| I•••• A••••••••• S••••••• F•••• L• | Hedge Fund | $99.0M | 14 | Feb 14, 2012 |
| I•••••• F•••• L• | Private Equity Fund | $94.8M | 24 | Mar 30, 2022 |
| I•• P• F••• I• U•• L• | Private Equity Fund | $91.5M | 17 | Feb 14, 2012 |
| I•••••• F••• L• | Private Equity Fund | $91.3M | 6 | Mar 28, 2024 |
| F• I• 1•• L•• | Private Equity Fund | $50.2M | 4 | Mar 30, 2020 |
| I•••• A••••••••• S••••••• F•••• L•• | Hedge Fund | $44.2M | 7 | Feb 14, 2012 |
| Q• G••••• L•• | Private Equity Fund | $19.7M | 4 | Mar 31, 2023 |
| I•••••• F•••• L•• | Private Equity Fund | $11.4M | 5 | Mar 30, 2022 |
| I•••••• M••• L• | Private Equity Fund | $10.9M | 9 | Mar 31, 2021 |
| I•• P• M••••• F•••• L• | Private Equity Fund | $10.4M | 5 | Feb 14, 2012 |
| I•• P• D••••••• F•••• L• | Private Equity Fund | $5.1M | 11 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• P•••••• J••••• · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- L•••••••• S••••• N•• · Presidentcontrolsince 01/2007 · owns less than 5%
- L•••• L•••••• L•••• · Vice President, Secretary, Treasurercontrolsince 01/2007 · owns less than 5%
- T••••• C•••••• N•• · Chief Financial Officercontrolsince 06/2011 · owns less than 5%
- D••••••• R••••••• J••••• · Managing Membercontrolsince 03/2021 · owns 75% or more of S••••• L•••••
- L•••••••• S••••• N•• · Managing Membercontrolsince 06/2000 · owns 75% or more of P••••••• L•••••
- L•••• L•••••• L•••• · Managing Membercontrolsince 02/2007 · owns 75% or more of X••• L••
Entity owners
- I•••• A••••••••• A••••• A•••••••• L•• · Memberdirect · owns 10% to 25%
- P••••••• L••••• · Memberdirect · owns 25% to 50%
- X••• L•• · Memberdirect · owns 25% to 50%
- S••••• L••••• · Managing Memberindirect · owns 75% or more of I•••• A••••••••• A••••• A•••••••• L••
Related persons
Schedule D 7.A
- A•• A•••••••• L••pooled vehicle sponsorn
- A••••••• L••• S•• M••••• G• L••pooled vehicle sponsorn
- F• I• G•• L••pooled vehicle sponsorn
- I•• P• G• I•• L••pooled vehicle sponsorn
- I•• P• G•• L••pooled vehicle sponsorn
- I•••••• F• G•• L••pooled vehicle sponsorn
- I•••••• F•• G•• L••pooled vehicle sponsorn
- I•••••• F••• G•• L••pooled vehicle sponsorn
- I•••••• G• I•• L••pooled vehicle sponsorn
- I•••••• G• V• L••pooled vehicle sponsorn
- I•••••• M••• G•• L••pooled vehicle sponsorn
- I•••• A•••••••• L•••••pooled vehicle sponsorn
- I•••• A••• L••••••investment advisern
- I•••• F•••••••• A••••••• G•• L••pooled vehicle sponsorn
- I•••• O••••••••• G• I••• L••pooled vehicle sponsorn
- I•••• P••••• E••••••• A•••••••• L••n
- I•••• S•••••investment advisern
- I•••• S•••••••• P••• L•••investment advisern
- I•••• U• L••••••investment advisern
- M• G••••• G•• L••pooled vehicle sponsorn
- Q• G••••• M•••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $14B to $14BMay 29, 2026 to Jul 29, 2026
- Non-discretionary RAUM · $2.6B to $2.6BMay 29, 2026 to Jul 29, 2026
- Pooled vehicle RAUM · $8.8B to $8.9BMay 29, 2026 to Jul 29, 2026
- RAUM · $16B to $16BMay 29, 2026 to Jul 29, 2026
- Accounts · 34 to 37Jul 29, 2025 to Mar 31, 2026
- Advisory employees · 41 to 43Jul 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 32 to 35Jul 29, 2025 to Mar 31, 2026
- Employees · 63 to 70Jul 29, 2025 to Mar 31, 2026
- Private funds · 24 to 26Jul 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $9.7B to $14BJul 29, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.8B to $2.6BJul 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.8B to $8.8BJul 29, 2025 to Mar 31, 2026
- RAUM · $13B to $16BJul 29, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 29, 2025
- Discretionary RAUM · $10.0B to $9.7BMar 28, 2025 to Jul 29, 2025
- Non-discretionary RAUM · $2.8B to $2.8BMar 28, 2025 to Jul 29, 2025
- Pooled vehicle RAUM · $7.1B to $6.8BMar 28, 2025 to Jul 29, 2025
- RAUM · $13B to $13BMar 28, 2025 to Jul 29, 2025
- Accounts · 32 to 34Nov 22, 2024 to Mar 28, 2025
- Advisory employees · 34 to 41Nov 22, 2024 to Mar 28, 2025
- Pooled vehicle clients · 30 to 32Nov 22, 2024 to Mar 28, 2025
- Employees · 56 to 63Nov 22, 2024 to Mar 28, 2025
- Private funds · 23 to 24Nov 22, 2024 to Mar 28, 2025
- Discretionary RAUM · $8.2B to $10.0BNov 22, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $3.1B to $2.8BNov 22, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $5.8B to $7.1BNov 22, 2024 to Mar 28, 2025
- RAUM · $11B to $13BNov 22, 2024 to Mar 28, 2025
- Accounts · 31 to 32Jul 25, 2024 to Nov 22, 2024
- Private funds · 24 to 23Jul 25, 2024 to Nov 22, 2024
- Discretionary RAUM · $8.0B to $8.2BJul 25, 2024 to Nov 22, 2024
- Non-discretionary RAUM · $3.1B to $3.1BJul 25, 2024 to Nov 22, 2024
- Pooled vehicle RAUM · $8.0B to $5.8BJul 25, 2024 to Nov 22, 2024
- RAUM · $11B to $11BJul 25, 2024 to Nov 22, 2024
- Accounts · 27 to 31May 24, 2024 to Jul 25, 2024
- Advisory employees · 9 to 34May 24, 2024 to Jul 25, 2024
- Pooled vehicle clients · 27 to 30May 24, 2024 to Jul 25, 2024
- Employees · 13 to 56May 24, 2024 to Jul 25, 2024
- Private funds · 20 to 24May 24, 2024 to Jul 25, 2024
- Discretionary RAUM · $2.9B to $8.0BMay 24, 2024 to Jul 25, 2024
- Non-discretionary RAUM · $37.7M to $3.1BMay 24, 2024 to Jul 25, 2024
Signals
5 dated events
- I•••• F•••••••• A•••••••• L•• reported RAUM $16.2B, up 29% from $12.6B (2025-07-29 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- I•••• F•••••••• A•••••••• L•• reported RAUM $11.1B, up 277% from $3.0B (2024-05-24 to 2024-07-25)Jul 25, 2024 · RAUM change · derived
- Joseph Philip Bafundo (Chief Compliance Officer) appeared on Schedule A of I•••• F•••••••• A•••••••• L••Jul 25, 2024 · Control person joined · fact
- I•••• F•••••••• A•••••••• L•• reported RAUM $4.0B, up 66% from $2.4B (2021-08-27 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- I•••• F•••••••• A•••••••• L•• reported RAUM $1.8B, up 47% from $1.2B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- I•••• F•••••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I•••• F•••••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/invus-opportunitiesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- invus.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-616-2555reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026